This thesis is an attempt to constructively interpret and critically evaluate the liberal doctrine that we may not limit a person’s liberty for her own good, and to discuss its implications and alternatives in some concrete areas of public health policy. The thesis starts theoretical and goes ever more practical. The first paper is devoted to positive interpretation of anti-paternalism with special focus on the reason component – personal good. A novel generic definition of paternalism is proposed, intended to capture, in a generous fashion, the object of traditional liberal resistance to paternalism – the invocation of personal good reasons for limiting of or interfering with a person’s liberty. In the second paper, the normative aspect of this resistance is given a somewhat technical interpretation in terms of invalidation of reasons – the blocking of reasons from influencing the moral status of actions according to their strength. It is then argued that normative anti-paternalism so understood is unreasonable, on three grounds: 1) Since the doctrine only applies to sufficiently voluntary action, voluntariness determines validity of reasons, which is unwarranted and leads to wrong answers to moral questions. 2) Since voluntariness comes in degrees, a threshold must be set where personal good reasons are invalidated, leading to peculiar jumps in the justifiability of actions. 3) Anti-paternalism imposes an untenable and unhelpful distinction between the value of respecting choices that are sufficiently voluntary and choices that are not. The third paper adds to this critique the fourth argument that none of the action types typically proposed to specify the action component of paternalism is such that performing an action of that type out of benevolence is essentially morally problematic. The fourth paper ignores the critique in the second and third papers and proposes, in an anti-paternalistic spirit, a series of rules for the justification of option-restricting policies aimed at groups where some members consent to the policy and some do not. Such policies present the liberal with a dilemma where the value of not restricting people’s options without their consent conflicts with the value of allowing people to shape their lives according to their own wishes. The fifth paper applies the understanding of anti-paternalism developed in the earlier papers to product safety regulation, as an example of a public health policy area. The sixth paper explores in more detail a specific public health policy, namely that of mandatory alcohol interlocks in all cars, proposed by the former Swedish government and supported by the Swedish National Road Administration. The policy is evaluated for cost-effectiveness, for possible diffusion of individual responsibility, and for paternalistic treatment of drivers. The seventh paper argues for a liberal policy in the area of dissemination of information about uncertain threats to public health. The argument against paternalism is based on common sense consequentialist considerations, avoiding any appeal to the normative anti-paternalism rejected earlier in the thesis. / QC 20100714

Σκοπός της παρούσας διδακτορικής διατριβής ήταν ο προσδιορισμός της υπερπολωσιμότητας δεύτερης τάξης διάφορων φουλλερενίων, παραγώγων φουλλερενίων και διθειολενικών συμπλόκων και η συσχέτιση αυτής με τη χημική δομή των υπό μελέτη υλικών. Για τη μελέτη των μη-γραμμικών οπτικών ιδιοτήτων των υλικών αυτών χρησιμοποιήθηκε η τεχνική Z-scan. Η μη-γραμμική τους απόκριση μελετήθηκε για παλμική διέγερση 35 ps και 8 ns, στα 532 και 1064 nm. Παράγοντες όπως ενίσχυση λόγω συντονισμού, μείωση της συμμετρίας, απεντοπισμός ηλεκτρονίων και μεταφορά φορτίου βρέθηκαν ότι επηρεάζουν σημαντικά τις μη-γραμμικές οπτικές ιδιότητες των συστημάτων αυτών. / The objective of this thesis was the determination of the second-order hyperpolarizability of some fullerenes, fullerene derivatives and dithiolene complexes and the understanding of the relation between the hyperpolarizability and the molecular structure. The non-linear optical properties of the above systems were investigated by the Z-scan technique. In particular, their non-linear optical response was studied under pulsed laser excitation having duration 35 ps and 8 ns, at 532 and 1064 nm. Several factors, like resonant enhancement, symmetry reduction, electron delocalization and charge transfer, were found to influence significantly the non-linear optical properties of these molecules.

This cross-sectional postal survey explores the relationship between musculoskeletal painand level of education in Ullensaker municipality. We used a Standard Nordic Questionnaire(SNQ) to register self-reported musculoskeletal pain in 3325 persons in 2004 (participationrate 55 %). We registered educational level and a series of other demographic and life-stylevariables as well as functional ability and subjective health complaints. We found in thisstudy that educational level and musculoskeletal pain is associated. People with loweducational levels are prone to have more musculoskeletal pain than persons with highereducation. When it comes to musculoskeletal pain that is limiting persons in their daily tasksthe difference is even larger between persons with low educational level and persons withhigher education / I en postal tverrsnittstudie har vi undersøkt forholdet mellom muskelsmerter ogutdanningsnivå i Ullensaker kommune. Vi brukte et standardisert spørreskjema ommuskelsmerter (også kalt Ørebro-skjemaet) og fikk svar fra 3325 personer (svarprosent55%). Vi registrerte utdanningsnivå og en rekke andre demografiske- og livsstilsvariablesamt funksjonsevne og subjektive helseplager. Vi fant i denne studien ensammenheng mellom utdanningsnivå og muskelsmerter. Personer med lavtutdanningsnivå har mer muskelsmerter enn personer med høyere utdanning. Når detgjelder å bli hindret i sine daglige aktiviteter av smertene er forskjellene enda størremellom de med lav utdanning og de med høy utdanning / <p>ISBN 978-91-85721-43-6</p>

Digital communication systems which use Orthogonal Frequency Division Multiplexing (OFDM) are now widely used and have many advantages. The main disadvantage is the requirement for highly linear analogue electronics including the high power amplifier (HPA). This requirement cannot be met in all circumstances because of the occurrence of symbols with high peak to average power ratio (PAPR). Such symbols may be non-linearly distorted by limiting. Approaches to solve this problem have been either to reduce the PAPR at the transmitter or to try to mitigate the effect of the non-linearity at the receiver. Soft-limiting, i.e. applying limiting in software prior to the HPA is a simple way to reduce the PAPR. It produces non-linear distortion which will cause an increase in the bit-error-rate (BER) at the receiver. This thesis surveys existing alternatives ways of reducing the effect of non-linearity and proposes some new ones. Two iterative receiver techniques, based on statistical analysis of the nature of the non-linearity, have been implemented and investigated. These are the ‘Bussgang Noise Cancellation’ (BNC) technique and the ‘Decision Aided Reconstruction’ (DAR) techniques. As these techniques are valid for any memory-less nonlinearity, an alternative form of limiting, named as Inverted-Wraparound (IWRAP) has been included in the BNC investigation. A new method is proposed which is capable of correcting the received time-domain samples that are clipped, once they have been identified. This is named the ‘Equation-Method’ and it works by identifying constellation symbols that are likely to be correct at the receiver. If there are a sufficient number of these and they are correctly identified, the FFT may be partitioned to produce a set of equations that may be solved for the clipped time-domain samples. The thesis proposes four enhancements to this new method which improve its effectiveness. It is shown that the best form of this method outperforms conventional techniques especially for severe clipping levels. The performance of these four enhancements is evaluated over channels with additive white Gaussian noise (AWGN) in addition to clipping distortion. A technique based on a ‘margin factor’ is designed to make these methods work more effectively in the presence of AWGN noise. A new combining algorithm referred as ‘HARQ for Clipping’ is presented where soft bit decisions are combined from multiple transmissions. ‘HARQ for Clipping’ has been combined with the best version of the Equation-Method, and the performance of this approach is evaluated in terms of the BER with different levels of AWGN. It has been compared to other approaches from the literature and was found to out-perform the BNC iterative receiver by 3dB at signal to noise ratios around 10dB. Without HARQ, the best version of the Equation-Method performs better than the BNC receiver, at signal-to-nose ratios above about 17dB.

The solution of the Burgers' equation computed by the standard finite element method is degraded by oscillations, which are the manifestation of the Gibbs phenomenon. In this work we study the following numerical me- thods: Discontinuous Galerkin method, stable low order schemes and the flux corrected technique method in order to prevent the undesired Gibbs phenomenon. The focus is on the reduction of severe overshoots and under- shoots and the preservation of the smoothness of the solution. We consider a simple 1D problem on the interval (0, 1) with different initial conditions to demonstrate the properties of the presented methods. The numerical results of individual methods are provided. 1

Ces travaux ont permis d’approfondir les connaissances du mécanisme de déchargepeu conventionnel de l’accumulateur Li/S et de ses limitations. L’ensemble desrésultats a convergé vers une unique conclusion, à savoir que le système Li/S estprincipalement limité par le phénomène de passivation de l’électrode positive en finde décharge. Les polysulfures de lithium à chaines courtes précipitent à la surface del’électrode positive de soufre. Isolants électroniques, ils sont responsables de la perteprogressive de surface active de l’électrode et de la fin prématurée de la décharge.Ainsi, les performances électrochimiques ont pu être significativement améliorées entravaillant sur la morphologie de l’électrode positive, et sur la composition del’électrolyte. En augmentant la surface spécifique de l’électrode, la quantité depolysulfures de lithium qui peut précipiter en fin de décharge est augmentée, et lapassivation totale de l’électrode est retardée. En augmentant la solubilité despolysulfures de lithium dans l’électrolyte, la précipitation des espèces est retardée etla décharge prolongée. Dans cette optique, les solvants de type PEGDME semblentêtre les plus prometteurs à ce jour. Enfin, un mécanisme possible de réduction dusoufre en électrolyte de type éther a pu être proposé. / This work aimed at better understanding the Li/S cell discharge mechanism and itslimiting parameters. A general conclusion was following from these data: the Li/Ssystem is mainly limited by the passivation process of the sulfur positive electrode,occurring at the end of discharge. Insulating lithium polysulfides precipitate on thepositive electrode surface, thus leading to a gradual loss of the electrode activesurface and to the early end of discharge. As a consequence, the electrochemicalperformances can be significantly improved by working either on the positiveelectrode morphology or on the organic electrolyte composition. Increasing thespecific surface of the positive electrode enables to increase the amount ofpolysulfide compounds that can precipitate on the electrode, thus delaying the fullpassivation of the sulfur electrode and the end of discharge. Working on the organicelectrolyte composition enables to increase the polysulfide solubility and to preventthem from quickly precipitating, thus delaying the end of discharge too. To thispurpose, PEGDME solvents seem to be quite promising. Finally, a possiblemechanism for sulfur reduction in ether-based electrolytes could be proposed.

Coordenação de Aperfeiçoamento de Pessoal de Nível Superior / Soil quality has been widely studied since the soil is recognized as a key resource in agricultural production. Thus, it is necessary to assess a range of indicators of soil quality, in order to monitor parameters that indicate quality or soil degradation in agricultural activities. The objective was to assess indicators of physical and hydrical soil quality, for different soil tillage, management and levels of traffic. The specific objectives were: to determine critical limits of soil density where mechanical penetration resistance and aeration porosity are restrictive to crop growth, using a methodology of the least limiting water range (LLWR); evaluate plant water available in different states of soil compaction with the period in which the soil moisture is below or above the physical conditions considered optimal, determined by the LLWR; evaluate soil compaction through the parameters of soil compressibility; and verify relationships between air permeability, continuity of soil pores and water retention curve. The experiment was established in 2001 in an Oxisol, in the experimental station of Embrapa Trigo in Passo Fundo-RS. The soil management under study were: chisel plowed six months ago, chisel plowed twelve months ago, chisel plowed eighteen months ago, continuous no-tillage for 13 years, and native forest; all with and without traffic. Soil sample were collected with preserved structure in each treatment, in both levels of traffic, in three soil layers (0.00-0.06, 0.10-0.15, and 0.20-0.25m). The soil samples were equilibrated at -0004, - 0006, -0008, -0.01, -0.03, -0.05, -0.07, -0.1, -0.5 and -1.5MPa and then used for determining soil bulk density, resistance to penetration, volumetric moisture, and air conductivity. The soil compression curve was obtained in the tension of 0.03MPa. Increased bulk density caused a reduction in the LLWR associated to the effects of soil resistance to penetration and aeration porosity that, respectively, determined the lower and upper limits of available water. The chisel plow treatment had lower physical restriction based on the resistance to penetration, with a value of critical soil density equal 1.60Mg m-3. The LLWR was more sensitive to changes in soil structure than the available water, reflecting better physical quality of the soil for the growth of crops. Air permeability showed high variability that can be observed by the change in bulk density and by the relationship with the matric potential and pore size distribution. The low values of pore continuity index indicate reduced pore space and low presence of large pores. The preconsolidation stress was not affected by the different soil managements. Susceptibility to soil compaction showed statistical interaction between the soil management and traffic in the two uppermost soil layers (0.00-0.06 and 0.10-0.15m). Therefore, the physical and hydrical indicators were influenced by changes in soil structure. Traffic on chisel plowed soil had greater influence on those indicators. / A qualidade do solo tem sido amplamente estudada por esta ser considerada um recurso fundamental na produção agrícola. Assim, torna-se necessário avaliar uma série de indicadores, entre eles os de qualidade do solo, a fim de monitorar parâmetros que indiquem a qualidade ou degradação do solo nas ações agrícolas. O objetivo deste estudo foi avaliar indicadores físicohídricos de qualidade do solo, em diferentes preparos e sistemas de manejos do solo e dois níveis de tráfego. Os objetivos específicos foram: determinar limites críticos de densidade do solo onde a resistência mecânica à penetração e a porosidade de aeração são restritivos ao desenvolvimento das plantas, utilizando a metodologia do intervalo hídrico ótimo (IHO); avaliar a água disponível às plantas nos diferentes estados de compactação do solo, com o período em que o solo apresenta umidade abaixo ou acima das condições físicas consideradas ótimas, determinadas pelo IHO; avaliar a compactação do solo através dos parâmetros de compressibilidade do solo; e verificar a relação entre permeabilidade ao ar, continuidade de poros e curva característica de água no solo. O experimento foi implantado no ano de 2001, em um Latossolo Vermelho Distrófico, na área experimental da Embrapa Trigo, Passo Fundo-RS. Os manejos do solo em estudo foram: escarificado há seis meses, escarificado há doze meses, escarificado há dezoito meses, plantio direto contínuo por 13 anos e mata nativa; todos com e sem tráfego. Foram coletadas amostras de solo, com estrutura preservada, em cada condição de manejo, nos dois níveis de tráfego em três camadas (0,00 a 0,06; 0,10 a 0,15 e 0,20 a 0,25 m). As amostras foram equilibradas nos potenciais matriciais de -0,004; -0,006; -0,008; -0,01; -0,03; - 0,05; -0,07; -0,1; -0,5 e -1,5 MPa e, após, utilizadas para a determinação da densidade do solo, resistência à penetração, umidade volumétrica e condutividade do solo ao ar. A curva de compressão do solo foi obtida na tensão de 0,03 MPa. O aumento da densidade do solo influenciou na redução do IHO associada aos efeitos da resistência do solo à penetração e da porosidade de aeração que determinaram, respectivamente, o limite inferior e o superior de água disponível. O manejo escarificado foi o que apresentou menor restrição física quanto à resistência à penetração com valor de densidade do solo crítica igual a 1,60 Mg m-3. O IHO foi mais sensível às variações da estrutura do solo do que à água disponível, refletindo melhor a qualidade física do solo para o crescimento das culturas. A permeabilidade do solo ao ar apresentou elevada variabilidade amostral, podendo ser observada pela variação da densidade do solo e com as relações com o potencial matricial e a distribuição do tamanho de poros. Os baixos valores do índice de continuidade de poros indicam redução do espaço poroso e baixa presença de poros maiores. A pressão de preconsolidação não apresentou diferença significativa para os diferentes manejos. A susceptibilidade à compactação apresentou interação entre os manejos do solo e trafegabilidade nas duas camadas mais superficiais do solo (0,00 a 0,06 e 0,10 a 0,15 m). Portanto, os indicadores físico-hídricos foram influenciados pelas modificações na estrutura do solo. O tráfego sobre solo escarificado teve maior influência nos atributos físicohídricos do solo.

Existe-t-il un consensus scientifique sur les conditions de la durabilité ?Est-il possible de construire un indicateur unique de soutenabilité faible ?Quelles sont les composantes objectives et subjectives des indicateurs ?Peut-on envisager des indicateurs objectifs de soutenabilité ?Quelles voies de recherche sont-elles nécessaires pour développer des indicateurs de développement durable ?Telles sont les questions auxquelles cet ouvrage tente de répondre.<p><p>La comparaison des courants de la soutenabilité faible et de la soutenabilité forte nous sert de fil conducteur pour évaluer la part normative et la part objective du choix des paramètres et de leur méthode d'agrégation. L'agrégation arithmétique implique des hypothèses de substituabilité entre les facteurs, ce qui relève de la soutenabilité faible. La pondération, toujours normative, peut être explicite ou se traduire par le choix d'une unité ou dimension unique. Nous redéfinissons la soutenabilité faible comme étant la réduction de la complexité à une dimension unique. Il y a dès lors autant d'indicateurs de soutenabilité faible que de choix possibles de cette dimension unique. En particulier, l'empreinte écologique par habitant relève d'une forme "écologique" de soutenabilité faible. Le prix de marché est l'unité fondamentale de mesure de sa forme "économique". Nous montrons que les acteurs ne savent pas bien identifier leur intérêt et qu'ils ne sont pas parfaitement égoïstes, ce qui introduit un biais non systématique remarquable dans toute mesure en unité monétaire. La soutenabilité forte se caractérise par la multiplicité de dimensions ou "capitaux critiques" dont le dépassement d'un seul suffit à déterminer la non soutenabilité. Les différentes formes de soutenabilités faibles peuvent représenter des capitaux critiques parmi d'autres.<p><p>Nous présentons une typologie des acteurs et du partage des responsabilités, également susceptible d'introduire des grandes divergences dans les résultats publiés. Quelques études de cas illustrent ces différents éléments dans des contextes contrastés. L'empreinte écologique de consommation se limite en particulier à une responsabilisation du seul consommateur, alors que les comptes nationaux permettent d'envisager la coresponsabilité de l'ensemble des acteurs. L'indicateur de "dématérialisation de l'économie" appliqué à un village indien montre la pertinence de mesurer l'utilisation absolue de matière sans pondération monétaire. Il est par ailleurs possible de minimiser le coût de dépollution sans toucher à la limite absolue d'émissions globales de centrales thermiques. Les deux dimensions, coûts sociaux et bénéfices environnementaux, peuvent donc être traitées séparément.<p><p>En conclusion, il est possible d'identifier, dans chaque calcul d'indicateur de développement durable, une composante relativement objective de soutenabilité "forte" et une composante "faible", négociable, de partage des droits et responsabilités.<p>/ We study how different world views may influence how to develop sustainable development indicators. The comparison of weak sustainability and strong sustainability serves as a guide to estimate the share of objective versus normative choice of parameters and their method of aggregation. We then present a typology of actors and shared responsibilities, which may also introduce large discrepancies in the results published. Some case studies illustrate these different elements in contrasting contexts. It appears that it is possible to identify in each calculation of sustainable development indicator, a relatively objective component of sustainability and a negotiable component of shared rights and responsibilities.<p> / Doctorat en Sciences / info:eu-repo/semantics/nonPublished

La limitation optique (LO) est un processus de protection des détecteurs optiques (yeux, caméras…) vis-à-vis des agressions laser. Le développement rapide de ces derniers aux fréquences des télécommunications a encouragé l’ingénierie moléculaire pour la LO dans cette fenêtre spectrale, en particulier à 1500 nm. Un des principaux mécanismes de la LO est l’absorption multiphotonique et plus particulièrement l’absorption à deux photons (ADP). Il s’agit d’un phénomène d’optique non-linéaire du troisième ordre au cours duquel un électron est promu de l’état fondamental vers l’état excité par absorption simultanée de deux photons. De plus, des travaux récents ont mis en évidence que le phénomène de LO peut être exalté par des processus d’absorption à l’état excité (AEE) induits par ADP. Dans ce contexte, cette thèse décrit la synthèse d’une nouvelle famille de chromophores de type aza-dipyrrométhène de bore (Aza-Bodipy), fonctionnalisés par des groupements donneur ou accepteur d’électrons. Ces molécules ont un comportement de limiteur optique sur toute la gamme spectrale voulue, avec un maximum d’efficacité vers 1300 nm. Les résultats ont été interprétés sur la base de deux phénomènes : l’ADP, suivie de l’AEE pour un procédé d’absorption globale à trois photons. Ces deux processus ont été mesurés séparément et des relations structure-activité ont été établies, afin de rationnaliser les données de LO. L’importance du transfert de charge et la superposition spectrale des deux phénomènes sont alors apparues comme les paramètres clefs à optimiser. En vue d’une application dans un dispositif optique réel, il est nécessaire que les chromophores soient incorporés dans un matériau solide, qui peut être poli et transformé. Ainsi, les composés synthétisés ont été insérés avec succès dans une matrice sol-gel. Pour la première fois, des matériaux de qualité optique ont été réalisés, possédant des propriétés de LO dans l’infra-rouge très performantes et meilleures qu’en solution. / The optical power limiting (OPL) is a protection process of detectors (eyes, cameras…) against laser aggression. The rapid development of frequency-tunable pulsed lasers up to telecommunication wavelengths led to the design of new materials for nonlinear absorption in this spectral range, in particular at 1500 nm. Mutiphotonic absorption, such as the two-photon absorption (TPA) is one of the mechanisms involved in the OPL. TPA is a third order nonlinear phenomenon that promotes a molecule to an excited state by the simultaneous absorption of two photons. Moreover, the overall OPL efficiency can be enhanced by excited state absorption (ESA). In this context, this thesis describes the synthesis of a new family of versatile near infra-red dyes, namely aza-borondipyrromethene (Aza-Bodipy) featuring several sites of functionalization by electro-donating or electro-withdrawing moieties. These molecules present the typical behavior of optical limiters at telecommunication wavelengths, with a maximal efficiency around 1300 nm. OPL curves were interpreted on the basis of two phenomena: TPA, followed by ESA for an overall 2+1 photons absorption. These two processes have been measured independently and structure-activity relationships have been established in order to rationalize OPL experiments. The charge transfer effect and the spectral overlap between TPA and ESA are therefore the key parameters. For practical use of OPL functions, it is required for the chromophores to be introduced into a solid material, which enables polishing and other post-processing. Therefore, Aza-Bodipy dyes have been successfully incorporated to a solid matrix using the sol-gel technique. For the first time, optical quality materials have been prepared featuring OPL properties in the infra-red, which are better than the ones in solution.

Cette thèse a pour objectif la compréhension de plusieurs aspects du caractère rugueux de la volatilité observé de manière universelle sur les actifs financiers. Ceci est fait en six étapes. Dans une première partie, on explique cette propriété à partir des comportements typiques des agents sur le marché. Plus précisément, on construit un modèle de prix microscopique basé sur les processus de Hawkes reproduisant les faits stylisés importants de la microstructure des marchés. En étudiant le comportement du prix à long terme, on montre l’émergence d’une version rugueuse du modèle de Heston (appelé modèle rough Heston) avec effet de levier. En utilisant ce lien original entre les processus de Hawkes et les modèles de Heston, on calcule dans la deuxième partie de cette thèse la fonction caractéristique du log-prix du modèle rough Heston. Cette fonction caractéristique est donnée en terme d’une solution d’une équation de Riccati dans le cas du modèle de Heston classique. On montre la validité d’une formule similaire dans le cas du modèle rough Heston, où l’équation de Riccati est remplacée par sa version fractionnaire. Cette formule nous permet de surmonter les difficultés techniques dues au caractère non markovien du modèle afin de valoriser des produits dérivés. Dans la troisième partie, on aborde la question de la gestion des risques des produits dérivés dans le modèle rough Heston. On présente des stratégies de couverture utilisant comme instruments l’actif sous-jacent et la courbe variance forward. Ceci est fait en spécifiant la structure markovienne infini-dimensionnelle du modèle. Étant capable de valoriser et couvrir les produits dérivés dans le modèle rough Heston, nous confrontons ce modèle à la réalité des marchés financiers dans la quatrième partie. Plus précisément, on montre qu’il reproduit le comportement de la volatilité implicite et historique. On montre également qu’il génère l’effet Zumbach qui est une asymétrie par inversion du temps observée empiriquement sur les données financières. On étudie dans la cinquième partie le comportement limite de la volatilité implicite à la monnaie à faible maturité dans le cadre d’un modèle à volatilité stochastique général (incluant le modèle rough Bergomi), en appliquant un développement de la densité du prix de l’actif. Alors que l’approximation basée sur les processus de Hawkes a permis de traiter plusieurs questions relatives au modèle rough Heston, nous examinons dans la sixième partie une approximation markovienne s’appliquant sur une classe plus générale de modèles à volatilité rugueuse. En utilisant cette approximation dans le cas particulier du modèle rough Heston, on obtient une méthode numérique pour résoudre les équations de Riccati fractionnaires. Enfin, nous terminons cette thèse en étudiant un problème non lié à la littérature sur la volatilité rugueuse. Nous considérons le cas d’une plateforme cherchant le meilleur système de make-take fees pour attirer de la liquidité. En utilisant le cadre principal-agent, on décrit le meilleur contrat à proposer au market maker ainsi que les cotations optimales affichées par ce dernier. Nous montrons également que cette politique conduit à une meilleure liquidité et à une baisse des coûts de transaction pour les investisseurs. / The aim of this thesis is to study various aspects of the rough behavior of the volatility observed universally on financial assets. This is done in six steps. In the first part, we investigate how rough volatility can naturally emerge from typical behav- iors of market participants. To do so, we build a microscopic price model based on Hawkes processes in which we encode the main features of the market microstructure. By studying the asymptotic behavior of the price on the long run, we obtain a rough version of the Heston model exhibiting rough volatility and leverage effect. Using this original link between Hawkes processes and the Heston framework, we compute in the second part of the thesis the characteristic function of the log-price in the rough Heston model. In the classical Heston model, the characteristic function is expressed in terms of a solution of a Riccati equation. We show that rough Heston models enjoy a similar formula, the Riccati equation being replaced by its fractional version. This formula enables us to overcome the non-Markovian nature of the model in order to deal with derivatives pricing. In the third part, we tackle the issue of managing derivatives risks under the rough Heston model. We establish explicit hedging strategies using as instruments the underlying asset and the forward variance curve. This is done by specifying the infinite-dimensional Markovian structure of the rough Heston model. Being able to price and hedge derivatives in the rough Heston model, we challenge the model to practice in the fourth part. More precisely, we show the excellent fit of the model to historical and implied volatilities. We also show that the model reproduces the Zumbach’s effect, that is a time reversal asymmetry which is observed empirically on financial data. While the Hawkes approximation enabled us to solve the pricing and hedging issues under the rough Heston model, this approach cannot be extended to an arbitrary rough volatility model. We study in the fifth part the behavior of the at-the-money implied volatility for small maturity under general stochastic volatility models. In the same spirit as the Hawkes approximation, we look in the sixth part of this thesis for a tractable Markovian approximation that holds for a general class of rough volatility models. By applying this approximation on the specific case of the rough Heston model, we derive a numerical scheme for solving fractional Riccati equations. Finally, we end this thesis by studying a problem unrelated to rough volatility. We consider an exchange looking for the best make-take fees system to attract liquidity in its platform. Using a principal-agent framework, we describe the best contract that the exchange should propose to the market maker and provide the optimal quotes displayed by the latter. We also argue that this policy leads to higher quality of liquidity and lower trading costs for investors.