In the last decade, metal-graphene composites have seen significant progress and have received increasing attention because of graphene's ability to improve the mechanical properties. The main mechanism of improvement in metal graphene composite is based on the impeding of dislocations by graphene sheets. The work includes studying the mechanisms behind the improvement caused by graphene sheets and particles using Molecular Dynamics and Density Functional Theory. Interatomic potentials that play an important role in determining the accuracy of Molecular dynamics simulations are developed for Cu-C, Ni-C, Ti-C, and Ni-Ti-C systems. Nanolayered metal-graphene composites are fabricated and the effect of graphene particles on crack's path are investigated by electron microscopy. The mechanisms behind crack's behavior is investigated by atomistic simulations and by comparing energy release rates. Metallic systems that do not deform by dislocations like metallic glasses, NiTi etc. are reinforced with graphene and are also examined by atomistic simulations. In addition, a novel metal-graphene composite in which the metal matrix undergoes a uniform large recoverable phase transformation when subjected to mechanical loading is proposed and investigated using atomistic simulations. The material has the potential to overcome the long-standing challenge of transferring the extraordinary mechanical performance of nanoscale materials to the bulk level. / Doctor of Philosophy / In the last decade, metal-graphene composites have seen significant progress and have received increasing attention because of graphene's ability to improve the mechanical properties. The main mechanism of improvement in metal graphene composite is based on the impeding of dislocations by graphene sheets. The work includes studying the mechanisms behind the improvement caused by graphene sheets and particles by studying the interaction of metal and Carbon atoms in graphene. Functions that simulate these interactions play important role in determining the accuracy simulations. These functions are developed for Cu-C, Ni-C, Ti-C, and Ni-Ti-C systems. Nanolayered metal-graphene composites are fabricated and the effect of graphene particles on crack's path are investigated by electron microscopy. The mechanisms behind crack's behavior is investigated by atomistic simulations and by comparing energy release rates. Metallic systems that do not deform by dislocations like metallic glasses, NiTi etc. are reinforced with graphene and are also examined by atomistic simulations. In addition, a novel Graphene-Metal composite in which the metal matrix undergoes a uniform large recoverable phase transformation when subjected to mechanical loading is proposed and investigated using atomistic simulations. The material has the potential to overcome the long-standing challenge of transferring the extraordinary mechanical performance of nanoscale materials to the bulk level.

No description available.

The work presented in this thesis deals with experimental and theoretical studies related to alumina thin films. Alumina, Al2O3, is a polymorphic material utilized in a variety of applications, e.g., in the form of thin films. However, controlling thin film growth of this material, in particular at low substrate temperatures, is not straightforward. The aim of this work is to increase the understanding of the basic mechanisms governing alumina growth and to investigate novel ways of synthesizing alumina coatings. The thesis can be divided into two main parts, where the first part deals with fundamental studies of mechanisms affecting alumina growth and the second part with more application-oriented studies of high power impulse magnetron sputter (HiPIMS) deposition of the material. In the first part, it was shown that the thermodynamically stable α phase, which normally is synthesized at substrate temperatures of around 1000 °C, can be grown using reactive sputtering at a substrate temperature of merely 500 °C by controlling the nucleation surface. This was done by predepositing a Cr2O3 nucleation layer. Moreover, it was found that an additional requirement for the formation of the α phase is that the depositions are carried out at low enough total pressure and high enough oxygen partial pressure. Based on these observations, it was concluded that energetic bombardment, plausibly originating from energetic oxygen, is necessary for the formation of α-alumina (in addition to the effect of the chromia nucleation layer). Moreover, the effects of residual water on the growth of crystalline films were investigated by varying the partial pressure of water in the ultra high vacuum (UHV) chamber. Films deposited onto chromia nucleation layers exhibited a columnar structure and consisted of crystalline α-alumina if deposited under UHV conditions. However, as water to a partial pressure of 1*10-5 Torr was introduced, the columnar α-alumina growth was disrupted. Instead, a microstructure consisting of small, equiaxed grains was formed, and the γ-alumina content was found to increase with increasing film thickness. To gain a better understanding of the atomistic processes occurring on the surface, density functional theory based computational studies of adsorption and diffusion of Al, O, AlO, and O2 on different α-alumina (0001) surfaces were also performed. The results give possible reasons for the difficulties in growing the α phase at low temperatures through the identification of several metastable adsorption sites and also show how adsorbed hydrogen might inhibit further growth of α-alumina crystallites. In addition, it was shown that the Al surface diffusion activation energies are unexpectedly low, suggesting that limited surface diffusivity is not the main obstacle for low-temperature α-alumina growth. Instead, it is suggested to be more important to find ways of reducing the amount of impurities, especially hydrogen, in the process and to facilitate α-alumina nucleation when designing new processes for low-temperature deposition of α-alumina. In the second part of the thesis, reactive HiPIMS deposition of alumina was studied. In HiPIMS, a high-density plasma is created by applying very high power to the sputtering magnetron at a low duty cycle. It was found, both from experiments and modeling, that the use of HiPIMS drastically influences the characteristics of the reactive sputtering process, causing reduced target poisoning and thereby reduced or eliminated hysteresis effects and relatively high deposition rates of stoichiometric alumina films. This is not only of importance for alumina growth, but for reactive sputter deposition in general, where hysteresis effects and loss of deposition rate pose a substantial problem. Moreover, it was found that the energetic and ionized deposition flux in the HiPIMS discharge can be used to lower the deposition temperature of α-alumina. Coatings predominantly consisting of the α phase were grown at temperatures as low as 650 °C directly onto cemented carbide substrates without the use of nucleation layers. Such coatings were also deposited onto cutting inserts and were tested in a steel turning application. The coatings were found to increase the crater wear resistance compared to a benchmark TiAlN coating, and the process consequently shows great potential for further development towards industrial applications.

Grâce à ses excellentes propriétés physiques et chimiques (stable thermiquement, bon conducteur électrique et de chaleur, ductile, très dur mécaniquement, bonne inertie chimique), le matériau tantale et son nitrure TaNx sont utilisés comme revêtement de surface des outils, résistance électrique, barrière de diffusion au cuivre, croissance de nanotubes par un procédé chimique catalytique en phase vapeur. C’est ce matériau et son nitrure que nous avons étudiés lors de cette thèse.Aujourd’hui les exigences des industriels nécessitent que la pulvérisation cathodique magnétron (PCM) puisse être appliquée aux pièces de formes complexes. La principale limitation de cette méthode de dépôt est que la plupart des particules pulvérisées sont neutres. Pour contrôler l’énergie et la trajectoire des particules pulvérisées, des nouveaux procédés IPVD (Ionized Physical Vapor Deposition) ont été développés pour ioniser les atomes pulvérisés. Le procédé RF-IPVD (Radio-Frequency Ionized Physical Vapor Deposition) permet, grâce à une boucle placée entre la cible et le substrat et polarisée en RF, de créer un second plasma permettant d’ioniser la vapeur pulvérisée. Un autre procédé a été développé : nommé HIPIMS (High Power Impulse Magnetron Sputtering), ce procédé utilise une alimentation fournissant des impulsions de courte durée et de forte puissance au lieu d’une alimentation DC. Les particules pulvérisées peuvent être ionisées dans le plasma magnétron qui est très dense lors des impulsions. Nous avons réalisé des couches minces de Ta par PCM, RF-IPVD et HIPIMS, et des couches minces de TaNx par PCM et HIPIMS. Les différentes propriétés des décharges et des couches minces sont étudiées et comparées dans ce mémoire. / Thanks to their excellent physical and chimical characteristics such as good stability with temperature, good conductor of heat and electricity, ductility, hardness, chemical inertness and good corrosion resistance, tantalum and its nitride are used in a wide variety of applications such as wear and corrosion-resistant materials, thin film transistors, diffusion barrier for copper and for carbon nanotube grown by CCVD process (catalytically chemical vapor deposition). For some recent industrial demand, it is necessary to deposit on substrates with complex shape. The main disadvantage of the conventional magnetron sputtering (CMS) is that most of the sputtered particles are neutral. To controle the energy and the path of sputtered particles, new magnetron sputtering techniques have been developed for ionizing a significant fraction of sputtered material. A new sputtering process called RF-IPVD consists in ionizing the sputtered vapor by adding second plasma by a RF coil between the target and the substrate. Another method called HIPIMS (High Power Impulsed Magnetron Sputtering), uses high power impulse instead of DC power. During the impulse, the sputtered Ta atoms are ionized in the dense plasma. We have deposited Ta thin films by CMS, RF-IPVD and HIPIMS and TaNx thin films by CMS and HIPIMS. The objective of this thesis is to compare the properties of discharges and thin films deposited by these different techniques.

Neste trabalho filmes finos de silício amorfo hidrogenado (a-Si:H) foram depositados no reator magnetron sputtering do laboratório de sistemas integráveis (LSI), a temperaturas menores que 100 °C, pela introdução do gás hidrogênio junto com o de argônio para pulverização de um alvo de silício policristalino. As condições de deposição investigadas estão compreendidas em pressões totais de 5 e 10 mTorr para as quais a potência de RF variou de 150 a 300 W, para a menor pressão, e de 200 a 300 W, para a maior pressão, sendo que para cada condição de potência a concentração de hidrogênio nos gases de descarga variou de pelo menos 0 % a no máximo 60 %. Como os substratos utilizados foram carbono vítreo, lâminas oxidadas de silício e placas de vidro para microscópio óptico os filmes depositados sobre o carbono foram caracterizados por RBS, os depositados sobre as lâminas oxidadas de silício por FTIR e medidas IV e os depositados sobre o vidro por espectroscopia de absorção óptica na região do ultravioleta-visível. A caracterização RBS forneceu informações tanto sobre o tipo e quantidade de impurezas eventualmente incorporadas durante a deposição como sobre a densidade superficial do silício que permitiu a obtenção da densidade volumétrica pela utilização dos parâmetros de espessura obtidos pela técnica de perfilometria. Através da análise dos espectros FTIR o hidrogênio incorporado pode ser quantificado na forma de mono e polihidretos de silício. As medidas IV foram realizadas através de contatos de alumínio, evaporados sobre os filmes, para a obtenção tanto da condutividade de escuro como da fotocondutividade e a análise dos espectros de absorção óptica dos filmes permitiu a obtenção tanto dos valores de energia do gap óptico, pelo método Tauc, como do parâmetro B que é inversamente proporcional à largura da cauda das bandas de valência e de condução que por sua vez aumentam com o aumento da densidade de defeitos dos filmes. Desta forma os filmes que apresentaram as maiores fotosensibilidades (razão entre a fotocondutividade e a condutividade de escuro), consideradas para a escolha dos melhores resultados, foram os depositados a 10 mTorr uma vez que eles apresentam uma maior concentração tanto de ligações SiH 2 como de SiH 3 e menores concentrações totais de hidrogênio incorporado ao filme que os filmes depositados a 5 mTorr o que acabou contribuindo para a diminuição da densidades de estados localizados da banda de mobilidade, provavelmente devido a nucleação de cristais, o que ocorre tipicamente para filmes depositados por sistemas magnetron sputtering a grandes pressões totais e grandes pressões parciais de hidrogênio, estando, desta forma, tanto as ligações SiH 2 como SiH 3 situadas nos contornos de grão. Assim os filmes depositados a 10 mTorr apresentam concentrações quase nula de ligações SiH, mas as maiores fotosensibilidades. / In this work thin films of hydrogenated amorphous silicon (a-Si:H) were deposited in the magnetron sputtering reactor of the Laboratório de Sistemas Integráveis (LSI), at temperatures lower than 100 °C, by the introduction of hydrogen and argon gasses for the sputtering of a policrystalline silicon target. The deposition conditions investigated are total pressures of 5 and 10 mTorr for which the RF power varied from 150 to 300 W, for the lowest pressure, and from 200 to 300 W, for the highest pressure. For each power condition the hydrogen concentration in the discharge gases ranged from 0 % to maximum 60 %. The substrates used were glassy carbon, for RBS characterization, oxidized silicon wafers for FTIR and IV measurements and glass plate for optical microscope and visible-ultraviolet spectroscopy absorption. The RBS characterization provided information about both the type and quantity of impurity incorporated during the deposition and the amorphous silicon superficial density that allowed obtaining the volumetric density by the utilization of the thickness parameter obtained by the profilometry technique. Through the analyses of the FTIR spectra the hydrogen incorporated could be quantified in the form of mono and poli silicon hydrides. The IV measurements were performed, through aluminum contacts evaporated on the films, to obtain the dark and photoconductivity and the films ultraviolet-visible absorption spectra. Through ultraviolet-visible analysis was possible to obtain both the optical energy gap values, by the Tauc method, and the B parameter, which is inversely proportional to the valence and conduction tail width. The B parameter increases with the defect density of the films. Thus, the films that showed the biggest photosensitivity (relation between the photoconductivity and dark conductivity) were deposited at 10 mTorr. These films showed a higher concentration of both SiH 2 and SiH 3 bonds but a lower concentration of total hydrogen incorporated, which contributed to the decrease of the density of states in the mobility band, probably due to the nucleation of crystals typical of films deposited by the magnetron sputtering system at high pressure and high hydrogen concentration. In this way the SiH 2 and SiH 3 would be in the grain boundary. So the films deposited at 10 mTorr showed almost null concentration of SiH bonds, but the highest photosensitivities.

Neste trabalho é apresentado um estudo sobre a produção e caracterização do nitreto de alumínio (AlN) obtido pela técnica de r.f. Magnetron Sputtering reativo. Aqui reportamos o efeito dos parâmetros de deposição, como densidade de potência de r.f., temperatura e pressão de processo nas propriedades estruturais, morfológicas e elétricas dos filmes de AlN obtidos. Foram realizados estudos sobre os modos vibracionais, pela técnica de espectroscopia de infravermelho por transformada de Fourier (FTIR), das orientações cristalográficas por difração de raios X e da morfologia da superfície pela técnica de microscopia de força atômica (AFM). Estes estudos nos permitiram produzir filmes finos de AlN com uma alta orientação na direção cristalográfica [002] com uma potência de r.f. de 1,23 W/cm2 , uma temperatura de deposição de 200°C e uma pressão de processo de 2 mTorr. Este estudo nos permitiu fabricar filmes de AlN com alta orientação [002] à temperatura ambiente a partir de um alvo de Al. O coeficiente piezoelétrico d33 variou de aproximadamente 4 a 6 pm/V e o d31 2 a 3 pm/V para filmes cristalinos e d33 3 pm/V e d31 1,5 pm/V para filmes amorfos. Os coeficientes piezoelétricos d33 and d31 foram estimados pelo método capacitivo proposto por Mahmoud Al Ahmad and Robert Plana, através da variação das dimensões geométricas induzidas pelo campo elétrico aplicado. / In this work we present a study about the production and characterization of aluminum nitride (AlN) obtained by r.f. Reactive Magnetron Sputtering. Here we report the effect of the deposition parameters, such as r.f. power density, and deposition temperature and pressure, on the morphological, structural and electrical properties of the obtained AlN thin films. In this work we have performed studies concerning the vibrational modes by Fourier Transform Infrared Absorption technique (FTIR), the crystallographic orientations by X-ray diffraction and the surface morphology by Atomic Force Microscopy (AFM). This study allowed us to produce high oriented [002] AlN thin films with a r.f. power density of 1.23 W/cm2, a deposition temperature of 200ºC and a process pressure of 2 mTorr. This study allowed us to produce high oriented [002] AlN thin films at room temperature from a pure Al target. The piezoelectric coefficient d33 was around 4 to 6 pm/V and d31 2 to 3 pm/V to crystalline films and d33 3 pm/V and d31 1.5 pm/V amorphous ones. d33 and d31 piezoelectric coefficients were estimated by the capacitive method proposed by Mahmoud Al Ahmad and Robert Plana, through its geometrical dimensions variation.

Neste trabalho filmes finos de silício amorfo hidrogenado (a-Si:H) foram depositados no reator magnetron sputtering do laboratório de sistemas integráveis (LSI), a temperaturas menores que 100 °C, pela introdução do gás hidrogênio junto com o de argônio para pulverização de um alvo de silício policristalino. As condições de deposição investigadas estão compreendidas em pressões totais de 5 e 10 mTorr para as quais a potência de RF variou de 150 a 300 W, para a menor pressão, e de 200 a 300 W, para a maior pressão, sendo que para cada condição de potência a concentração de hidrogênio nos gases de descarga variou de pelo menos 0 % a no máximo 60 %. Como os substratos utilizados foram carbono vítreo, lâminas oxidadas de silício e placas de vidro para microscópio óptico os filmes depositados sobre o carbono foram caracterizados por RBS, os depositados sobre as lâminas oxidadas de silício por FTIR e medidas IV e os depositados sobre o vidro por espectroscopia de absorção óptica na região do ultravioleta-visível. A caracterização RBS forneceu informações tanto sobre o tipo e quantidade de impurezas eventualmente incorporadas durante a deposição como sobre a densidade superficial do silício que permitiu a obtenção da densidade volumétrica pela utilização dos parâmetros de espessura obtidos pela técnica de perfilometria. Através da análise dos espectros FTIR o hidrogênio incorporado pode ser quantificado na forma de mono e polihidretos de silício. As medidas IV foram realizadas através de contatos de alumínio, evaporados sobre os filmes, para a obtenção tanto da condutividade de escuro como da fotocondutividade e a análise dos espectros de absorção óptica dos filmes permitiu a obtenção tanto dos valores de energia do gap óptico, pelo método Tauc, como do parâmetro B que é inversamente proporcional à largura da cauda das bandas de valência e de condução que por sua vez aumentam com o aumento da densidade de defeitos dos filmes. Desta forma os filmes que apresentaram as maiores fotosensibilidades (razão entre a fotocondutividade e a condutividade de escuro), consideradas para a escolha dos melhores resultados, foram os depositados a 10 mTorr uma vez que eles apresentam uma maior concentração tanto de ligações SiH 2 como de SiH 3 e menores concentrações totais de hidrogênio incorporado ao filme que os filmes depositados a 5 mTorr o que acabou contribuindo para a diminuição da densidades de estados localizados da banda de mobilidade, provavelmente devido a nucleação de cristais, o que ocorre tipicamente para filmes depositados por sistemas magnetron sputtering a grandes pressões totais e grandes pressões parciais de hidrogênio, estando, desta forma, tanto as ligações SiH 2 como SiH 3 situadas nos contornos de grão. Assim os filmes depositados a 10 mTorr apresentam concentrações quase nula de ligações SiH, mas as maiores fotosensibilidades. / In this work thin films of hydrogenated amorphous silicon (a-Si:H) were deposited in the magnetron sputtering reactor of the Laboratório de Sistemas Integráveis (LSI), at temperatures lower than 100 °C, by the introduction of hydrogen and argon gasses for the sputtering of a policrystalline silicon target. The deposition conditions investigated are total pressures of 5 and 10 mTorr for which the RF power varied from 150 to 300 W, for the lowest pressure, and from 200 to 300 W, for the highest pressure. For each power condition the hydrogen concentration in the discharge gases ranged from 0 % to maximum 60 %. The substrates used were glassy carbon, for RBS characterization, oxidized silicon wafers for FTIR and IV measurements and glass plate for optical microscope and visible-ultraviolet spectroscopy absorption. The RBS characterization provided information about both the type and quantity of impurity incorporated during the deposition and the amorphous silicon superficial density that allowed obtaining the volumetric density by the utilization of the thickness parameter obtained by the profilometry technique. Through the analyses of the FTIR spectra the hydrogen incorporated could be quantified in the form of mono and poli silicon hydrides. The IV measurements were performed, through aluminum contacts evaporated on the films, to obtain the dark and photoconductivity and the films ultraviolet-visible absorption spectra. Through ultraviolet-visible analysis was possible to obtain both the optical energy gap values, by the Tauc method, and the B parameter, which is inversely proportional to the valence and conduction tail width. The B parameter increases with the defect density of the films. Thus, the films that showed the biggest photosensitivity (relation between the photoconductivity and dark conductivity) were deposited at 10 mTorr. These films showed a higher concentration of both SiH 2 and SiH 3 bonds but a lower concentration of total hydrogen incorporated, which contributed to the decrease of the density of states in the mobility band, probably due to the nucleation of crystals typical of films deposited by the magnetron sputtering system at high pressure and high hydrogen concentration. In this way the SiH 2 and SiH 3 would be in the grain boundary. So the films deposited at 10 mTorr showed almost null concentration of SiH bonds, but the highest photosensitivities.

O carbeto de silício (SiC) é um semicondutor com propriedades adequadas para substituir o silício em dispositivos eletrônicos em aplicações que exijam alta potência, alta freqüência e/ou temperatura. Além disso, um filme de dióxido de silício (SiO2) pode ser crescido termicamente sobre o SiC de maneira análoga a sobre silício, permitindo que a tecnologia já existente para a fabricação de dispositivos utilizando Si possa ser adaptada para o caso do SiC. No entanto, filmes crescidos termicamente sobre SiC apresentam maior densidade de defeitos eletricamente ativos na região interfacial SiO2/SiC que no SiO2/Si. Assim, compreender a origem e os parâmetros que afetam essa degradação elétrica é um importante passo para a tecnologia do SiC. A primeira parte deste trabalho teve como objetivo compreender o efeito de parâmetros de oxidação (pressão de oxigênio e tempo de oxidação) no crescimento térmico de filmes de dióxido de silício sobre substratos de carbeto de silício. As oxidações foram realizadas em ambiente rico em 18O2 e a influência na taxa de crescimento térmico dos filmes de Si18O2 e nas espessuras das regiões interfaciais formadas entre o filme dielétrico e o substrato foram investigadas utilizando análises por reação nuclear. Para correlacionar as modificações nas propriedades investigadas com as propriedades elétricas das amostras, estruturas metal-óxidosemicondutor foram fabricadas e levantamento de curvas corrente-voltagem e capacitânciavoltagem foi realizado. Com isso, pretendeu-se melhor compreender a origem da degradação elétrica gerada pela oxidação térmica no SiC. Observou-se que a taxa de crescimento térmico dos filmes de SiO2 depende de um parâmetro dado pelo produto do tempo de oxidação e da pressão de oxigênio, para as condições testadas. O deslocamento da tensão de banda plana com relação ao valor ideal mostrou-se igualmente dependente desse parâmetro, indicando que uma maior degradação elétrica na região interfacial SiO2/SiC ocorrerá conforme o filme fica mais espesso devido ao aumento dos parâmetros investigados. Não observaram-se modificações nas espessuras da região interfacial SiO2/SiC e na tensão de ruptura dielétrica dos filmes de SiO2 atribuídas aos parâmetros de oxidação testados. Na segunda parte deste trabalho, visando minimizar a degradação elétrica da região interfacial SiO2/SiC gerada pela oxidação térmica do SiC, propôs-se crescer termicamente, em uma condição mínima de oxidação, um filme muito fino e estequiométrico de SiO2, monitorado por espectroscopia de fotoelétrons induzidos por raios X. Para formar filmes mais espessos de SiO2 e poder fabricar estruturas MOS, depositaram-se filmes de SiO2 por sputtering. As espessuras e estequiometria dos filmes depositados foram determinadas por espectrometria de retroespalhamento Rutherford com ou sem canalização. As estruturas MOS em que o filme fino de SiO2 foi crescido termicamente antes da deposição apresentaram menor deslocamento da tensão de banda plana com relação ao valor ideal e maior tensão de ruptura dielétrica do que as amostras em que o filme foi apenas crescido termicamente ou apenas depositado, confirmando a minimização da degradação elétrica da região interfacial SiO2/SiC pela rota proposta. O efeito de um tratamento térmico em ambiente inerte de Ar nas estruturas também foi investigado. Observou-se uma degradação elétrica na região interfacial SiO2/SiC devido a esse tratamento. Análises por reação nuclear indicaram que o filme fino crescido termicamente não permaneceu estável durante o tratamento térmico, perdendo oxigênio para o ambiente gasoso e misturando os isótopos de oxigênio do filme crescido termicamente com o do filme depositado. / Silicon carbide (SiC) is a semiconductor with adequate properties to substitute silicon in electronic devices in applications that requires high power, high frequency, and/or high temperature. Besides, a silicon dioxide (SiO2) film can be thermally grown on SiC in a similar way to that on Si, allowing that technology already used to fabricate devices based on Si to be adapted to the SiC case. However, the oxide films thermally grown on SiC present higher density of electrical defects at the SiO2/SiC interfacial region when compared to the SiO2/Si. Thus, the understanding of the origin and what parameters affect the electrical degradation is an important step to the SiC technology. The first part of this work aimed to understand the effect of oxidation parameters (oxygen pressure and oxidation time) in the thermal growth of silicon dioxide films on silicon carbide substrates. The oxidations were performed in an 18O2 rich ambient and the influence on the growth rate of the Si18O2 films and on the interfacial region thickness formed between the dielectric film and the substrate were investigated using nuclear reaction analyses. To correlate the modifications observed in these properties with modifications in the electrical properties, metal-oxide-semiconductors structures were fabricated and current-voltage and capacitancevoltage curves were obtained. The aim was to understand the origin of the electrical degradation due to the thermal oxidation of silicon carbide. It was observed that the growth rate of the Si18O2 films depends on the parameter given by the product of the oxygen pressure and the oxidation time, under the conditions tested. The flatband voltage shift with respect to the ideal value was also influenced by the same parameter, indicating that a larger electrical degradation in the SiO2/SiC interfacial region will occur as the film becomes thicker due to the increase of the values of the investigated parameters. No modifications were observed in the SiO2/SiC interfacial region thickness and in the dielectric breakdown voltage of the SiO2 films that could be attributed to the oxidation parameters tested. In the second part of this work, in order to minimize electrical degradation due to thermal oxidation of silicon carbide, a stoichiometric SiO2 film with minimal thickness was thermally grown, monitored by X-ray photoelectron spectroscopy. To obtain thicker films and to fabricate MOS structures, a SiO2 film was deposited by sputtering. The thicknesses and stoichiometries of the deposited films were determined by Rutherford backscattering spectrometry using or not the channeling geometry. The MOS structures in which a thin film was thermally grown before the deposition presented smaller flatband voltage shift and higher breakdown voltage when compared to SiO2 films only thermally grown or only deposited directly on SiC, confirming that the electrical degradation in the SiO2/SiC interfacial region was minimized using the proposed route. The effect of one thermal treatment in argon in the structures was also investigated. An electrical degradation in the SiO2/4H-SiC interface was observed. Nuclear reaction analyses indicated that the thin film thermally grown was not stable during the annealing, loosing O to the gaseous ambient and mixing O isotopes of the thermally grown film with those of the deposited film.

Neste trabalho é apresentado um estudo sobre a produção e caracterização do nitreto de alumínio (AlN) obtido pela técnica de r.f. Magnetron Sputtering reativo. Aqui reportamos o efeito dos parâmetros de deposição, como densidade de potência de r.f., temperatura e pressão de processo nas propriedades estruturais, morfológicas e elétricas dos filmes de AlN obtidos. Foram realizados estudos sobre os modos vibracionais, pela técnica de espectroscopia de infravermelho por transformada de Fourier (FTIR), das orientações cristalográficas por difração de raios X e da morfologia da superfície pela técnica de microscopia de força atômica (AFM). Estes estudos nos permitiram produzir filmes finos de AlN com uma alta orientação na direção cristalográfica [002] com uma potência de r.f. de 1,23 W/cm2 , uma temperatura de deposição de 200°C e uma pressão de processo de 2 mTorr. Este estudo nos permitiu fabricar filmes de AlN com alta orientação [002] à temperatura ambiente a partir de um alvo de Al. O coeficiente piezoelétrico d33 variou de aproximadamente 4 a 6 pm/V e o d31 2 a 3 pm/V para filmes cristalinos e d33 3 pm/V e d31 1,5 pm/V para filmes amorfos. Os coeficientes piezoelétricos d33 and d31 foram estimados pelo método capacitivo proposto por Mahmoud Al Ahmad and Robert Plana, através da variação das dimensões geométricas induzidas pelo campo elétrico aplicado. / In this work we present a study about the production and characterization of aluminum nitride (AlN) obtained by r.f. Reactive Magnetron Sputtering. Here we report the effect of the deposition parameters, such as r.f. power density, and deposition temperature and pressure, on the morphological, structural and electrical properties of the obtained AlN thin films. In this work we have performed studies concerning the vibrational modes by Fourier Transform Infrared Absorption technique (FTIR), the crystallographic orientations by X-ray diffraction and the surface morphology by Atomic Force Microscopy (AFM). This study allowed us to produce high oriented [002] AlN thin films with a r.f. power density of 1.23 W/cm2, a deposition temperature of 200ºC and a process pressure of 2 mTorr. This study allowed us to produce high oriented [002] AlN thin films at room temperature from a pure Al target. The piezoelectric coefficient d33 was around 4 to 6 pm/V and d31 2 to 3 pm/V to crystalline films and d33 3 pm/V and d31 1.5 pm/V amorphous ones. d33 and d31 piezoelectric coefficients were estimated by the capacitive method proposed by Mahmoud Al Ahmad and Robert Plana, through its geometrical dimensions variation.

Objective of the present work is a broad investigation of the so called "target poisoning" during magnetron deposition of TiN in an Ar/N2 atmosphere. Investigations include realtime in-situ ion beam analysis of nitrogen incorporation at the Ti sputter target during the deposition process and the analysis of particle uxes towards and from the target by means of energy resolved mass spectrometry. For experiments a planar, circular DC magnetron, equipped with a 2 inch titanium target was installed in an ultrahigh vacuum chamber which was attached to the beam line system of a 5 MV tandem accelerator. A manipulator allows to move the magnetron vertically and thereby the lateral investigation of the target surface. During magnetron operation the inert and reactive gas flow were adjusted using mass flow controllers resulting in an operating pressure of about 0.3 Pa. The argon flow was fixed, whereas the nitrogen flow was varied to realize different states of target poisoning. In a fi?rst step the mass spectrometer was used to verify and measure basic plasma properties e.g. the residual gas composition, the behavior of reactive gas partial pressure, the plasma potential and the dissociation degree of reactive gas molecules. Based on the non-uniform appearance of the magnetron discharge further measurements were performed in order to discuss the role of varying particle fluxes across the target during the poisoning process. Energy and yield of sputtered particles were analyzed laterally resolved, which allows to describe the surface composition of the target. The energy resolving mass spectrometer was placed at substrate position and the target surface was scanned by changing the magnetron position correspondingly. It was found, that the obtained energy distributions (EDF) of sputtered particles are influenced by their origin, showing signi?ficant differences between the center and the erosion zone of the target. These results are interpreted in terms of laterally different states of target poisoning, which results in a variation of the surface binding energy. Consequently the observed energy shift of the EDF indicates the metallic or already poisoned fraction on target surface. Furthermore the EDF's obtained in reactive sputtering mode are broadened. Thus a superposition of two components, which correspond to the metallic and compound fractions of the surface, is assumed. The conclusion of this treatment is an discrete variation of surface binding energy during the transition from metallic to compound target composition. The reactive gas target coverage as derived from the sputtered energy distributions is in reasonable agreement with predictions from model calculations. The target uptake of nitrogen was determined by means of ion beam analysis using the 14N(d, )12C nuclear reaction. Measurements at varying nitrogen gas flow directly demonstrate the poisoning eff?ect. The reactive gas uptake saturates at a maximum nitrogen areal density of about 1.1016 cm-2 which corresponds to the stoichiometric limit of a 3 nm TiN layer. At sufficiently low reactive gas flow a scan across the target surface discloses a pronounced lateral variation of target poisoning, with a lower areal density in the target race track compared to the target center and edge. Again the findings are reproduced by model calculations, which confirm that the balance of reactive gas injection and sputter erosion is shifted towards erosion in the race track. Accomplished computer simulations of the reactive sputtering process are similar to Berg's well known model. Though based on experimental findings the algorithm was extended to an analytical two layer model which includes the adsorption of reactive gas as well as its different kinds of implantation. A distribution of ion current density across the target diameter is introduced, which allows a more detailed characterization of the processes at the surface. Experimental results and computer simulation have shown that at sufficiently low reactive gas flow, metallic and compound fractions may exist together on the target surface, which is in contradiction to previous simulations, where a homogeneous reactive gas coverage is assumed. Based on the results the dominant mechanisms of nitrogen incorporation at different target locations and at varying reactive gas admixture were identified. / Gegenstand der Arbeit ist die Untersuchung der Targetvergiftung beim reaktiven Magnetronsputtern von TiN in Argon-Sticksoff Atmosphäre. Die Untersuchungen beinhalten die Echtzeit in-situ Ionenstrahlanalyse des Stickstoffeinbaus in das Titantarget während des Depositionsprozesses sowie die Analyse der Teilchenflüsse vom – und hin zum Sputtertarget mittels energieaufgelöster Massenspektrometrie. Das Magnetron wurde in einer Vakuumkammer installiert, welche an die Beamline des 5 MV Tandembeschleunigers angeschlossen war. Die Position des Magnetrons konnte mittels eines Manipulator verändert werden, was die laterale Untersuchung der Targetoberfläche ermöglichte. Während des Magnetronbetriebes wurde der Argonfluss in die Kammer konstant gehalten, während der Stickstofffluss variiert wurde um verschiedene Ausprägungen der Targetvergiftung zu erreichen. In einem ersten Schritt wurden die Eigenschaften des Plasmas, z.B. die Zusammensetzung des Sputtergases, das Verhalten des Reaktivgaspartialdruckes, das Plasmapotenzial und der Dissoziationsgrad der Reaktivgasmoleküle im Plasma, mit dem Massenspektrometer ermittelt. Aufgrund der ungleichmäßigen Gasentladung vor dem Magnetrontarget, wurden auch lateral variierende Teilchenflüssen und eine ungleichmäßige Targetvergiftung angenommen. Die Energie und die Ausbeute von gesputterten Teilchen wurde deshalb lateral aufgelöst untersucht. Das Massenspektrometer wurde zu diesem Zweck am Ort des Substrates positioniert und die Targetoberfläche konnte gescannt werden indem die Magnetronposition verändert wurde. Die so aufgenommenen Energieverteilungen der gesputterten Teilchen zeigen eine räumliche Abhängigkeit. Teilchen die aus dem Targetzentrum stammen unterscheiden sich hinsichtlich ihrer Energie signifikant von den Teilchen die in der Target-Erosionszone gesputtert werden. Dieses Resultat zeigt die ungleichmäßige Targetvergiftung, wodurch es zu einer Veränderung der Oberflächenbindungsenergie kommt. Über die Verschiebung in der Energieverteilung lässt sich somit der Zustand der Targetoberfläche beschreiben. Diese experimentellen Ergebnisse zeigen Übereinstimmung mit den Ergebnissen der Modellrechnungen. Der Stickstoffgehalt des Targets wurde weiterhin mittels Ionenstrahlanalyse (NRA) bestimmt. Messungen bei verschiedenen Stickstoffflüssen demonstrieren direkt die Vergiftung des Targets. Die maximale Stickstoffkonzentration sättigt bei einem Wert, der dem Stickstoffgehalt in einer ca. 3 nm dicken Titannitridschicht entspricht. Bei ausreichend niedrigem Stickstofffluss zeigt die Messung quer über den Targetdurchmesser eine Variation im Stickstoffgehalt. Die Stickstoffkonzentration in der Erosionszone ist deutlich geringer als im Targetzentrum oder am Targetrand. Die Resultate wurden wiederum durch Modellrechnungen bestätigt. Die durchgeführten Computersimulationen basieren auf Sören Bergs Modell des reaktiven Sputterprozesses. Der Algorithmus wurde jedoch auf der Basis der experimentellen Ergebnisse erweitert. Das Modell beinhaltet nun Mechanismen des Reaktivgaseinbaus in das Target, wie Adsorption, Implantation und Recoilimplantation. Des Weiteren wurde die Ionenstromverteilung als Funktion des Targetdurchmessers in das Modell aufgenommen, was eine detailliertere Beschreibung des Prozesses ermöglicht. Die experimentellen Ergebnisse und die Resultate der Computersimulation zeigen, dass bei niedrigen Reaktivgasflüssen metallische und vergiftete Bereiche auf der Targetoberfläche gemeinsam existieren. Das ist im Widerspruch zu älteren Simulationen, in denen von einer homogenen Targetbedeckung durch das Reaktivgas ausgegangen wird. Basierend auf den Ergebnissen wurden die dominierenden Mechanismen des Reaktivgaseinbaus in das Sputtertarget, in Abhängigkeit von der Position und von der Sputtergaszusammensetzung, identifiziert.