The design of high-performance, high-speed clock generation and distribution becomes challenging in terms of phase noise, jitter and power consumption, due to the fast development of communication and computing systems. Injection locking is a promising clocking technique since it can significantly improve the energy efficiency, suppress the phase noise of the ring oscillator, enable a fast startup and conveniently generate multiple time-interleaved phases. A quasi-linear model of injection-locked ring oscillator (ILRO) is utilized to mathematically formulate the frequency and time domain characteristics of the system, as well as the phase noise shaping and jitter tracking behavior. The settling behavior of ILRO is also exploited and shows a strong dependence on the locking range and the initial phase difference of the injected and the resultant oscillation signals. A forwarded-clock synchronization based on injection locking is designed for a 10 Gb/s photonic interconnect according to the specific features of optical links. A single clock recovery can be used for all the four channels, resulting in a large amount of power and area saving. The applications of sub-harmonic and super-harmonic injection locking in wireless communications for frequency multiplying and division are also discussed. / Graduation date: 2013 / Access restricted to the OSU Community at author's request from Oct. 1, 2012 - Oct. 1, 2014

Future wireless communication systems will have higher data transmission rates and energy efficiencies than those used today. This fact raises serious challenges to the design of conventional transceiver architectures. This doctoral research develops energy-efficient RF transmitters and receivers for next-generation wireless communications. It begins with a theoretical analysis of the injection locking of oscillators and a modified Class-E power amplifier (PA) for use in developing the proposed transmitter and receiver. Based on the presented theory, a novel envelope elimination and restoration (EER)/polar transmitter using injection-locked oscillators (ILOs) and a novel cognitive polar receiver using two ILO stages are proposed. The EER/polar transmitter combines the approaches of EER/polar modulation and injection locking to achieve linear amplification with a high gain and high efficiency. Experimental results demonstrate its effectiveness for delivering WCDMA and EDGE signals. Additionally, the cognitive polar receiver utilizes two ILO stages to extract the modulation envelope and phase components of a received nonconstant envelope modulation signal without using a phase-locked loop (PLL)-based carrier recovery circuit. Experiments are conducted to verify the feasibility of the novel architecture by performing £k/4 DQPSK and QPSK demodulation. Rigorous theoretical analysis and experimental verification prove that both the proposed transmitter and the receiver are effective for energy-efficient wireless communications.

Active integrated antennas (AIAs) are divided into oscillator type AIAs, amplifier type AIAs and frequency-conversion type AIAs. The AIAs designed in this master thesis are oscillator type. Instead of using lumped component like inductors and capacitors, I use a half-wavelength antenna as resonator. In this design, antenna is also treat as a radiated loading. According to reciprocity, antenna receives the reflection signal affected by human body movement and vital sign at the same time. This behavior is regarded as a self-injection locking oscillator. In this master thesis, active antenna is used in monitoring and contacting measurement. In monitoring measurement, active antenna and subject keep their distance. Subject random body movement affects the measured result. Contacting measurement means active antenna pastes on the subject, thus there is no relative displacement between active antenna and subject. Random body movement affect iscancelled in theory. In contacting measurement design some different body motions to test the tolerance of this measurement structure, and use correlation to cancel random body movement. The sensitivity of active antenna structure is enough to detect the vocal vibration in contacting measurement.

Ultra¬wide band (UWB) system is a breakthrough in wireless communication, as it provides data rate one order higher than existing ones. This dissertation focuses on the design of CMOS integrated frequency synthesizer and its building blocks used in UWB system. A mixer¬based frequency synthesizer architecture is proposed to satisfy the agile frequency hopping requirement, which is no more than 9.5 ns, three orders faster than conventional phase¬locked loop (PLL)¬based synthesizers. Harmonic cancela¬tion technique is extended and applied to suppress the undesired harmonic mixing components. Simulation shows that sidebands at 2.4 GHz and 5 GHz are below 36 dBc from carrier. The frequency synthesizer contains a novel quadrature VCO based on the capacitive source degeneration structure. The QVCO tackles the jeopardous ambiguity of the oscillation frequency in conventional QVCOs. Measurement shows that the 5¬GHz CSD¬QVCO in 0.18 µm CMOS technology draws 5.2 mA current from a 1.2 V power supply. Its phase noise is ¬120 dBc at 3 MHz offset. Compared with existing phase shift LC QVCOs, the proposed CSD¬QVCO presents better phase noise and power efficiency. Finally, a novel injection locking frequency divider (ILFD) is presented. Im¬plemented with three stages in 0.18 µm CMOS technology, the ILFD draws 3¬mA current from a 1.8¬V power supply. It achieves multiple large division ratios as 6, 12, and 18 with all locking ranges greater than 1.7 GHz and injection frequency up to 11 GHz. Compared with other published ILFDs, the proposed ILFD achieves the largest division ratio with satisfactory locking range.

In this thesis, a 6-beam combiner using multiplexed holograms in dye-doped polymer is investigated. It is realized by recording six superimposed holographic gratings, which show uniform diffraction efficiency. The coupled wave theory for N superimposed gratings is more generalized and is used to analyze the amplitudes of diffracted waves in three different boundary conditions. Multiple-ring diffracted beam analysis is proposed to determine the dynamic range of a holographic material. The M/# is evaluated by recording a single hologram and counting the number of ring patterns in the diffracted beam. This analysis is extended to assess the equalized grating strength of N superimposed holograms. Six holograms with the equalized grating strength which can be assigned within the dynamic range of our material and show maximum diffraction efficiency are recorded. The phase locking of five beams to one reference beam is performed using PZT controller. The designs of lock-in amplifier, ramp generator and servo using commercial chips are demonstrated. The readout set-up used to split one single beam into six coherent copies is presented. The function of each part of the PZT controller in the readout set-up is discussed in detail. The intensity profile of an N-beam combiner is investigated by varying the phase angle between adjacent input waves. The entire solution which describes the amplitude of a combined beam is derived from generalized coupled wave theory. A simplified experimental set-up without a complicated PZT controller is demonstrated using a planoconvex lens. In order to provide six coherent light sources in future work, the injection locking of a single laser diode to the master laser diode is performed. An expected read-out setup is proposed to carry out both the achievement of six coherent sources and a 6 beam combination.

[pt] Nesta dissertação foram projetados e desenvolvidos osciladores apresentando ruído de fase otimizado. Em virtude das limitações dos equipamentos analisadores de espectro na precisa medição do ruído de fase dos osciladores desenvolvidos nos laboratórios do CETUC, foi implementada a técnica de medição Método do Detector de Fase. Esta técnica consiste no desenvolvimento de um segundo oscilador com as mesmas características do existente, e com auxílio de misturadores, realizar o batimento dos mesmos para freqüências próximas a DC, onde nesta região a medição do ruído de fase torna-se viável. Entretanto, em aplicações dedicadas, verificou-se que o batimento entre dois osciladores operando em torno de 10 GHz produz uma freqüência intermediária instável, variando de 10 kHz à 50 kHz. Para evitar a realização de uma medição extremamente instável, utilizou-se o método de sincronização de freqüências (Injection Locking) entre os osciladores. Foi também destacada a influência do ruído de cintilação (Flicker Noise) na medida final do ruído de fase. A melhor medida aferida foi em torno de -100 dBc/Hz @ 3,25 kHz. Foi verificado através de diversas simulações que a freqüência de cintilação int c f , situada em 10 MHz, apresenta grande influência sobre as medições do ruído de fase realizadas à 3,25 kHz da portadora, degradando-o em cerca de 30dB. / [en] In this dissertation, oscillators presenting optimized phase noise had been projected and develloped. Because of the limitation of the specter analyzer devices in the accurate measurements of the oscillators phase noise developed in the CETUC laboratories, it was implemented the measurement technique called Phase Detector Method. This technique consists on the development of a second oscillator with the same characteristics of the already existent one and, with aid of mixers, multiplies these signals together and provides the difference of the two signals next to DC, where, in this region, the measurement of the phase noise becomes viable. However, in dedicated applications, it was verified that the beating between two oscillators operating around 10GHz produces instable intermediate frequency, varying between 10kHz to 50kHz. To prevent the accomplishment of an extremely unstable measurement, the method of synchronization of frequency (Injection Locking) between the oscillators was used. Also the influence of the Flicker Noise in the final measure of the phase noise was detached. The best measure was around -100dBc/Hz@3,25kHz. It was verified through lots of simulations that the flicker corner frequency int c f , situated in 10MHz, presents great influence on the measures of the phase noise carried through to the 3,25kHz of the carrier, degrading it in about 30dB.

Monolithic passively mode-locked colliding pulse semiconductor lasers generating pico- to sub-picosecond terahertz optical pulse trains are promising sources for future applications in ultra-high speed data transmission systems and optical measurements. However, in the absence of external synchronization, these passively mode-locked lasers suffer from large amplitude and timing jitter instabilities resulting in broad comb linewidths, which precludes many applications in the field of coherent communications and signal processing where a much narrower frequency line set is needed. In this dissertation, a novel quantum dot based coupled cavity laser is presented, where for the first time, four-wave mixing (FWM) in the monolithically integrated saturable absorber is used to injection lock a monolithic colliding pulse mode-locked (CPM) laser with a mode-locked high-Q ring laser. Starting with a passively mode-locked master ring laser, a stable 30 GHz optical pulse train is generated with more than 10 dB reduction in the RF noise level at 20 MHz offset and close to 3-times reduction in the average optical linewidth of the injection locked CPM slave laser. The FWM process is subsequently verified experimentally and conclusively shown to be the primary mechanism responsible for the observed injection locking. Other linear scattering effects are found to be negligible, as predicted in the orthogonal waveguide configuration. The novel injection locking technique is further exploited by employing optical hybrid mode-locking and increasing the Q of the master ring cavity, to realize an improved stabilization architecture. Dramatic reduction is shown with more than 14-times reduction in the photodetected beat linewidth and almost 5-times reduction in the optical linewidth of the injection locked slave laser with generation of close to transform limited pulses at ~ 30 GHz. These results demonstrate the effectiveness of the novel injection locking technique for an all-on-chip stability transfer and provides a new way of stabilizing monolithic optical pulse sources for applications in future high speed optical networks.

This dissertation details the work has been done on a novel resonant cavity linear interferometric modulator and a direct phase detector with channel filtering capability using injection-locked semiconductor lasers for applications in RF photonics. First, examples of optical systems whose performance can be greatly enhanced by using a linear intensity modulator are presented and existing linearized modulator designs are reviewed. The novel linear interferometric optical intensity modulator based on an injection-locked laser as an arcsine phase modulator is introduced and followed by numerical simulations of the phase and amplitude response of an injection-locked semiconductor laser. The numerical model is then extended to study the effects of the injection ratio, nonlinear cavity response, depth of phase and amplitude modulation on the spur-free dynamic range of a semiconductor resonant cavity linear modulator. Experimental results of the performance of the linear modulator implemented with a multi-mode Fabry-Perot semiconductor laser as the resonant cavity are shown and compared with the theoretical model. The modulator performance using a vertical cavity surface emitting laser as the resonant cavity is investigated as well. Very low Vπ in the order of 1 mV, multi-gigahertz bandwidth (-10 dB bandwidth of 5 GHz) and a spur-free dynamic range of 120 dB.Hz2/3 were measured directly after the modulator. The performance of the modulator in an analog link is experimentally investigated and the results show no degradation of the modulator linearity after a 1 km of SMF. The focus of the work then shifts to applications of an injection-locked semiconductor laser as a direct phase detector and channel filter. This phase detection technique does not iv require a local oscillator. Experimental results showing the detection and channel filtering capability of an injection-locked semiconductor diode laser in a three channel system are shown. The detected electrical signal has a signal-to-noise ratio better than 60 dB/Hz. In chapter 4, the phase noise added by an injection-locked vertical cavity surface emitting laser is studied using a self-heterodyne technique. The results show the dependency of the added phase noise on the injection ratio and detuning frequency. The final chapter outlines the future works on the linear interferometric intensity modulator including integration of the modulator on a semiconductor chip and the design of the modulator for input pulsed light.

In this dissertation, self-assembled InAs/InGaAs quantum dot Fabry-Perot lasers and mode-locked lasers are investigated. The mode-locked lasers investigated include monolithic and curved two-section devices, and colliding pulse mode-locked diode lasers. Ridge waveguide semiconductor lasers have been designed and fabricated by wet etching processes. Electroluminescence of the quantum dot lasers is studied. Cavity length dependent lasing via ground state and/or excited state transitions is observed from quantum dot lasers and the optical gain from both transitions is measured. Stable optical pulse trains via ground and excited state transitions are generated using a grating coupled external cavity with a curved two-section device. Large differences in the applied reverse bias voltage on the saturable absorber are observed for stable mode-locking from the excited and ground state mode-locking regimes. The optical pulses from quantum dot mode-locked lasers are investigated in terms of chirp sign and linear chirp magnitude. Upchirped pulses with large linear chirp magnitude are observed from both ground and excited states. Externally compressed pulse widths from the ground and excited states are 1.2 ps and 970 fs, respectively. Ground state optical pulses from monolithic mode-locked lasers e.g., two-section devices and colliding pulse mode-locked lasers, are also studied. Transformed limited optical pulses (~4.5 ps) are generated from a colliding pulse mode-locked semiconductor laser. The above threshold linewidth enhancement factor of quantum dot Fabry-Perot lasers is measured using the continuous wave injection locking method. A strong spectral dependence of the linewidth enhancement factor is observed around the gain peak. The measured linewidth enhancement factor is highest at the gain peak, but becomes lower 10 nm away from the gain peak. The lowest linewidth enhancement factor is observed on the anti-Stokes side. The spectral dependence of the pulse duration from quantum dot based mode-locked lasers is also observed. Shorter pulses and reduced linear chirp are observed on the anti-Stokes side and externally compressed 660 fs pulses are achieved in this spectral regime. A novel clock recovery technique using passively mode-locked quantum dot lasers is investigated. The clock signal (~4 GHz) is recovered by injecting an interband optical pulse train to the saturable absorber section. The excited state clock signal is recovered through the ground state transition and vice-versa. Asymmetry in the locking bandwidth is observed. The measured locking bandwidth is 10 times wider when the excited state clock signal is recovered from the ground state injection, as compared to recovering a ground state clock signal from excited state injection.

Signal generation at high frequency has become increasingly important in numerous wireline and wireless applications. In many gigahertz and millimeter-wave frequency ranges, conventional frequency generation techniques have encountered several design challenges in terms of frequency tuning range, phase noise, and power consumption. Recently, injection locking has been a popular technique to solve these design challenges for frequency generation. However, the narrow locking range of the injection locking techniques limits their use. Furthermore, they suffer from significant reference spur issues. This dissertation presents novel frequency generation techniques based on envelope detection for low-phase-noise signal generation using injection-locked frequency multipliers (ILFMs). Several calibration techniques using envelope detection are introduced to solve conventional problems in injection locking. The proposed topologies are demonstrated with 0.13um CMOS technology for the following injection-locked frequency generators. First, a mixed-mode injection-frequency locked loop (IFLL) is presented for calibrating locking range and phase noise of an injection-locked oscillator (ILO). The IFLL autonomously tracks the injection frequency by processing the AM modulated envelope signal bearing a frequency difference between injection frequency and ILO free-running frequency in digital feedback. Second, a quadrature injection-locked frequency tripler using third-harmonic phase shifters is proposed. Two capacitively-degenerated differential pairs are utilized for quadrature injection signals, thereby increasing injection-locking range and reducing phase error. Next, an injection-locked clock multiplier using an envelope-based frequency tracking loop is presented for a low phase noise signal and low reference spur. In the proposed technique, an envelope detector constantly monitors the VCO's output waveform distortion caused by frequency difference between the VCO frequency and reference frequency. Therefore, the proposed techniques can compensate for frequency variation of the VCO due to PVT variations. Finally, this dissertation presents a subharmonically injection-locked PLL (SILPLL), which is cascaded with a quadrature ILO. The proposed SILPLL adopts an envelope-detection based injection-timing calibration for synchronous reference pulse injection into a VCO. With one of the largest frequency division ratios (N=80) reported so far, the SILPLL can achieve low RMS jitter and reference spur. / Ph. D.