<p>The world’s dependence on oil cannot continue indefinitely. As reserves dwindle and demand continues to increase, prices will soar to new highs and fundamentally change the way society deals with energy generation and consumption. Use of oil and other carbon-based fuels also have detrimental effects on human health, as pollution that arises from the combustion of these fuels necessitates treating respiratory problems in millions of people annually. Moreover, evidence that climate change is anthropogenic has become undeniable and has been proven to be direct related to dependence on carbon-based fuels.</p> <p>Renewable energy offers clean and dependable alternatives for electricity, heating and transport. In particular, solar energy looks to be the most promising owing to its sheer abundance and ubiquity. The main obstacle hindering the adoption of solar cell technology en masse is cost. One of the ways to reduce cost is to fabricate thinner solar cells, but this compromises efficiency due to lower optical absorption that results, especially in silicon. In order to become a serious competitor in the energy market, highly absorptive solar cells must be developed at reduced material costs, which is the essence of light-trapping.</p> <p>In this study, two of the most common ways to trap light by reducing reflection were investigated: the application of anti-reflection coatings and surface texturing in silicon. Analytic models were created to optimize optical design in both single-junction and multi-junction solar cells. The single-junction silicon models accounted for non-normal incidence, which allowed angle-averaged calculations to be made for planar and textured surfaces. Single-junction GaAs models included a GaInP window layer whose optical effects were considered in anti-reflection coating optimization. The multi-junction GaAs-on-silicon (GaAs/Si) and AlGaAs-on-silicon (AlGaAs/Si) models that were created clearly demonstrated the need to adjust individual subcell thicknesses in order to optimize optical design.</p> / Master of Applied Science (MASc)

<p>The photovoltaics (PV) research community is currently pursuing many approaches to reduce the cost of PV and increase the energy conversion efficiency. Single-crystalline silicon (sc-Si) solar cells are able to achieve high efficiency but have a higher cost relative to other technologies. It may be possible to drastically reduce the cost of sc-Si PV by fabricating solar cells which are an order of magnitude thinner than conventional solar cells, i.e. thinner than 30 microns. Aside from new fabrication paradigms, ultra-thin sc-Si solar cells require advanced light-trapping techniques to enhance the absorption of long-wave radiation which is otherwise transmitted through the cell. In this thesis, a novel process flow for the fabrication of ultra-thin sc-Si solar cells in the laboratory was designed and implemented with the aim of testing light-trapping structures in the context of actual ultra-thin sc-Si devices. The process flow uses 10 micron thick sc-Si membranes, 0.95 cm in diameter, fabricated on silicon-on-insulator wafers using double-sided processing. The best fabricated device incorporated a back surface field, a white paint diffuse rear reflector and a silicon nitride antireflection coating. It achieved a fill factor, efficiency, short circuit current and open circuit voltage of 0.67, 9.9%, 27.9 mA cm^-2 and 0.53 V respectively. Simulations suggest the device efficiency can approach 15.4% without light-trapping and 16.5% with a diffuse rear reflector as a light trapping structure. This process flow is intended to be used as a platform on which to test further light-trapping structures with the continuation of this project.</p> / Master of Applied Science (MASc)

L’amincissement des cellules solaires semi-conductrices est motivé par la réduction des coûts de production et l’augmentation des rendements de conversion. Mais en deçà de quelques centaines de nanomètres, il requiert de nouvelles stratégies de piégeage optique. Nous proposons d’utiliser des concepts de la nanophotonique et de la plasmonique pour absorber la lumière sur une large bande spectrale dans des couches ultrafines de GaAs. Nous concevons et fabriquons pour ce faire des structures multi-résonantes formées de réseaux de nanostructures métalliques. Dans un premier temps, nous montrons qu’il est possible de confiner la lumière dans une couche de 25 nm de GaAs à l’aide d’une nanogrille bidimensionnelle pouvant servir de contact électrique en face avant. Nous analysons numériquement les modes résonants qui conduisent à une absorption moyenne de 80% de la lumière incidente entre 450 nm et 850 nm. Ces résultats sont validés par la fabrication et la caractérisation de super-absorbeurs ultrafins multi-résonants. Dans un second temps, nous appliquons une approche similaire dans le but d’obtenir des cellules photovoltaïques dix fois plus fines que les cellules GaAs records, avec des absorbeurs de 120 nm et 220 nm seulement. Un miroir arrière nanostructuré en argent, associé à des contacts ohmiques localisés, permet d’améliorer l’absorption tout en garantissant une collecte optimale des porteurs photo-générés. Nos calculs montrent que les densités de courant de court-circuit (Jsc) dans ces structures optimisées peuvent atteindre 22.4 mA/cm2 et 26.0 mA/cm2 pour les absorbeurs d’épaisseurs respectives t=120 nm et t=220 nm. Ces performances sont obtenues grâce à l’excitation d’une grande variété de modes résonants (Fabry-Pérot, modes guidés,…). En parallèle, nous avons développé un procédé de fabrication complet de ces cellules utilisant la nano-impression et le transfert des couches actives. Les mesures montrent des Jsc records de 17.5 mA/cm2 (t=120 nm) et 22.8 mA/cm2 (t=220 nm). Ces résultats ouvrent la voie à l’obtention de rendements supérieurs à 20% avec des cellules solaires simple jonction d’épaisseur inférieure à 200 nm. / The thickness reduction of solar cells is motivated by the reduction of production costs and the enhancement of conversion efficiencies. However, for thicknesses below a few hundreds of nanometers, new light trapping strategies are required. We propose to introduce nanophotonics and plasmonics concepts to absorb light on a wide spectral range in ultrathin GaAs layers. We conceive and fabricate multi-resonant structures made of arrays of metal nanostructures. First, we design a super-absorber made of a 25 nm-thick GaAs slab transferred on a back metallic mirror with a top metal nanogrid that can serve as an alternative front electrode. We analyze numerically the resonance mechanisms that result in an average light absorption of 80% over the 450nm-850nm spectral range. The results are validated by the fabrication and characterization of these multi-resonant super-absorbers made of ultrathin GaAs. Second, we use a similar strategy for GaAs solar cells with thicknesses 10 times thinner than record single-junction photovoltaic devices. A silver nanostructured back mirror is used to enhance the absorption efficiency by the excitation of various resonant modes (Fabry-Perot, guided modes,…). It is combined with localized ohmic contacts in order to enhance the absorption efficiency and to optimize the collection of photogenerated carriers. According to numerical calculations, the short-circuit current densities (Jsc) can reach 22.4 mA/cm2 and 26.0 mA/cm2 for absorber thicknesses of t=120 nm and t=220 nm, respectively. We have developed a fabrication process based on nano-imprint lithography and on the transfer of the active layers. Measurements exhibit record short-circuit currents up to 17.5 mA/cm2 (t=120 nm) and 22.8 mA/cm2 (t=220 nm). These results pave the way toward conversion efficiencies above 20% with single junction solar cells made of absorbers thinner than 200 nm.

Hybride Nanostrukturen verbinden die Vorzüge von individuellen Materialien, die neue Eigenschaften hervorrufen können. In dieser Arbeit wurden verschiedene Metal Nanostrukturen synthetisiert und deren optische Eigenschaften analysiert. Die Herstellung eines Spasers oder Lichteinfang in Solarzellen wurde untersucht. Der Einfluß von Größe, Form und Brechungsindex auf die Metal-Plasmonen wurde erforscht. Die gewonnen Erkenntnisse genutzt um Metal Nanopartikel mit gezielten Eigenschaften herzustellen. Hybride Gold Nanostrukturen (funktionalisiert mit Farbstoffen oder Quantenpunkten) wurden hergestellt und Energie-Transfereffekte untersucht. Diese hybriden Nanostrukturen wurden optisch gepumpt um Spasing zu erreichen. Allerdings wurde festgestellt, dass eine unrealistisch hohe Verstärkung benötigen wird, um die charakteristischen Verluste im Metal zu überwinden. Silber und Gold Nanopartikel wurden synthetisiert um diese in Dünnschichtsolarzellen einzusetzen. Es konnte gezeigt werden, dass Silber chemisch instabil ist und, wenn oxidiert, hohe Absorption auftritt. Durch hohe Temperaturen konnte die Oxidschicht auf den Silberpartikeln reduziert werden und damit auch die Verluste. Stabilere Gold Partikel wurden in Perovskit-Solarzellen eingebaut, wodurch die Effizienz einer solch modifizierten Solarzelle um ~40% gesteigert werden konnte. Dies wurde durch eine erhöhte Anzahl an generierten Ladungsträgern mittels metallischen Lichtfallen erreicht. Zusätzlich wurden anisotrope Janus Trägerpartikel synthetisiert und mit Metal Nano-partikeln funktionalisiert. Gold Nanopartikel wurden abgeschieden und zu einer Gold Hülle gewachsen. Dies erfolgte entweder gleichförmig über das gesamte Hantel-Trägerpartikel oder einseitig unter Ausnutzung der chemischen Anisotropie. Desweiteren wurden Platin Nano-partikel einseitig abgeschieden und in Wasserstoffperoxid Lösung gegeben. Die Partikel wurden daraufhin mittels dynamischer Lichtstreuung auf Selbstvortrieb untersucht. / Hybrid nanostructures combine the assets of the individual materials with a vast amount of new properties. In this work various metal nanoparticles have been synthesized and investigated on their optical properties. The synthesized metal nanoparticles have been implemented for potential applications, e.g. fabrication of a spaser or in solar cells. At first, the size, shape and refractive index effects of gold and silver nanoparticles have been investigated. The insight gained helps to optimize the synthesis of metal nanoparticles with specific optical properties needed for further applications. Optimized hybrid gold nanostructures have been synthesized and functionalized with dye molecules or quantum dots to investigate energy transfer effects. These hybrid structures have been optically pumped to achieve spasing. However, comparison with a theory showed that such metal nanostructures need unrealistic high gain to overcome the inherent losses and achieve spasing. Silver and gold nanoparticles have been synthesized for applications in thin film solar cells. It has been shown that silver lacks chemical stability and thus, if oxidized, the nanoparticles exhibit weak scattering and strong Ohmic losses. The oxide layer of silver nano-spheres could be via annealing. By contrast, gold nanoparticles, known for their higher stability, have been implemented in a perovskite solar cell. Such a modified solar cell showed an increase in efficiency by ~40% through increased generation of carriers. Anisotropic Janus carrier systems have been synthesized and functionalized with metal nanoparticles. Gold nanoparticles have been deposited either uniformly or on one lobe only of the dumbbell-shaped carrier system by using its chemical anisotropy. These gold nano¬particles have been grown to a gold shell. Platinum nanoparticles have been deposited on a single lobe and its self-propelling ability in a chemical fuel was investigated by means of dynamic light scattering.

Nous étudions la possibilité de réaliser des cellules à base de diséléniure de cuivre, indium et gallium (CIGSe) à absorbeur ultra-mince, en réduisant l’épaisseur de la couche de CIGSe de 2500 nm jusqu’à 100 nm, tout en conservant un haut rendement de conversion.Grâce à l’utilisation d’outils de simulation numérique, nous étudions l’influence de la réduction d’épaisseur de l’absorbeur sur les paramètres photovoltaïques de la cellule. Une importante dégradation du rendement est observée, principalement attribuée à une réduction de la fraction de lumière absorbée par le CIGSe ainsi qu’à une collecte des porteurs de charge réduite dans les dispositifs ultraminces. Des solutions permettant de surmonter ces problèmes sont proposées et leur influence potentielle est numériquement simulée ; nous démontrons qu’une ingénierie de face avant (couche tampon alternative, couche anti-réfléchissante…) et de face arrière (contact arrière réfléchissant, diffusion de la lumière) sur une cellule CIGSe à absorbeur ultramince permet de potentiellement améliorer le rendement de la cellule solaire au niveau de celui d’une cellule à absorbeur référence (2.5 μm).Grâce à l’utilisation de techniques de gravure chimique sur des échantillons standards de CIGSe épais, nous réalisons des cellules solaires avec différentes épaisseurs d’absorbeurs, et nous étudions l’influence de l’épaisseur du CIGSe sur les paramètres photovoltaïques des cellules. Le comportement similaire aux simulations numériques.Une ingénierie du contact avant sur des cellules CIGSe à différentes épaisseurs est réalisée pour spécifiquement améliorer l’absorption dans la couche de CIGSe. Nous étudions l’influence d’une couche tampon alternative de ZnS, de la texturation de la fenêtre avant de ZnO:Al, et d’une couche anti-reflet sur la cellule solaire. D’importantes améliorations sont observées quelque soit l’épaisseur de la couche de CIGSe, ce qui permet d’obtenir des rendements de conversions supérieurs à ceux obtenus dans la configuration standard des dispositifs.Une ingénierie du contact arrière à basse température est également réalisée avec l’utilisation d’un procédé novateur combinant la gravure chimique du CIGSe avec un « lift-off » mécanique de la couche de CIGSe afin de la séparer du substrat de Molybdène. De nouveaux matériaux fortement réflecteur de lumière et précédemment incompatible avec le procédé de croissance du CIGSe sont utilisés comme contact arrière pour des cellules CIGSe ultra-minces. Une étude comparative en fonction de l’épaisseur de CIGSe entre des cellules avec contact arrière réfléchissant en Or (Au) et cellules solaires avec contact arrière standard Mo est effectuée. Le contact Au permet d’augmenter significativement le rendement de conversion des cellules solaires à absorbeur sub-microniques comparé au contact standard Mo avec un rendement de conversion supérieur à 10% obtenu sur une cellule CIGSe de 400 nm (comparé à 7.9% avec Mo).Afin de réduire encore plus l’épaisseur de la couche de CIGSe, jusque 100-200 nm, les modèles numériques montrent qu’il est nécessaire d’utiliser un réflecteur lambertien sur la face arrière de la cellule afin de maximiser l’absorption de la lumière. Un dispositif preuve de concept expérimental est réalisé avec une épaisseur de CIGSe de 200 nm et un réflecteur arrière lambertien, et ce dispositif est caractérisé par spectroscopie de transmission/réflexion. La réponse spectrale est déterminée en combinant des valeurs issues de simulation numérique et la mesure expérimental de l’absorption du dispositif. Nous calculons un courant de court circuit de 26 mA.cm-2 pour ce dispositif avec réflecteur lambertien, bien supérieur à ce qui est calculé pour la même structure sans réflecteur (15 mA.cm-2), et comparable au courant mesuré sur une cellule de référence de 2500 nm (28 mA.cm-2). L’utilisation de réflecteur lambertien pour des cellules CIGSe ultraminces est donc particulièrement adaptée pour maintenir de hauts rendements. / In this thesis, we investigate on the possibility to realize ultrathin absorber Copper Indium Gallium Di-Selenide (CIGSe) solar cells, by reducing the CIGSe thickness from 2500 nm down to 100 nm, while conserving a high conversion efficiency.Using numerical modeling, we first study the evolution of the photovoltaic parameters when reducing the absorber thickness. A strong decrease of the efficiency of the solar cell is observed, mainly related to a reduced light absorption and carrier collection for thin and ultrathin CIGSe solar cells. Solutions to overcome these problems are proposed and the potential improvements are modeled; we show that front side (buffer layer, antireflection coating) and back side (reflective back contact, light scattering) engineering of an ultrathin device can potentially increase the conversion efficiency up to the level of a standard thick CIGSe solar cell.By using chemical bromine etching on a standard thick CIGSe layer, we realize solar cells with different absorber thicknesses and experimentally study the influence of the absorber thickness on the photovoltaic parameters of the devices. Experiments show a similar trends to that observed in numerical modeling.Front contact engineering on thin CIGSe solar cell is realized to increase the specific absorption in CIGSe, including alternative ZnS buffer, front ZnO:Al window texturation and anti-reflection coating. Substantial improvements are observed whatever the CIGSe thickness, with efficiencies higher that the default configuration.A back contact engineering at low temperature is realized by using an innovative approach combining chemical etching of the CIGSe and mechanical lift-off of the CIGSe from the original Molybdenum (Mo) substrate. New highly reflective materials previously incompatible with the standard solar cell process are used as back contact for thin and ultrathin CIGSe solar cells, and a comparative study between standard Mo back contact and alternative reflective Au back contact solar cells is performed. The Au back reflector significantly enhance the efficiency of solar cell with sub-micrometer absorbers compared to the standard Mo back reflector; an efficiency higher than 10 % on a 400 nm CIGSe is obtained with Au back contact (7.9% with standard Mo back contact). For further reduction of the absorber thickness down to 100-200 nm, numerical modeling show that a lambertian back reflector is needed to fully absorb the incident light in the CIGSe. An experimental proof of concept device with a CIGSe thickness of 200 nm and a lambertian back reflector is realized and characterized by reflection/transmission spectroscopy, and the experimental spectral response is determined by combining simulation and experimentally measured absorption. A short circuit current of 26 mA.cm-2 is determined with the lambertian back reflector, which is much higher than what is obtained for the same device with no reflector (15 mA.cm-2), and comparable to the short circuit current measured on a reference 2500 nm thick CIGSe solar cell (28 mA.cm-2). Lambertian back reflectors are therefore found to be the most effective way to enhance the efficiency of an ultrathin CIGSe solar cell up to the level of a reference thick CIGSe solar cell.

The solar cell technology based on Cu(In,Ga)Se2 (CIGS) thin-films provides a promising route to cost competitive solar electricity. The standard device structure is ZnO:Al/ZnO/CdS/CIGS/Mo films on a glass substrate, where the first three layers are n-type semiconductors with wide bandgaps, forming a pn-junction with the p-type CIGS absorber layer; the Mo layer serves as a back contact. This thesis deals with analysis of the generation and recombination of electron-hole pairs throughout the device. These processes determine the maximum output power: generation limits the current; recombination limits the voltage. The generation is calculated with an optical model based on complex refractive indices determined for the individual layers. The main features of the optical response of the solar cell can be reproduced with a specular model neglecting scattering. A model including ideally Lambertian scattering at the front and back surface of the CIGS absorber layer is introduced to investigate the possibility to maintain a high current generation with thin absorber layers. The result highlights the relatively poor optical performance of the Mo back contact. TiN and ZrN are explored as alternatives, and improved optical performance is experimentally demonstrated for both materials. The recombination analysis emphasizes that, in general, more than one recombination path of comparable magnitude are operative in parallel. For cells with absorber bandgap increasing from 1.0 eV (CuInSe2) to 1.7 eV (CuGaSe2), a relative increase of interface recombination is found. When these cells are subject to accelerated ageing, degradation is smallest for intermediate bandgaps; an explanation involving different sensitivity to decreased absorber band bending and activation of grain boundaries is suggested. The optical gain with ZrN back contacts is counteracted by increased back contact recombination and contact resistance, but an intermediate layer of MoSe2 is shown to alleviate these problems, allowing for an overall improved efficiency.

In this dissertation, we study the optical property of 2D graded photonic super-crystals (GPSCs) for photon management. We focused primarily on manipulation and control of light by using the newly discovered GPSCs which present great opportunity for electromagnetic wave control in photonic devices. The GPSC has been used to explore the superior capability of improving the light extraction efficiency of OLEDs. The enhancement of extraction efficiency has been explained in term of destructive interference of surface plasmon resonance and out-coupling of surface plasmon through phase matching provided by GPSC and verified by e-field intensity distributions. A large light extraction efficiency up to 75% into glass substrate has been predicted through simulation. We also study the light trapping enhancement in GPSCs. Broadband, wide incident angle, and polarization independent light trapping enhancement is achieved in silicon solar cells patterned with the GPSCs. In addition, novel 2D GPSCs were fabricated using holographic lithography through the interference lithography by two sets of multiple beams arranged in a cone geometry using a spatial light modulator (SLM). Finally, we also report a fabrication of GPSCs with a super-cell size of 12a×12a by using e-beam lithography. Diffraction pattern from GPSCs reveals unique diffraction properties. In an application aspect, light emitting diode arrays can be replaced by a single light emitting diode shinning onto the diffraction pattern for a uniform fluorescence.