L’auto-assemblage de particules colloïdales est une technique polyvalente qui permet la fabrication de cristaux colloïdaux à de grandes échelles. Le but de notre étude est de développer des processus fiables et reproductibles pour fabriquer des matériaux photoniques et plasmoniques pouvant être incorporés au sein de différents dispositifs.Des opales inverses en dioxyde de titane composées d’un nombre précis de couches ont été intégrées au sein de cellules solaires à colorant «tout solide», ce qui a entraîné une amélioration des performances allant jusqu'à105%. Des surfaces d'ornano structurées présentant une absorption omnidirectionnelle et totale de la lumière ont été fabriquées par dépôt électrolytique d'or à travers une monocouche de particules de polystyrène. En outre, des surfaces d'or très rugueuses présentant des propriétés anti-réfléchissantes ont également été élaborées. En modulant la taille des interstices entre les particules de polystyrène, il a été possible de fabriquer par électrodéposition séquentielle des nanopiliers d’or de différentes longueurs. Enfin, l'utilisation d'une monocouche non compacte de particules comme moule a permis la réalisation de métamatériaux de type fishnet / The bottom-up self-assembly of colloidal particles is a versatile technique that allows the fabrication of large areas of colloidal crystals. The purpose of the present study is to develop highly reliable and reproducible process routes to fabricate nanostructured photonic and plasmonic materials that can be incorporated into different devices. Titania inverse opals with precise control of the layer thickness have been successfully incorporated into solid state DSSCs which showed improved performance of up to 105 %. Nanostructured gold surfaces that exhibited omnidirectional total light absorption have been fabricated by controlled electrodeposition of gold through colloidal monolayers of polystyrenebeads. In addition, very rough gold surfaces that showed anti-reflective properties were also made. By tuning the pore size of the colloidal monolayer, plasmonic gold nanopillarswith different lengths were fabricated by a sequential electrodeposition process. Using a non close-packed monolayer of PS beadscombined with electrodeposition,fishnet metamaterialswere fabricated.

We have developed a general theory of the plasmonic enhancement of many-body phenomena resulting in a closed expression for the surface plasmon-dressed Coulomb interaction. It is shown that this interaction has a resonant nature. We have also demonstrated that renormalized interaction is a long-ranged interaction whose intensity is considerably increased compared to bare Coulomb interaction over the entire region near the plasmonic nanostructure. We illustrate this theory by re-deriving the mirror charge potential near a metal sphere as well as the quasistatic potential behind the so-called perfect lens at the surface plasmon (SP) frequency. The dressed interaction for an important example of a metal–dielectric nanoshell is also explicitly calculated and analyzed. The renormalization and plasmonic enhancement of the Coulomb interaction is a universal effect, which affects a wide range of many-body phenomena in the vicinity of metal nanostructures: chemical reactions, scattering between charge carriers, exciton formation, Auger recombination, carrier multiplication, etc. We have described the nanoplasmonic-enhanced Förster resonant energy transfer (FRET) between quantum dots near a metal nanoshell. It is shown that this process is very efficient near high-aspect-ratio nanoshells. We have also obtained a general expression for the force exerted by an electromagnetic field on an extended polarizable object. This expression is applicable to a wide range of situations important for nanotechnology. Most importantly, this result is of fundamental importance for processes involving interaction of nanoplasmonic fields with metal electrons. Using the obtained expression for the force, we have described a giant surface-plasmoninduced drag-effect rectification (SPIDER), which exists under conditions of the extreme nanoplasmonic confinement. Under realistic conditions in nanowires, this giant SPIDER generates rectified THz potential differences up to 10 V and extremely strong electric fields up to 10^5-10^6 V/cm. It can serve as a powerful nanoscale source of THz radiation. The giant SPIDER opens up a new field of ultraintense THz nanooptics with wide potential applications in nanotechnology and nanoscience, including microelectronics, nanoplasmonics, and biomedicine. Additionally, the SPIDER is an ultrafast effect whose bandwidth for nanometric wires is 20 THz, which allows for detection of femtosecond pulses on the nanoscale.

Surface polaritons, i.e., collective oscillations of the surface charges, strongly influence the optical response at the micro- and nanoscale and have to be accounted for in modern nanotechnology. Within this thesis, certain basic phenomena involving surface polaritons are investigated by means of the semianalytical multiple-multipole (MMP) method. The results are compared to experiments. In the first part, the surface plasmon resonance (SPR) of metal nanoparticles is analyzed. This resonant collective oscillation of the free electrons in a metallic nanoparticle leads to an enhancement and confinement of the local electric field at optical frequencies. The local electric field can be further increased by tailoring the shape of the particle or by using near-field-interacting dimers or trimers of gold nanospheres. The hot spots found under such conditions increase the sensitivity of surface-enhanced Raman scattering by several orders of magnitude and simultaneously reduce the probed volume, thereby providing single-molecule sensitivity. The sub-wavelength-confined strong electromagnetic field associated with a SPR provides the basis for scattering-type near-field optical microscopy or tip-enhanced Raman spectroscopy, where the metal particle serves as a probe that is scanned laterally in the vicinity of a substrate. The presence of the latter causes a characteristic shift of the SPR towards lower frequencies. This effect originates in the near-field interaction of the surface charges on the objects. Furthermore, the excitation of higher-order modes becomes possible in case of an excitation by a strongly inhomogeneous wave, such as an evanescent wave. These modes may significantly contribute to the near field but have only very little influence on the far-field signature. Instead of using resonant probes, one may place a nonresonant probe in the vicinity of a substrate having a high density of electromagnetic surface states. This also produces a resonance of the light scattering by the system. Especially polar crystals, such as the investigated silicon carbide, feature such a high density of surface phonon polariton states in the mid-infrared spectral region, which can be excited due to the near-field interaction with a polarized particle. Thereby, a resonance is created leading to a strong increase of the electric field at the interface. In the second part of the thesis, special emphasis is put on surface plasmon polaritons (SPPs). Such propagating surface waves can be excited directly by plane waves only at patterned interfaces. This process is studied for the case of a groove. The groove breaks the translational invariance, so that the SPPs can be launched locally at the edges of the groove. Additionally, the mode(s) inside the groove are excited. These modes can basically be understood as metal-insulator-metal cavity modes. Their dispersion strongly depends on the groove width. The cavity behavior caused by the finite depth provides another degree of freedom for optimizing the SPP excitation by plane waves. Thin metallic films deposited on glass offer two different SPP waveguide modes, each of which can be addressed preferentially by a proper choice of the width of the groove. The reflection, transmission, scattering, and the conversion of the modes at discontinuities such as edges, steps, barriers, and grooves can be controlled by appropriately designing the geometry at the nanoscale. Furthermore, the excitation of SPPs at single and multiple slits in thin-film metal waveguides on glass and their propagation and scattering is shown by scanning near-field optical experiments. Such waveguide structures offer a means for transporting light in a confined way. Especially triangularly shaped waveguides can be used to guide light in sub-wavelength spaces. / Die Wechselwirkung von elektromagnetischer Strahlung mit subwellenlängenkleinen Teilchen bzw. Oberflächenstrukturen ermöglicht nicht nur eine Miniaturisierung optischer Geräte, sondern erlaubt sehr interessante Anwendungen, beispielsweise in der Sensorik und Nahfeldoptik. In der vorliegenden Arbeit werden die zu Grunde liegenden Effekte im Rahmen der klassischen Elektrodynamik mit Hilfe der semianalytischen Methode der multiplen Multipole (MMP) analysiert, und die Ergebnisse werden mit Experimenten verglichen. Im ersten Teil werden Oberflächenplasmonenresonanzen (engl. surface plasmon resonance - SPR) einzelner und wechselwirkender Metallteilchen untersucht. Die dabei auftretende resonante kollektive Schwingung der freien Elektronen des Partikels bewirkt eine deutliche Erhöhung und Lokalisierung des elektromagnetischen Feldes in seiner Umgebung. Die spektrale Position und die Stärke der SPR eines Nanoteilchens, die von dessen geometrischer Form, Permittivität und Umgebung abhängen, können nur im Grenzfall sehr kleiner Teilchen elektrostatisch beschrieben werden, wohingegen der verwendete semianalytische MMP-Ansatz weitaus flexibler ist und insbesondere auch auf größere Partikel, Teilchen mit komplizierterer Form bzw. Ensembles von Partikeln anwendbar ist. Die betrachteten einzelnen kleinen (< Wellenlänge) Goldkügelchen und Silberellipsoide besitzen eine stark ausgeprägte SPR im sichtbaren optischen Bereich. Diese ist auf eine dipolartige Polarisierung des Teilchens zurückzuführen. Höhere Moden der Polarisation können entweder als Folge von Retardierungseffekten an größeren (mit der Wellenlänge vergleichbaren) Teilchen oder bei der Verwendung inhomogener (z.B. evaneszenter) Wellen angeregt werden. Partikel, die sich in der Nähe eines Substrates befinden, unterliegen der Nahfeldwechselwirkung zwischen den (lichtinduzierten) Oberflächenladungen auf der Oberfläche des Teilchens und des Substrats. Dies führt zu einer Verschiebung der SPR zu niedrigeren Frequenzen und einer Erhöhung des lokalen elektrischen Feldes. Letzteres bildet die Grundlage z.B. der spitzenverstärkten Raman-Spektroskopie und der optischen Nahfeldmikroskopie mit Streulichtdetektion. Dasselbe Prinzip bewirkt ein stark überhöhtes elektrisches Feld zwischen miteinander wechselwirkenden Nanopartikeln, welches z.B. die Sensitivität der oberflächenverstärkten Raman-Mikroskopie um mehrere Größenordnungen steigern kann. Im Gegensatz zur SPR einzelner Nanopartikel kann die Resonanz der Lichtstreuung im Fall eines Partikels in der Nähe eines Substrats aus der durch die Nahfeldwechselwirkung induzierten Anregung elektromagnetischer Oberflächenzustände entstehen. Diese wirken ihrerseits auf das Nanopartikel zurück, wobei eine resonante Lichtstreuung beobachtbar ist. Dieser, am Beispiel einer metallischen Nahfeldsonde über einem Siliziumcarbid-Substrat analysierte, Effekt ermöglicht bei einer ganzen Klasse von polaren Kristallen interessante Anwendungen in der Mikroskopie und Sensorik basierend auf der hohen Dichte von Oberflächenphononpolaritonen dieser Kristalle im mittleren infraroten Spektralbereich und deren nahfeldinduzierten Anregung. Im zweiten Teil der Arbeit werden kollektive Anregungen von Elektronen an Metalloberflächen untersucht. Die dabei auftretenden plasmonischen Oberflächenwellen (engl. surface plasmon polaritons - SPPs) weisen einen exponentiellen Abfall der Intensität senkrecht zur Grenzfläche auf. Diese starke Lokalisierung der Energie an der Oberfläche bildet die Grundlage vieler Anwendungen, z.B. im Bereich der hochempfindlichen Detektion (bio)chemischer Verbindungen oder für eine zweidimensionale Optik (engl. plasmonics). Das Aufheben der Translationsinvarianz längs der Oberfläche ermöglicht die direkte Anregung von SPPs durch ebene Wellen. Die Abhängigkeit dieser Kopplung von der Geometrie wird am Beispiel eines Nanograbens untersucht. Dabei werden neben den SPPs ebenfalls eine oder mehrere Moden im Graben angeregt. Folglich ermöglicht die geeignete Wahl der Grabengeometrie die Optimierung der Umwandlung von ebenen Wellen in SPPs. Im - in der Praxis weit verbreiteten - Fall asymmetrisch eingebetteter metallischer Dünnschichtwellenleiter existieren zwei Moden. In Abhängigkeit von der Grabenbreite kann die eine oder die andere Mode bevorzugt angeregt werden. Die Analyse der Wechselwirkung von SPPs mit Oberflächenstrukturen, z.B. Kanten, Stufen, Barrieren und Gräben, zeigt die Möglichkeit der Steuerung der Reflexions-, Transmissions- und Abstrahleigenschaften durch die gezielte Wahl der Geometrie der "Oberflächendefekte" auf der Nanoskala und deckt die zu Grunde liegenden Mechanismen und die daraus resultierenden Anforderungen bei der Herstellung neuer plasmonischer Komponenten auf. Exemplarisch wird das Prinzip der SPP-Anregung an einzelnen und mehreren Gräben in dünnen metallischen Filmen sowie der subwellenlängen Feldlokalisierung an sich verjüngenden metallischen Dünnschichtwellenleitern unter Verwendung der optischen Nahfeldmikroskopie experimentell gezeigt.

Μια σχετικά νέα περιοχή έντονης ερευνητικής δραστηριότητας ασχολείται με τη μελέτη των οπτικών ιδιοτήτων κβαντικών συστημάτων (ατόμων/μορίων και ημιαγώγιμων κβαντικών τελειών) συζευγμένων με πλασμονικές (μεταλλικές) νανοδομές. Τα ισχυρά πεδία και ο έντονος περιορισμός του φωτός που σχετίζονται με τους πλασμονικούς συντονισμούς οδηγούν σε ισχυρή αλληλεπίδραση μεταξύ των ηλεκτρομαγνητικών πεδίων και των κβαντικών συστημάτων κοντά σε πλασμονικές νανοδομές. Επιπλέον, χρησιμοποιώντας τα κβαντικά συστήματα μπορεί να επιτευχθεί εξωτερικός έλεγχος των οπτικών ιδιοτήτων της υβριδικής φωτονικής δομής. Στη διδακτορική διατριβή μελετάται θεωρητικά και υπολογιστικά η οπτική απόκριση συμπλεγμάτων κβαντικών συστημάτων με μεταλλικές νανοδομές, δίνοντας έμφαση σε μη-γραμμικές και κβαντικές οπτικές διαδικασίες. Στα συστήματα αυτά τα επιφανειακά πλασμόνια των μεταλλικών νανοδομών επηρεάζουν σημαντικά, τόσο το ηλεκτρομαγνητικό πεδίο που αλληλεπιδρούν τα κβαντικά συστήματα, όσο και το ρυθμό αυθόρμητης εκπομπής των κβαντικών συστημάτων. Μελετάμε απλές και πολύπλοκες μεταλλικές νανοδομές, όπως μια μεταλλική νανοσφαίρα και μια διδιάστατη διάταξη διηλεκτρικών νανοσφαιρών επικαλυμμένων με μέταλλο (μεταλλικοί νανοφλοιοί). Τα κβαντικά συστήματα είναι άτομα/μόρια και κυρίως ημιαγώγιμες κβαντικές τελείες και περιγράφονται από συστήματα δύο, τριών και τεσσάρων ενεργειακών επιπέδων. Δείχνουμε ότι, φαινόμενα όπως δημιουργία κβαντικής συμβολής στην αυθόρμητη εκπομπή, σύμφωνη ελεγχόμενη αναστροφή πληθυσμού, οπτική διαφάνεια και κέρδος χωρίς αναστροφή πληθυσμού, δημιουργία αργού φωτός, τροποποιημένη οπτική μη-γραμμικότητα Kerr και μίξη τεσσάρων κυμάτων, όπως και φαινόμενα ελέγχου μέσω φάσης, εμφανίζονται στα κβαντικά συστήματα και τροποποιούνται σημαντικά λόγω της ύπαρξης της μεταλλικής νανοδομής. / A relatively new area of active research involves the study of the optical properties of quantum systems (atoms/molecules and semiconductor quantum dots) coupled to plasmonic (metallic) nanostructures. The large fields and the strong light confinement associated with the plasmonic resonances enable strong interaction between the electromagnetic field and quantum systems near plasmonic nanostructures. In addition, using the quantum system one may achieve external control of the optical properties of the hybrid photonic structure. In this thesis we analyze both theoretically and computationally the optical response of hybrid nanosystems comprised of quantum emitters and plasmonic nanostructures. We put emphasis on the study of nonlinear and quantum optical processes. In these systems the spontaneous decay rate and the electromagnetic field that interacts with the quantum emitter is significantly modified by the surface plasmons of the plasmonic nanostructures. We study cases of both simple and more involved plasmonic nanostructures. An example of a simple plasmonic nanostructure considered in this thesis is a metallic nanosphere, while a more involved one is a two-dimensional array of metal-coated dielectric nanospheres. The quantum systems are atoms/molecules and especially semiconductor quantum dots and are described by two-level, three-level or four-level systems. We find that several coherent optical phenomena that happen in the quantum systems can be strongly influenced by the presence of the plasmonic nanostructure. Specifically, we show that effects such as quantum interference in spontaneous emission, controlled population inversion, optical transparency and gain without inversion, slow light, enhanced nonlinear optical Kerr effect and four-wave mixing as well as phase-dependent absorption and dispersion profiles can be created and modified.

Gold nanoparticles exhibit a combination of physical, chemical, optical, and electronic properties unique from all other nanotechnologies. These structures can provide a highly multifunctional platform with which to diagnose and treat diseases and can dramatically enhance a variety of photonic and electronic processes and devices. The work herein highlights some newly emerging applications of these phenomena as they relate to the targeted diagnosis and treatment of cancer, improved charge carrier generation in photovoltaic device materials, and strategies for enhanced spectrochemical analysis and detection. Chapter 1 introduces the reader to the design, synthesis, and molecular functionalization of gold nanotechnologies, and provides a framework from which to discuss the unique photophysical properties and applications of these nanoscale materials and their physiological interactions in Chapter 2. Chapter 3 discusses ongoing preclinical research in our lab investigating the use of near-infrared absorbing gold nanorods as photothermal contrast agents for laser ablation therapy of solid tumors. In Chapter 4, we present recent work developing a novel strategy for the targeted treatment of hormone-dependent breast and prostate tumors using multivalent gold nanoparticles that function as highly selective and potent endocrine receptor antagonist chemotherapeutics. In Chapter 5, we discuss a newly-emerging tumor-targeting strategy for nanoscale drug carriers which relies on their selective delivery to immune cells that exhibit high accumulation and infiltration into breast and brain tumors. Using this platform, we further investigate the interactions of nanoscale drug carriers and imaging agents to a transmembrane protein considered to be the single most prevalent and single most important contributor to drug resistance and the failure of chemotherapy. Chapter 6 presents work from a series of studies exploring enhanced charge carrier generation and relaxation in a hybrid electronic system exhibiting resonant interactions between photovoltaic device materials and plasmonic gold nanoparticles. Chapter 7 concludes by presenting studies investigating the contributions from so-called “dark” plasmon modes to the spectrochemical diagnostic method known as surface enhanced Raman scattering.

Effective focusing of electromagnetic (EM) energy to nanoscale regions is one of the major challenges in nano-photonics and plasmonics. The strong localization of the optical energy into regions much smaller than allowed by the diffraction limit, also called nanofocusing, offers promising applications in nano-sensor technology, nanofabrication, near-field optics or spectroscopy. One of the most promising solutions to the problem of efficient nanofocusing is related to surface plasmon propagation in metallic structures. Metallic tapered rods, commonly used as probes in near field microscopy and spectroscopy, are of a particular interest. They can provide very strong EM field enhancement at the tip due to surface plasmons (SP’s) propagating towards the tip of the tapered metal rod. A large number of studies have been devoted to the manufacturing process of tapered rods or tapered fibers coated by a metal film. On the other hand, structures such as metallic V-grooves or metal wedges can also provide strong electric field enhancements but manufacturing of these structures is still a challenge. It has been shown, however, that the attainable electric field enhancement at the apex in the V-groove is higher than at the tip of a metal tapered rod when the dissipation level in the metal is strong. Metallic V-grooves also have very promising characteristics as plasmonic waveguides. This thesis will present a thorough theoretical and numerical investigation of nanofocusing during plasmon propagation along a metal tapered rod and into a metallic V-groove. Optimal structural parameters including optimal taper angle, taper length and shape of the taper are determined in order to achieve maximum field enhancement factors at the tip of the nanofocusing structure. An analytical investigation of plasmon nanofocusing by metal tapered rods is carried out by means of the geometric optics approximation (GOA), which is also called adiabatic nanofocusing. However, GOA is applicable only for analysing tapered structures with small taper angles and without considering a terminating tip structure in order to neglect reflections. Rigorous numerical methods are employed for analysing non-adiabatic nanofocusing, by tapered rod and V-grooves with larger taper angles and with a rounded tip. These structures cannot be studied by analytical methods due to the presence of reflected waves from the taper section, the tip and also from (artificial) computational boundaries. A new method is introduced to combine the advantages of GOA and rigorous numerical methods in order to reduce significantly the use of computational resources and yet achieve accurate results for the analysis of large tapered structures, within reasonable calculation time. Detailed comparison between GOA and rigorous numerical methods will be carried out in order to find the critical taper angle of the tapered structures at which GOA is still applicable. It will be demonstrated that optimal taper angles, at which maximum field enhancements occur, coincide with the critical angles, at which GOA is still applicable. It will be shown that the applicability of GOA can be substantially expanded to include structures which could be analysed previously by numerical methods only. The influence of the rounded tip, the taper angle and the role of dissipation onto the plasmon field distribution along the tapered rod and near the tip will be analysed analytically and numerically in detail. It will be demonstrated that electric field enhancement factors of up to ~ 2500 within nanoscale regions are predicted. These are sufficient, for instance, to detect single molecules using surface enhanced Raman spectroscopy (SERS) with the tip of a tapered rod, an approach also known as tip enhanced Raman spectroscopy or TERS. The results obtained in this project will be important for applications for which strong local field enhancement factors are crucial for the performance of devices such as near field microscopes or spectroscopy. The optimal design of nanofocusing structures, at which the delivery of electromagnetic energy to the nanometer region is most efficient, will lead to new applications in near field sensors, near field measuring technology, or generation of nanometer sized energy sources. This includes: applications in tip enhanced Raman spectroscopy (TERS); manipulation of nanoparticles and molecules; efficient coupling of optical energy into and out of plasmonic circuits; second harmonic generation in non-linear optics; or delivery of energy to quantum dots, for instance, for quantum computations.

Le but de cette thèse est de développer les outils numériques et semi-analytiques qui nous permettent d’étudier des guides non-linéaires complexes et réalistes qui pourraient être fabriqués et caractérisés expérimentalement.Nous présentons une étude complète d’une version améliorée du guide d’onde plasmonique non-linéaire à une dimension, en ajoutant deux couches tampons de diélectrique linéaire entre le cœur non-linéaire isotrope et les deux gaines métalliques. Ses couches réduisent les pertes et permettent leur diminution avec la puissance contrairement aux guides simples. De plus, les principaux modes plasmoniques non-linéaires peuvent présenter une transition spatiale vers des modes de types différents, qui peut être contrôlée par la puissance.Par la suite, nous étudions un nouveau guide plasmonique non-linéaire à fente utilisant un métamatériau, soit dans le cœur non-linéaire soit dans les gaines linéaires. Nous avons mis au point une méthode semi-analytique et une méthode numérique afin d’étudier les solutions stationnaires non-linéaires dans ce nouveau guide non-linéaire anisotrope. Nous avons montré analytiquement et numériquement que le cœur non-linéaire anisotrope peut être conçu afin d’atteindre de forts effets non-linéaires à faible puissance. Pour certains métamatériaux dans les gaines linéaires, la figure de mérite de ce guide d’onde augmente de plus de 50 fois par rapport aux guides isotropes.Pour conclure, nous présentons une nouvelle méthode basée sur la méthode des éléments finis de type vectoriel couplée à l’algorithme à puissance fixée pouvant calculer rigoureusement les effets non-linéaires dans des guides d’onde plasmoniques 2D. / The main goal of this PhD is to develop the semi-analytical and the numerical tools that allow us to study complicated and realistic nonlinear plasmonic waveguides which can be fabricated and characterized experimentally.First, we present a full study of an improved version of the one-dimensional nonlinear plasmonic slot waveguide, by adding two linear dielectric buffer layers between the isotropic nonlinear core and the two metal claddings. These additional layers reduce the overall losses and allow the losses to decrease with the power for some configurations unlike the usual slot. Furthermore, the main plasmonic modes can exhibit nonlinear spatial modal transitions towards new families of modes that can be controlled with the power.Second, we propose and study new one-dimensional nonlinear plasmonic slot waveguides with metamaterial regions either in the nonlinear core or in the linear claddings. For the metamaterial nonlinear core, we developed semi-analytical and fully numerical methods in order to study the nonlinear stationary solutions propagating in this anisotropic nonlinear waveguide. We have demonstrated both analytically and numerically that the anisotropic nonlinear core can be designed in order to achieve strong nonlinear effects at low power.For the structures with metamaterial linear claddings, the figure of merit can be extremely enhanced by more than 50 times compared with the simple one. Finally, we present the full derivation of a new nonlinear full vectorial finite element method based on the fixed power algorithm in order to quantify rigorously the nonlinear characteristics of realistic two-dimensional nonlinear plasmonic structures.

Made available in DSpace on 2016-03-15T19:38:51Z (GMT). No. of bitstreams: 1 Rafael Euzebio Pereira de Oliveira.pdf: 2811606 bytes, checksum: 24b62fb14019ae86cc9e69acbf481604 (MD5) Previous issue date: 2014-08-18 / Nonlinear effects are essential for the construction of photonic devices such as modulators, optical switches and frequency converters. Aiming at the development of devices for optical frequency conversion and the generation of nonclassical states of light in photonic chips, this thesis presents the design and simulation of a frequency converter based on second harmonic generation controlled by static electric field in a silicon nitride ring resonator. The developed simulation appraises conversion efficiencies up to -8.25 dB with the advantage to provide an electrical interface to control the conversion. Optical fiber based devices are also within the scope of the thesis and a new technique is presented for manufacturing optical fibers with enhanced nonlinear response by the presence of metallic gold nanoparticles. The manufactured fibers are based on silica that is doped with aluminum and gold in the core, offering full compatibility and integration with conventional optical fibers. The nanoparticles were created by annealing in an oven or by heating with a CO2 laser beam, which offers unprecedented control over particle size and density in optical fibers. Compared to previously reported fibers with gold nanoparticles, higher concentration of nanoparticles were obtained which was estimated by the plasmonic absorption peak exceeding 800 dB/m and by a consequent increasing in the nonlinear refractive index of at least 50x under continuous wave excitation, achieving values of n2=(6,75±0,55)×10-15 m²/W. The development of these fibers and the design of the on chip frequency converter provide platforms for the development of efficient and integrated devices in fiber based optical systems and in photonic chips. / Efeitos não lineares são essenciais para construção de dispositivos fotônicos como moduladores, chaves ópticas e conversores de frequências. Esta tese apresenta o projeto e a simulação de um conversor de frequências baseado na geração de segundo harmônico controlado por campo elétrico estático em um ressonador em anel de nitreto de silício, visando o desenvolvimento de dispositivos para conversão de frequências ópticas e geração de estados não clássicos da luz em chips fotônicos. A simulação desenvolvida prevê eficiência de conversão de até -8,25 dB com o diferencial de oferecer uma interface elétrica no controle de conversão. Dispositivos baseados em fibras ópticas também são visados nesta tese e uma nova técnica para fabricação de fibras ópticas com resposta não linear aumentada pela presença de nanopartículas metálicas de ouro é apresentada. As fibras fabricadas são baseadas em sílica com dopagem de alumínio e ouro no núcleo, possuindo total compatibilidade de integração com fibras ópticas convencionais. As nanopartículas foram sintetizadas através de tratamentos térmicos em forno ou aquecimento com feixe laser de CO2, obtendo-se um controle sem precedentes das dimensões e densidade de nanopartículas em fibras ópticas. Comparadas às fibras previamente reportadas na literatura, foram obtidas maiores concentrações de nanopartículas estimadas por picos de absorções plasmônicas maiores que 800 dB/m e por um consequente aumento no índice de refração não linear de pelo menos 50x no regime de onda contínua, obtendo-se valores de n2=(6,75±0,55)×10-15 m²/W. O desenvolvimento dessas fibras e o projeto do ressonador em anel para conversão de frequências oferecem plataformas para o desenvolvimento de dispositivos eficientes e integrados para sistemas ópticos baseados em fibras ópticas e em chips fotônicos.

Strong light matter interactions in metallic nanoparticles (NPs), especially those made of noble metals such as Gold and Silver is at the heart of much ongoing research in nanoplasmonics. Individual NPs can support collective excitations (Plasmon’s) of the electron plasma at certain wavelengths, known as the localized surface Plasmon resonance (LSPR) which provides a powerful platform for various sensing, imaging and therapeutic applications. For a collection of NPs their optical properties can be signify cannily different from isolated particles, an effect which originates in the electromagnetic interactions between the localised Plasmon modes. An interesting aspect of such interactions is their strong dependence on the geometry of NP collection and accordingly new optical properties can arise. While this problem has been well considered in one and two dimensions with periodic as well as with random arrays of NPs, three dimensional systems are yet to be fully explored. In particular, there are challenges in the successful de-sign and fabrication of three dimensional (3D) plasmonic metamaterials at optical frequencies. In the work presented in this thesis we present a detail investigation of the theoretical and experimental aspects of plasmonic interactions in two geometrically different three dimensional plasmonic nanostructured systems - a chiral system consisting of achiral plasmonic nanoparticles arranged in a helical geometry and an achiral system consisting of achiral plasmonic nanoparticle arrays stacked vertically into three dimensional geometry. The helical arrangement of achiral plasmonic nanoparticles were realised using a wafer scale technique known as Glancing Angle Deposition (GLAD). The measured chiro-optical response which arises solely from the interactions of the individual achiral plasmonic NPs was found to be one of the largest reported value in the visible. Semi analytical calculation based on couple dipole approximation was able to model the experimental chiro-optical response including all the variabilities present in the experimental system. Various strategies based on antiparticle spacing, oriented elliptical nanoparticles, dielectric constant value of the dielectric template were explored such as to engineer a strong and tunable chiro-optical response. A key point of the experimental system despite the presence of variabilities, was that the measured chiro-optical response showed less than 10 % variability along the sample surface. Additionally we could exploit the strong near held interactions of the plasmonic nanoparticles to achieve a strongly nonlinear circular differential response of two photon photoluminescent from the helically arranged nanoparticles. In addition to these plasmonic chiral systems, our study also includes investigation of light matter interactions in purely dielectric chiral systems of solid and core shell helical geometry. The chiro-optical response was found to be similar for both the systems and depend strongly on their helical geometry. A core-shell helical geometry provides an easy route for tuning the chiro-optical response over the entire visible and near IR range by simply changing the shell thickness as well as shell material. The measured response of the samples was found to be very large and very uniform over the sample surface. Since the material system is based entirely on dielectrics, losses are minimal and hence could possibly serve as an alternative to conventional plasmonic chiro-optical materials. Finally we demonstrated the used of an achiral three dimensional plasmonic nanostructure as a SERS (surface enhance Raman spectroscopy) substrate. The structure consisted of porous 3D metallic NP arrays that are held in place by dielectric rods. For practically important applications, the enhancement factor, as well as the spatial density of the metallic NPs within the laser illumination volume, arranged in a porous 3D array needs to be large, such that any molecule in the vicinity of the metal NP gives rise to an enhanced Raman signal. Having a large number of metallic NPs within the laser illumination volume, increases the probability of a target molecule to come in the vicinity of the metal NPs. This has been achieved in the structures reported here, where high enhancement factor (EF) in conjunction with large surface area available in a three dimensional structure, makes the 3D NP arrays attractive candidates as SERS substrates.

Les propriétés optiques et vibrationnelles de nanoparticules métalliques individuelles ont été étudiées par spectroscopie par modulation spatiale (SMS), avec une attention particulière aux effets de forme, composition, environnement local, ainsi que de couplage inter-particule. La réponse optique de nanoparticules (métalliques au cœur-couronne métal-diélectrique) allongées et des particules bimétalliques (hétérodimères or-argent) a été mesuré et en suite interprétée grâce à une corrélation avec la caractérisation morphologique de la même particule obtenue par microscopie à transmission électronique et avec des simulations par éléments finis prenants en compte la réelle géométrie du nano-objet et le substrat. Une technique pompe sonde résolue en temps a été en suite utilisée pour étudier le profil Fano dans l'absorption d'une particule d'or au sein d'un hétérodimères or-argent. Sur une échelle de temps des quelques dizaines de picosecondes, les vibrations acoustiques multimodales de nanobipyramides d'or individuelles ont été optiquement détectées et caractérisées par rapport à un modèle élastique classique / Optical and vibrational properties of individual metal-based nanoparticles have been investigated by spatial modulation spectroscopy (SMS), focusing on their dependence on nano-object shape, composition, environment and inter-particle coupling. Quantitative investigations of the optical response, and in particular, the surface plasmon resonance (extinction cross-section amplitude, spectral position and linewidth) of elongated metal or metal-dielectric (gold nanorods, nanobipyramids with or without silica coating) and bimetallic (gold-silver heterodimers) nanoparticles deposited on a substrate have first been performed. The same nanoparticles were characterized by electron microscopy permitting quantitative interpretation of their optical response using finite element numerical simulations, taking into account the influence of the substrate. Combining SMS microscopy with a high sensitivity femtosecond two-color pump-probe setup, the ultrafast dynamics of single nano-objects has been investigated. The Fano absorption profile of a gold nanoparticle within a single gold-silver heterodimer, a parameter not accessible by linear spectroscopy, was directly measured. On a picosecond time-scale, multimodal acoustic vibrations of single gold nanobipyramids were optically lunched and detected, and their features compared to a model based on continuum elasticity