The development and commercialization of alkali ion secondary batteries has played a critical role in the development of personal electronics and electric vehicles. The recent increase in demand for electric vehicles has pushed for lighter batteries with a higher energy density to reduce the weight of the vehicle while with an emphasis on improving the mile range. A resurgence has occurred in lithium, and sodium, metal anode research due to their high theoretical capacities, low densities, and low redox potentials. However, Li and Na metal anodes suffer from major safety issues and long-term cycling stability. This dissertation focuses on the investigation of the interfacial chemistries between alkali metal-carbon host interactions and the electrode-electrolyte interactions of the cathode and anode with boron-based electrolytes to establish design rules for "lean" alkali metal composite anodes and improve long-term stability to enable alkali metal batteries for practical electrochemical applications. Chapter 2 of this thesis focuses on the design and preliminary investigation of "lean" lithium-carbon nanofiber (<5 mAh cm-2) composite anodes in full cell testing using a LiNi0.6Mn0.2Co0.2O2 (NMC 622) cathode. We used the electrodeposition method to synthesize the Li-CNF composite anodes with a range of electrodeposition capacities and current densities and electrolyte formulations. Increasing the electrodeposition capacity improved the cycle life with 3 mAh cm-2 areal capacity and 2% vinylene carbonate (VC) electrolyte additive gave the best cycle life before reaching a state of "rapid cell failure". Increasing the electrodeposition rate reduced cycling stability and had a faster fade in capacity. The electrodeposition of lithium metal into a 2D graphite anode significantly improved cycle life, implying the increased crystallinity of the carbon substrate promotes improved anode stability and cycling capabilities. As the increased crystallinity of the carbon anode was shown to improve the "lean" composite anode's performance, Chapter 3 focuses on utilizing a CNF electrode designed with a higher degree of graphitization and probing the interacting mechanism of Li and Na with the CNF host. Characterization of the CNF properties found the material to be more reminiscent of hard carbon materials. Electrochemical analysis showed better long-term performance for Na-CNF symmetric cells. Kinetic analysis, using cyclic voltammetry (CV), revealed that Na ions successfully (de)intercalated within the CNF crystalline interlayers, while Li ions were limited to surface adsorption. A change in mechanism was quickly observed in the Na-CNF symmetric cycling from metal stripping/plating to ion intercalation/deintercalation, enabling the superior cycling stability of the composite anode. Improving the Na metal stability is necessary for enabling Na-CNF improved long-term performance. Sodium batteries have begun to garner more attention for grid storage applications due to their overall lower cost and less volumetric constraint required. However, sodium cathodes have poor electrode-electrolyte stability, leading to nanocracks in the cathode particles and transition metal dissolution. Chapter 4 focuses on electrolyte engineering with the boron salts sodium difluoro(oxolato)borate (NaDFOB) and sodium tetrafluoroborate (NaBF4) mixed together with sodium hexafluorophosphate (NaPF6) to improve the electrode-electrolyte compatibility and cathode particle stability. The electrolytes containing NaDFOB showed improved electrochemical stability at various temperatures, the formation of a more robust electrode-electrolyte interphase, and suppression in transition metal (TM) reduction and dissolution of the cathode particles measured after cycling. In Chapter 5, we focus on the electrochemical properties and the anode-electrolyte interfacial chemistry properties of the sodium borate salt electrolytes. Similar to Chapter 4, the NaDFOB containing electrolytes have improved electrochemical performance and stability. Following the same electrodeposition parameters as Chapter 2, we find the NaDFOB electrolytes improves the stability of electrodeposited Na metal and the "lean" composite anode's cyclability. This study suggests the great potential for the NaDFOB electrolytes for Na ion battery applications. / Doctor of Philosophy / The ever-increasing demand for high energy storage in personal electronics, electric vehicles, and grid energy storage has driven for research to safely enable alkali metal (Li and Na) anodes for practical energy storage applications. Key research efforts have focused on developing alkali metal composite anodes, as well as improving the electrode-electrolyte interfacial chemistries. A fundamental understanding of the electrode interactions with the electrolyte or host materials is necessary to progress towards safer batteries and better battery material design for long-term applications. Improving the interfacial interactions between the host-guest or electrode-electrolyte interfaces allows for more efficient charge transfer processes to occur, reduces interfacial resistance, and improves overall stability within the battery. As a result, there is great potential in understanding the host-guest and electrode-electrolyte interactions for the design of longer-lasting and safer batteries. This dissertation focuses on probing the interfacial chemistries of the battery materials to enable "lean" alkali metal composite anodes and improve electrode stability through electrolyte interactions. The anode-host interactions are first explored through preliminary design development for "lean" alkali composite anodes using carbon nanofiber (CNF) electrodes. The effect on increasing the crystallinity of the CNF host on the Li- and Na-CNF interactions for enhanced electrochemical performance and stability is then investigated. In an effort to improve the capabilities of Na batteries, the electrode-electrolyte interactions of the cathode- and anode-electrolyte interfacial chemistries using sodium borate salts are probed using electrochemical and X-ray analysis. Overall, this dissertation explores how the interfacial interactions affect, and improve, battery performance and stability. This work provides insights for understanding alkali metal-host and electrode-electrolyte properties and guidance for potential future research of the stabilization for Li- and Na-metal batteries.

Thesis advisor: Dunwei Wang / Thesis advisor: Matthias Waegele / Lithium metal anode (LMA) holds great promise as alternative anode material for next-generation high energy density batteries. Efficiency and safety are two most critical concerns that impede practical application of LMA due to unstable interface between the electrode and the electrolyte. Solid electrolyte interphase (SEI), a passivation layer formed from electrolyte decompositions on the LMA surface, dictates the chemical and mechanical evolution of the electrode/electrolyte interface, and therefore directly affect the cycle life of lithium metal batteries. Although significant progress has been achieved to improve battery performance, a thorough understanding of SEI functions and properties is still inadequate. Both compositional and structural complexity severely hinder the efforts to uncover the SEI formation and evolution mechanism. To achieve stable lithium plating and stripping over cycling, it is necessary to lay a foundation of composition-structure-property relationships that can guide rational design of ideal SEI.First, to solve the safety and efficiency issues simultaneously, a facile and effective way to enable LMA in nonflammable electrolyte was identified by simply introducing oxygen into the battery. Reversible lithium plating and stripping was realized in a flame retardant triethyl phosphate solvent otherwise incompatible to LMA. A unique electrochemically induced electrolyte decomposition pathway was proposed and studied computationally and experimentally. The SEI formation mechanism enriches the knowledge of on the complex reactions toward an ideal SEI. The operation of Li-O2 batteries and Li-ion batteries were also demonstrated in a nonflammable phosphate electrolyte system. To understand the unique role of different SEI compositions, in the second part of this thesis, we designed and synthesized two-component artificial SEI model structures for comparison study. Our central hypothesis is that tailoring LiF and Li3PO4 compositions in the SEI layer can achieve a balanced and improved electrode/electrolyte stability. A magnetron sputtering method was developed to prepare LiF and Li3PO4 mixture films on Cu substrate. Preliminary results from battery cycling tests shows that mixture SEI structure is correlated to improved Coulumbic efficiency. Next, to understand detailed Li+ ion transport properties of the SEI. We presented an outline the current understanding of Li+ ion transport mechanisms and their dependence on the SEI. We also built on this fundamental knowledge to discuss practical effects in experimental systems. Lastly, we shared our perspectives on critical remaining questions in this field. In parallel to study on electrochemical energy system, developing electrochemical methods for integrated catalysis constitutes another part of thesis. We demonstrated that reactivity of an immobilized iron catalyst could be altered by application of an electrochemical potential to a surface to enable polymerization of different classes of monomers. A method was developed to pattern functional surfaces by using electrochemical potential to activate and deactivate polymerization reactions. The orthogonal reactivity of switchable polymerization catalysts was utilized to create patterned surfaces functionalized with two different polymers initiated from mixtures of monomers. / Thesis (PhD) — Boston College, 2022. / Submitted to: Boston College. Graduate School of Arts and Sciences. / Discipline: Chemistry.

La miniaturisation des appareils électroniques et la multiplication de leurs fonctionnalités conduisent à développer des microsources d’énergie adaptées, parmi lesquelles figurent les microbatteries au lithium. Malgré leurs excellentes performances, ces systèmes de stockage électrochimique tout solide restent toutefois limités en termes de capacité surfacique. Cette caractéristique étant intrinsèquement liée aux matériaux d’électrodes, nous avons choisi de nous intéresser à des couches minces de CuO, dont la capacité volumique théorique (426 µAh .cm-2.µm-1) est sensiblement plus élevée que celle des matériaux d’intercalation utilisés jusqu’à présent. Ce matériau réagit avec le lithium selon un mécanisme particulier, dit de conversion, qui induit la formation d’un système multiphasé et nanostructuré d’une grande complexité. Dans le cadre de ce travail, la compréhension des mécanismes électrochimiques et chimiques mis en jeu au cours du cyclage de couches minces d’oxyde de cuivre (CuO) a été l’objectif majeur. Celui-ci a nécessité une caractérisation fine du matériau actif d’électrode et des interfaces générées (interfaces solide/solide et interface solide/électrolyte). Ces études ont été principalement menées à partir de la Spectroscopie Photoélectronique à Rayonnement X (XPS), de la Microscopie à Force Atomique (AFM) et d’une modélisation théorique exploitant les méthodes de la chimie quantique. Les propriétés chimiques et morphologiques des couches minces de CuO cyclées ont été corrélées à leur comportement électrochimique. Une forte influence de leur structure et de leur morphologie initiales a pu être ainsi mise en évidence / The miniaturization of electronic components and the increasing number of their functionalities lead to the development of suitable energy microsources, among which lithium microbatteries appear. Despite the excellent performances of these all-solid-state electrochemical power sources, one main limitation that remains is their surface capacity. Its value being intrinsically connected to the nature of electrode materials, we chose to focus on CuO thin films which are characterized by a theoretical volumetric capacity (426 µAh .cm-2.µm-1) in far larger than the one of conventional intercalation materials used today. Indeed, this material reacts with lithium according to a particular mechanism, referred as conversion reaction, inducing the formation of a multiphase nanostructured system with a high complexity. In the framework of this study, understanding of electrochemical and chemical mechanisms which take place during the cycling of copper oxide thin films (CuO) was the main objective. This one has required a fine characterization of the electrode active material and the generated interfaces (solid/solid interfaces and solid/electrolyte interface). These studies have been mainly carried out with X-ray Photoelectron Spectroscopy (XPS), Atomic Force Microscopy (AFM) and theoretical approaches based on quantum chemistry methods. The chemical and morphological properties of the cycled CuO thin films have been linked to their electrochemical behavior. An important influence of their initial structure and morphology was then evidenced.

The performance and lifetime of lithium-ion batteries are strongly influenced by their composition. One category of critical components are electrolyte additives, which are included primarily to stabilize electrode/electrolyte interfaces in the battery cells by forming passivation layers. The presented study aimed to identify and study such an additive that could form a hydrogen-evolution-suppressing solid electrolyte interphase (SEI) in lithium-ion batteries based on aqueous electrolytes. A promising molecular additive, ethyl 2,2-difluoroacetate (EDFA), was found to hold the qualities required for an SEI former and was herein further analyzed electrochemically. Analysis of the battery cells were performed with linear sweep voltammetry and cyclic voltammetry with varying scan rate and EDFA concentrations. Results show that both 1 and 10 w-% EDFA in the electrolyte produced hydrogen-evolution-suppressing SEI:s, although the higher concentration provided no apparent benefit. Lithium-ion full-cells based on LiMn2O4 vs. Li4Ti5O12 active materials displayed poor, though partly reversible, dis-/charge cycling despite the operation of the electrode far outside the electrochemical stability window of the electrolyte. Inclusion of reference electrodes in the lithium-ion cells proved to be immensely challenging with unpredictable drifts in their electrode potentials during operation. To summarize, HER-suppressing electrolyte additives are demonstrated to be a promising approach to stabilize high-voltage operation of aqueous lithium-ion cells although further studies are necessary before any practical application thereof can be realized. Electrochemical evaluation of the reaction mechanism and efficiency of the electrolyte additives relies however heavily on the use of reference electrodes and further development thereof is necessary.

Potentiometrisch betriebene Festelektrolytsensoren auf der Basis von Yttriumoxid-stabilisiertem Zirconium(IV)-oxid als festem Oxidionenleiter weisen einen für elektrochemische Sensoren ungewöhnlich breiten Messbereich von über 30 Zehnerpotenzen sowie eine vergleichsweise hohe chemische, thermische und mechanische Stabilität auf. Dadurch konnten sich diese Sensoren in einem sehr weiten Applikationsbereich etablieren, der hauptsächlich die Abgaskontrolle von Verbrennungsprozessen betrifft. In der vorliegenden Arbeit wird der Frage nachgegangen, ob mit Festelektrolytsensoren (FES) bei coulometrischer oder potentiodynamischer Betriebsweise, die gegenüber dem potentiometrischen Prinzip Vorteile im Hinblick auf Sensitivität beziehungsweise Selektivität bieten, weitere Applikationsfelder erschlossen werden können. Dazu durchgeführte Untersuchungen, Weiterentwicklungen und Optimierungen an coulometrisch betriebenen Festelektrolytsensoren sowie deren Einbindung in ein chromatographisches Messsystem zielten auf die Applikation zur Bestimmung von Spurenbestandteilen in Gasen und Flüssigkeiten ab. Mit den Ergebnissen wird beispielhaft ein neues Anwendungsfeld für FES bei der kontinuierlichen Überwachung von Biogasprozessen eröffnet. Zur Erreichung der Ziele wird zunächst gezeigt, wie der Messbereich potentiostatisch betriebener coulometrischer FES hin zu Spurenkonzentrationen im Vol.-ppb-Bereich erweitert werden kann. Hierfür werden Fehlereinflüsse untersucht, die die Nachweisgrenze dieser Sensoren beeinflussen. Durch die Entwicklung rauscharmer elektronischer Sensoransteuerungen, durch die Optimierung von Betriebsparametern sowie durch die Bestimmung der elektronischen Leitfähigkeit wird die Nachweisgrenze von FES verglichen mit dem bisherigen Forschungsstand um vier Zehnerpotenzen verringert. Als Ergebnis dieser Weiterentwicklungen liegen die Nachweisgrenzen für den FES im Durchflussbetrieb nun bei unter 5 Vol.-ppb für die Analyte H2, O2 und CH4. Zur Steigerung der Selektivität von FES werden zwei Möglichkeiten aufgezeigt. Einerseits werden bei cyclovoltammetrischer Betriebsweise für H2-, O2- oder CO-haltige Messgase im Konzentrationsbereich unterhalb von 10^2 Vol.-ppm lineare Zusammenhänge zwischen den Konzentrationen und den Peakeigenschaften Höhe und Fläche gefunden. Auf diese Weise konnte H2 an einer katalytisch hochaktiven Pt-Elektrode in Anwesenheit eines Überschusses an Sauerstoff mit hoher Selektivität erfasst werden. Andererseits wird die Selektivität potentiostatisch betriebener coulometrischer FES drastisch gesteigert, indem diese einer gaschromatographischen Trenneinheit nachgeschaltet werden. Im Konzentrationsbereich von 10^−1 bis 10^4 Vol.-ppm zeigte sich für H2 und CH4 ein lineares Ansprechverhalten, die Nachweisgrenzen des chromatographischen Messsystems lagen für diese Gase bei 55 bzw. 40 Vol.-ppb. Mit einem neuartigen In-situ-Messsystem, das auf dem Prinzip der kontinuierlichen membranfreien Gasextraktion und anschließender intervallmäßiger chromatographischer Trennung und Detektion mit einem potentiostatisch betriebenen coulometrischen FES basiert, wurden im Gärmedium von Biogasanlagen Spuren von gelöstem H2 und O2 sowie das vielfach höher konzentrierte CH4 parallel erfasst. Es wird gezeigt, dass Instabilitäten im Biogas-Entstehungsprozess, die durch Überfütterung des Fermenters hervorgerufen werden, anhand des Verlaufs des gelösten H2 deutlich früher erkannt werden, als es durch die H2-Bestimmung im Biogas durch kommerziell verfügbare Gassensoren möglich ist. Auf diese Weise ließ sich mit dem FES ein praxistaugliches langzeitstabiles, robustes und wartungsarmes Messsystem für diese Kenngrößen entwickeln. Bei der coulometrischen Bestimmung von Essigsäure mit dem FES kommt es zur Blockierung der Platinelektroden. Infrarotspektroskopische Untersuchungen des Abgases aus dem FES belegen die thermische Zersetzung dieses Analyts bei 750 °C, die mit der Bildung eines Kohlenstofffilms auf der messgasseitigen Pt-Elektrode einhergeht. Diese Blockierung führt zur Peakverbreiterung und verhindert so die Detektion der Carbonsäuren mit zwei bis fünf Kohlenstoffatomen im Molekül. In dieser Arbeit wird gezeigt, dass dieser ungünstige thermische Zerfall durch die Einbringung einer beheizbaren Katalyseeinheit in die Gasleitung zwischen Gaschromatograph und FES verhindert werden kann. Die Säuren zerfallen dann an der Pt-Oberfläche des Katalysators bei 800 °C, so dass nur die gasförmigen Zerfallsprodukte in den FES gelangen, wo sie ohne die Bildung von Pyrolyseprodukten an den Elektroden coulometrisch umgesetzt werden. Mittels Austausch des FES durch einen Flammenionisationsdetektor konnte mit dem In-situ-Messsystem gelöste Essigsäure über einen Zeitraum von achtzehn Tagen im Gärmedium einer Biogasanlage mit hinreichender Langzeitstabilität erfasst werden. Damit werden in der vorliegenden Arbeit wesentliche Beiträge zur Weiterentwicklung von coulometrischen Festelektrolytsensoren im Hinblick auf die Erniedrigung der Nachweisgrenze, die Erhöhung der Selektivität und die Verbreiterung des Anwendungsspektrums geleistet. / Potentiometric solid electrolyte sensors made of the solid oxygen ion conductor 'yttria stabilized zirconia' exhibit a very broad measuring range of more than 30 orders of magnitude as well as comparatively high chemical, thermal and mechanical stability. Therefore, these sensors were established in a large application range which covers mainly the field of exhaust gas control of combustion processes. This work tries to answer the question if it is possible to address new fields of application with coulometrically or potentiodynamically operated solid electrolyte sensors (ses) because of their generally higher sensitivity and selectivity compared to potentiometrically operated ses. Investigations, advancements and optimizations executed for this aim on coulometrically operated ses as well as the integration of these sensors into a chromatographic measuring system were directed on the detection of traces of analytes in gas mixtures and liquids. The results of this work unlock a new field of application for ses in the continuous monitoring of biogas processes. For the achievement of these goals it is firstly demonstrated how the measuring range of potentiostatically operated coulometric ses can be expanded in the direction of trace concentrations in the range of some vol.-ppb. Therefore, error sources influencing the detection limit are investigated. Compared to the current state of research, this limit is decreased by four orders of magnitute by developing low-noise sensor controllers, by optimizing operation conditions and by determining the electronic conductivity of the solid electrolyte material. As a result, the detection limits of the sensor operating in continuous flow-through mode range now below 5 vol.-ppb for the analytes H2, O2 and CH4. Furthermore, two approaches for the increasement of the selectivity of ses are presented. One of them concerns an optimized cyclovoltammetric operation of these sensors, resulting in a linear increase of peak height and peak area with increasing concentrations up to 10^2 vol.-ppm for H2, O2 or CO in nitrogen based gas mixtures. Thus, hydrogen could be detected on a Pt electrode with high catalytic activity in presence of an excess of oxygen in the measuring gas. The second approach is directed on the significant improvement of selectivity by operating coulometric ses in potentiostatic mode downstream of a gas chromatographic separation unit. For H2 and CH4 this chromatographic measuring system exhibited linear operation in the concentration range from 10^-1 - 10^4 vol.-ppm and offered detection limits of 55 and 40 vol.-ppb respectively. A novel in-situ measuring system is based on continuous membrane-free extraction, followed by periodic chromatographic separation and subsequent coulometric detection by a potentiostatically operated coulometric ses. With this measuring system, traces of H2 and O2 as well as the much larger amount of generated CH4 were determined simultaneously in the digestion medium of biogas plants. It is shown that instabilities in the microbial biogas process which are caused by fermenter overfeeding can be realized on the basis of the course of dissolved hydrogen. The novel measuring system indicates these instabilities much earlier than commercially available hydrogen sensors positioned in the biogas stream. Thus, a practicable longterm-stable, robust and low-maintenance measuring system could be developed for these parameters with the use of ses. The ses equipped with platinum electrodes shows electrode blocking during the coulometric measurement of acetic acid. Infrared spectrometric investigations of the ses exhaust gas clearly indicate thermal decomposition of this analyte at 750 °C, which is accompanied with carbon film formation on the Pt electrode surface. This blockage leads to peak broadening and therefore prevents appropriate detection of carboxylic acids containing between 2 and 5 carbon atoms. It could be demonstated in this work that this detrimental thermal decomposition on the ses electrodes could be circumvented by integrating a heated Pt catalyst between separation column and ses detector. The acids decompose then at the Pt surfaces of the catalyst at 800 °C and the decomposition products are detected by ses immediatly without formation of pyrolysis products on the electrodes. By replacing the ses in the measuring system with a flame ionization detector, acetic acid could be measured with appropriate long-term stability in the digestion medium of a biogas plant over a period of eighteen days. In summary this work presents substancial contributions to the advancement of coulometric solid electrolyte sensors by lowering their detection limits, increasing their selectivity and thus broadening their application spectrum significantly.

The stability of electrode/electrolyte interfaces in Li-ion batteries is crucial to the performance, lifetime and safety of the entire battery system. In this work, interface processes have been studied in LiFePO4/graphite Li-ion battery cells.  The first part has focused on improving photoelectron spectroscopy (PES) methodology for making post-mortem battery analyses. Exposure of cycled electrodes to air was shown to influence the surface chemistry of the graphite. A combination of synchrotron and in-house PES has facilitated non-destructive interface depth profiling from the outermost surfaces into the electrode bulk. A better understanding of the chemistry taking place at the anode and cathode interfaces has been achieved. The solid electrolyte interphase (SEI) on a graphite anode was found to be thicker and more inhomogeneous than films formed on cathodes. Dynamic changes in the SEI on cycling and accumulation of lithium close to the carbon surface have been observed.    Two electrolyte additives have also been studied: a film-forming additive propargyl methanesulfonate (PMS) and a flame retardant triphenyl phosphate (TPP). A detailed study was made at ambient and elevated temperature (21 and 60 °C) of interface aging for anodes and cathodes cycled with and without the PMS additive. PMS improved cell capacity retention at both temperatures. Higher SEI stability, relatively constant thickness and lower loss of cyclable lithium are suggested as the main reasons for better cell performance. PMS was also shown to influence the chemical composition on the cathode surface. The TPP flame retardant was shown to be unsuitable for high power applications. Low TPP concentrations had only a minor impact on electrolyte flammability, while larger amounts led to a significant increase in cell polarization. TPP was also shown to influence the interface chemistry at both electrodes. Although the additives studied here may not be the final solution for improved lifetime and safety of commercial batteries, increased understanding has been achieved of the degradation mechanisms in Li-ion cells. A better understanding of interface processes is of vital importance for the future development of safer and more reliable Li-ion batteries.

Flammable solvents contained in liquid electrolytes pose a serious safety risk when used in lithium batteries. Oxide ceramic electrolytes are a safer alternative, but suffer from inadequate mechanical properties and ionic conductivity. Thin electrolyte layers resolve the issue of conductance, but accentuate the detrimental mechanical properties of oxide ceramics. The presented work has investigated oxide ceramic electrolyte reinforcement in composite electrolytes for all-solid-state batteries. Fabricating oxide ceramic electrolytes with engineered microstructure enabled development of a reinforced composite. This approach is based on the formation of 3D- porous ceramics via stereolithography printing of polymer templates from designed cubic, gyroid, diamond and bijel architectures. The microstructural parameters of templates were analysed and modified using computational techniques. Infiltration of the prepared 3D-porous electrolyte with polymeric-fibre reinforcement created the reinforced composite electrolyte. The prepared ceramic composite showed excellent reproduction of the template microstructure, good retention of ionic conductivity and enhanced mechanical properties. The final composite was composed of NASICON-type Li_1.6Al_0.6Ge_1.4(PO₄)₃ oxide ceramic electrolyte and epoxy and aramid fibre reinforcement. The gyroid architecture was computationally determined as having the optimal stress transfer efficiency between two phases. The printed gyroid polymer template gave excellent pore microstructure reproduction in ceramic that had 3D-interconnected porosity, high relative density and the most uniform thickness distribution. The ceramic matrix porosity allowed for complete infiltration of reinforcement by aramid and epoxy forming the fibre-reinforced ceramic matrix composite. The interpenetrating composite microstructure with ceramic and epoxy gave a flexural strength increase of 45.65 MPa compared to the ceramic. Unfortunately, the infiltration procedure of aramid-epoxy reinforcement did not realise the full tensile strength potential of aramid fibres.

Submitted by Aelson Maciera (aelsoncm@terra.com.br) on 2017-06-05T20:20:51Z No. of bitstreams: 1 TeseELP.pdf: 16549429 bytes, checksum: 8564c0e7a4dbc3f95cb21b3270edf754 (MD5) / Approved for entry into archive by Ronildo Prado (ronisp@ufscar.br) on 2017-06-06T18:43:55Z (GMT) No. of bitstreams: 1 TeseELP.pdf: 16549429 bytes, checksum: 8564c0e7a4dbc3f95cb21b3270edf754 (MD5) / Approved for entry into archive by Ronildo Prado (ronisp@ufscar.br) on 2017-06-06T18:44:56Z (GMT) No. of bitstreams: 1 TeseELP.pdf: 16549429 bytes, checksum: 8564c0e7a4dbc3f95cb21b3270edf754 (MD5) / Made available in DSpace on 2017-06-08T19:45:20Z (GMT). No. of bitstreams: 1 TeseELP.pdf: 16549429 bytes, checksum: 8564c0e7a4dbc3f95cb21b3270edf754 (MD5) Previous issue date: 2016-12-19 / Conselho Nacional de Desenvolvimento Científico e Tecnológico (CNPq) / Coordenação de Aperfeiçoamento de Pessoal de Nível Superior (CAPES) / The study of solid electrolytes (SE) is important to the scientific and technological development of materials used in application related to clean energy generation, such as Solid Oxide Fuel Cells (SOFCs). Yttrium-doped Barium Cerate is a SE with perovskite structure and great potential for this application because of its high values of protonic conductivity in temperatures between 350 and 600°C, which would allow the replacement of the currently used Zirconia based SE that operate above 800 °C, reducing the manufacturing cost of SOFCs. In the present work, eighteen compositions of BaCe1-xYxO3-δ system with x ranging from 0 to 0.2 were synthesized via modified citrate process and for half of the compositions an addition of 1 wt% ZnO as sintering aid was made. With the goal of establishing a correlation between structure, microstructure and electrical conductivity with the yttrium concentration and in the presence or absence of the sintering aid, all compositions were characterized with X-ray Powder Diffraction, Raman Spectroscopy, Scanning and Transmission Electron Microscopy (TEM), Energy-dispersive X-ray Spectroscopy (EDS) and Impedance Spectroscopy. Secondary phases were characterized using TEM, EDS and Electron Diffraction. All samples presented relative bulk density values above 95%. The bulk electrical conductivity is proportional to the yttrium concentration in the grain and, in general, the ZnO addition promoted grain growth, increasing its average size up to five times in some compositions. The ZnO acts mainly at the grain boundary region and it is effective as sintering aid only when the composition has some yttrium content. Among all synthesized compositions, BaCe0.8Y0.2O3-δ without ZnO addition showed the highest electrical conductivity value at 600°C (≈ 31.5 mS/cm). In the group of samples with ZnO, the highest values (close to 18.4 mS/cm), were obtained for compositions with Yttrium content above 14 at.%. / O estudo de eletrólitos sólidos (ES) é importante para o desenvolvimento científico e técnológico de materiais para aplicações relacionadas à geração de energia limpa, como por exemplo, células a combustível de óxido sólido (CaCOS). O cerato de bário dopado com ítrio é um ES com estrutura perovskita com grande potencial de aplicação por apresentar valores altos de condutividade protônica em temperatura entre 350 e 600 °C, o que possibilitaria substituir os atuais ES à base de Zircônia que operam acima de 800 °C, reduzindo o custo de fabricação das CaCOS. Neste trabalho, dezoito composições do sistema BaCe1-xYxO3-δ com x variando entre 0 e 0,2 foram sintetizadas via processo citrato modificado e para metade das composições, uma adição de 1% em massa de ZnO como aditivo de sinterização foi feita. Visando estabelecer uma correlação entre estrutura, microestrura e condutividade elétrica com a concentração de ítrio e a presença ou não de aditivo de sinterização, todas as composições foram caracterizadas por meio de difração de raios X, espectroscopia Raman, microscopia eletrônica de varredura e transmissão (MET), espectroscopia de raios X por dispersão em energia (EDS) e espectroscopia de impedância. Fases secundárias foram caracterizadas por MET, EDS e difração de elétrons. Todas as composições apresentaram valores de densidade relativa acima de 95%. A condutividade elétrica do grão é proporcional a concentração de ítrio na matriz e, no geral, a adição de ZnO favoreceu o crescimento de grão, aumentando o seu tamanho médio em até cinco vezes. O ZnO atua principalmente na região de contorno de grão e é eficiente como aditivo apenas na presença ítrio. Dentre as composições sintetizadas, a BaCe0,8Y0,2O3-δ sem ZnO apresentou o maior valor de condutividade a 600°C (≈ 31,5 mS/cm). No grupo das amostras com ZnO, os valores mais altos, próximos a 18,4 mS/cm, foram obtidos para composições com teor de Y acima de 14% at. / CNPq: 207073/2014-7 / CNPq: 160534/2012-7

Lithium Ion Batteries (LIBs) are important in today's society, powering cars and mobile devices. LIBs consist of a negative anode commonly made of graphite, and a positive cathode commonly made from transition metal oxides. Between these electrodes are separators and organic solvent based electrolyte. Due to the high potential of LIBs the electrolyte is reduced at the anode. The electrolyte reduction results in the formation of a layer called the Solid Electrolyte Interphase (SEI), which prohibits the further breakdown of the electrolyte. Despite being researched for over50 years, the composition formation of the SEI is still poorly understood. The aim of this project is to develop strategies for efficient identification and classification of various active and intermediate components in the SEI, to, in turn, gain an understanding of the reactions taking place, which will help find routes to stabilize and tailor the composition of the SEI layer for long-term stability and optimal battery performance. For a model gold/li-ion battery electrolyte system, Raman spectra will be obtained using Surface Enhanced Raman Spectroscopy (SERS) in a spectroelectrochemical application where the voltage of the working gold electrode is swept from high to low potentials. Spectra of common components of the SEI as well as similar compounds will be simulated using Density Functional Theory (DFT). The DFT data is also used to calculate the spontaneity of reactions speculated to form the SEI. The simulated data will be validated by comparing it to experimental spectra from pure substances. The spectroelectrochemical SERS results show a clear formation of Li-carbonate at the SERS substrate, as well as the decomposition of the electrolyte into other species, according to the simulated data. It is however shown that there are several issues when modelling spectra, that makes it harder to correlate the simulated spectra with the spectroelectrochemical spectra. These issues include limited knowledge of the structure of the compounds thought to form on the anode surface, and incorrect choices in simulational parameters. To solve these issues, more work is needed in these areas, and the spectroelectrochemical methods used in this thesis needs to be combined with other experimental methods to narrow down the amount of compounds to be modelled. More work is also needed to avoid impurities in the electrolyte. Impurities leads to a thick inorganic layer which prohibits the observation of species in the organic layer.

Les accumulateurs commerciaux à base de lithium-ion (LIB) utilisent des matériaux à base de carbone (graphite) comme électrode négative; cependant, la technologie atteint sa limite en raison de la faible capacité spécifique théorique. L'objectif de cette thèse est d'étudier le comportement électrochimique de trois nouvelles anodes à haute capacité (SnSb microsturé, Ti3SiC2 anodisé et nanotubes de Si poreux) comme alternatives au graphite, d'identifier les principaux paramètres responsables de la perte de capacité et de proposer une solution commune pour améliorer leurs performances électrochimiques. Ces matériaux d'électrode présentent une bonne performance électrochimique qui les rend prometteurs pour remplacer le carbone en tant qu'électrode négative pour batteries au Li-ion. Cependant, ils présentent une perte de capacité initiale importante qui doit être résolue avant la commercialisation. Les limitations observées sont attribuées à de nombreux facteurs, et en particulier à la formation et la croissance d’une SEI à la surface des matériaux. En raison de la forte perte de la capacité et du manque d’études détaillées sur les matériaux à base d’étain, en particulier le SnSb, nous avons concentré la suite du travail à la formation et la croissance de la SEI sur cette électrode négative. L'évolution des propriétés électriques, de la composition chimique et de la morphologie du SnSb microstructuré a été étudiée en détail pour comprendre son comportement électrochimique. Pour limiter l’effet de la SEI, nous avons proposé d’appliquer un film protecteur à la surface de l'électrode. / Currently, commercial lithium ion batteries (LIBs) use carbon based materials as negative electrode; however the technology is reaching its limit because of the low theoretical specific capacity. The objective of this thesis is to study the electrochemical behaviour of three different new high capacity anodes (SnSb alloy, anodized Ti3SiC2, and Si nanotubes) as alternative to graphite, identify the main parameters responsible for the capacity fading, and propose a versatile solution to improve their electrochemical performance. These electrode materials exhibit good electrochemical performance which makes them promising candidates to replace carbon as a negative electrode for LIBs. However, their limitation due to capacity fading and the large initial irreversible capacity loss must be resolved before commercialization. The observed limitations are attributed to many factors, and particularly, to the formation and growth of SEI layer which is the common factor for all the three electrode materials. Because of the strong capacity fade and lack of many detailed studies on the Sn-based materials, specifically SnSb, we focus our study to investigate the formation and growth of SEI layer on SnSb electrode. The evolution of the electrical, compositional, and morphological properties have been investigated in detail to understand the electrochemical behavior of micron-sized SnSb. To limit the capacity fade, we propose the use of a protective film on the electrode surface. The electrochemical performance of micron-sized SnSb electrode coated with thermoplastic elastomer protective film, namely poly(styrene-b-2-hydroxyethyl acrylate) PS-b-PHEA has been achieved.