Individuals endowed with a ‘Theory of Mind’ (‘ToM’) understand themselves and others as agents whose actions are driven by unobservabl e psychological states. How and when human infants come to such an understa nding has been extensively resear ched in the visual domain. In my dissertation, I addressed three gaps in the extant literature about what great apes’ know about others' visual perceptions and perceptual beliefs. In study 1, I investigated orangutans’ understanding of visual attenti on and others’ visual perspectives in a competitive situation. Overall, the results suggest that orangutans have a limited understanding of others’ perspectives, relying mainly on cues from facial and bodily orientation and egocentric ruleswhen making perspective judgements. In study 2, I explored whether apes and 20 month old human infants requesting a desired object from a human experimenter would use communicative means to direct visual attention towards the object. While infants used pointing to alter the experimenter’s focus of attention, we found no evidence that apes’ employ their point gestures in this way. In study 3, I examined chimpanzees’ and 5.5 year old human children’s understanding of perceptual beliefs. By designing two novel false belief tasks which required reduced executive functioning, I attempted to find out whether chimpanzees’ historical failure in explicit false belief tasks was due to their lack of inhibitory control Neither the chimpanzees nor the 5.5 year-olds succeeded in the novel tasks.

Background It has long been acknowledged that hearing impairment may increase the risk for psychotic experiences. Recent work suggests that young people in particular may be at risk, indicating a possible developmental mechanism. Method The hypothesis that individuals exposed to hearing impairment in early adolescence would display the highest risk for psychotic symptoms was examined in a prospective cohort study of a population sample of originally 3021 adolescents and young adults aged 14–24 years at baseline, in Munich, Germany (Early Developmental Stages of Psychopathology Study). The expression of psychosis was assessed at multiple time points over a period of up to 10 years, using a diagnostic interview (Munich Composite International Diagnostic Interview; CIDI) administered by clinical psychologists. Results Hearing impairment was associated with CIDI psychotic symptoms [odds ratio (OR) 2.04, 95% confidence interval (CI) 1.10–3.81], particularly more severe psychotic symptoms (OR 5.66, 95% CI 1.64–19.49). The association between hearing impairment and CIDI psychotic symptoms was much stronger in the youngest group aged 14–17 years at baseline (OR 3.28, 95% CI 1.54–7.01) than in the older group aged 18–24 years at baseline (OR 0.82, 95% CI 0.24–2.84). Conclusions The finding of an age-specific association between hearing impairment and psychotic experiences suggests that disruption of development at a critical adolescent phase, in interaction with other personal and social vulnerabilities, may increase the risk for psychotic symptoms.

An important yet untested assumption within personality psychology is that more important person characteristics are more densely reflected in language. We investigated how ratings of importance and other term properties are associated with one another and with a term’s frequency of use. Research participants were asked to provide terms that described individuals they knew, which resulted in a set of 624 adjectives. These terms were independently rated for importance, social desirability, observability, stateness versus traitness, level of abstraction, and base rate. Terms rated as describing more important person characteristics were in fact used more often by the participants in the sample and in a large corpus of online communications (close to 500 million words). More frequently used terms and more positive terms were also rated as being more abstract, more traitlike, and more widely applicable (i.e., having a greater base rate). We discuss the implications of these findings with regard to person perception in general.

Background It has long been acknowledged that hearing impairment may increase the risk for psychotic experiences. Recent work suggests that young people in particular may be at risk, indicating a possible developmental mechanism. Method The hypothesis that individuals exposed to hearing impairment in early adolescence would display the highest risk for psychotic symptoms was examined in a prospective cohort study of a population sample of originally 3021 adolescents and young adults aged 14–24 years at baseline, in Munich, Germany (Early Developmental Stages of Psychopathology Study). The expression of psychosis was assessed at multiple time points over a period of up to 10 years, using a diagnostic interview (Munich Composite International Diagnostic Interview; CIDI) administered by clinical psychologists. Results Hearing impairment was associated with CIDI psychotic symptoms [odds ratio (OR) 2.04, 95% confidence interval (CI) 1.10–3.81], particularly more severe psychotic symptoms (OR 5.66, 95% CI 1.64–19.49). The association between hearing impairment and CIDI psychotic symptoms was much stronger in the youngest group aged 14–17 years at baseline (OR 3.28, 95% CI 1.54–7.01) than in the older group aged 18–24 years at baseline (OR 0.82, 95% CI 0.24–2.84). Conclusions The finding of an age-specific association between hearing impairment and psychotic experiences suggests that disruption of development at a critical adolescent phase, in interaction with other personal and social vulnerabilities, may increase the risk for psychotic symptoms.

Borderline-Persönlichkeitsstörung (BPS) ist eine schwere psychiatrische Störung, die durch tiefgreifende Probleme in Emotionsregulation und zwischenmenschlichen Beziehungen gekennzeichnet ist. Die gestörten Beziehungsmuster werden als ein Kernmerkmal von BPS betrachtet, obwohl die empirische Evidenz dafür weitestgehend fehlt. Bisherige Ergebnisse sind auf behavioraler und neuronaler Ebene bei BPS durch das häufig komorbide Auftreten einer posttraumatischen Belastungsstörung (PTBS) verzerrt. Eine vielversprechende Möglichkeit, die Beziehungsstörung von Patienten mit BPS näher zu untersuchen, bietet das multidimensionale Konzept der Empathie. Daher konzentriert sich die vorliegende Arbeit auf die Identifizierung behavioraler und neuronaler Korrelate kognitiver und emotionaler Empathie bei BPS Patienten und den Einfluss einer komorbiden PTBS auf diese. Die Ergebnisse zeigen, dass Patienten mit BPS Einschränkungen in beiden Facetten von Empathie zeigen, aber komorbide PTBS, intrusive Symptomatik und sexuelle Traumatisierung in der Vergangenheit mit schlechterer kognitiver Empathie einhergehen. Außerdem ist unter kognitiver Empathie die neuronale Aktivität im linken superior temporal Sulcus/Gyrus (STS/STG) bei BPS Patienten reduziert und mit der Ausprägung ihrer intrusiven Symptomatik assoziiert. Während emotionaler Empathie zeigen Patienten mit BPS im rechten insulären Kortex mehr Aktivität, die mit dem Hautleitwiderstand der BPS Patienten assoziiert ist. Die hier dargestellten Ergebnisse unterstützen ein Bild von BPS als eine Störung der emotionalen und kognitiven Empathie. Eine komorbid diagnostizierte PTBS scheint sich dabei zusätzlich verschlechternd auf die Fähigkeit zur kognitiven Empathie auszuwirken. Die veränderte Funktion von STS/STG und Insula könnte einen pathophysiologischen Vermittlungsmechanismus auf neuronaler Ebene für BPS darstellen, dabei scheinen die intrusiver Symptomatik und dem Grad der Erregung der Patienten eine wesentliche Rolle zu spielen. / Borderline personality disorder (BPD) is a severe psychiatric malfunction, which involves deficits in emotion regulation and interpersonal relationships. Especially the interpersonal problems are seen as a core feature in BPD, even if there is only weak empirical evidence. Furthermore, the current results on behavioral and functional alterations of patients with BPD are biased by the high rate of comorbidity with posttraumatic stress disorder (PTSD). The multidimensional concept of empathy seems to be an eligible framework for the interpersonal problems of patients with BPD. Hence, the present work focuses on the identification of behavioral and neural correlates of cognitive (i.e., social cognition) and emotional (i.e., empathic concern) empathy in patients with BPD. Moreover the influence of comorbidities (e.g., PTSD) on the behavioral and neural alterations of patients with BPD was explored. Patients with BPD showed impairments in both facets of empathy, but comorbid PTSD, intrusive symptoms, and history of sexual trauma were only associated with outcomes in cognitive empathy. In this condition the brain responses were significantly reduced in BPD patients compared to controls in the left superior temporal sulcus and gyrus (STS/STG), where this reduction was associated with levels of intrusive symptomatology in the BPD group. During emotional empathy, patients with BPD exhibited greater brain activation than controls in the right middle insular cortex, a response that was associated with skin conductance responses in the patients. Thus, these findings support a conceptualization of BPD as involving deficits in emotional as well as in cognitive empathy. A comorbid PTSD seems to impair the cognitive empathic outcome additionally. Findings at the neural level indicate that altered functioning of the STS/STG and insula represents pathophysiological mediators for BPD, with an important role for intrusive symptomatology and levels of arousal.

Vorangegangene Untersuchungen zeigen, dass emotionale Inputeigenschaften (extrinsische Eigenschaften) das Erlernen neuer Wortbedeutungen bei Kindern befördern. Diese Eigenschaften sind nicht Teil des Referenten, auf den sich ein zu erlernendes Wort bezieht, z.B. der +/-fröhliche Gesichtsausdruck eines Sprechers, der ein unbekanntes Objekt mittels eines neuen Wortes benennt. Die vorliegende Studie konzentriert sich auf zwei bisher unbeachtete Fragen: a) Lassen sich ähnliche Einflüsse finden, wenn die emotionale Inputeigenschaft Teil des Referenten eines zu erlernenden Wortes ist (intrinsische Eigenschaften), z.B. der +/-fröhliche Gesichtsausdruck eines Akteurs in einer durch ein Verb benannten Handlung? b) Beeinflussen diese Eigenschaften die Bedeutung eines neuen Wortes, indem die emotionale Information mitbestimmt, wie das Wort in späteren Kontexten interpretiert wird? Die Ergebnisse zeigen, dass sich im Einklang mit Studien zu extrinsischen Inputeigenschaften die intrinsischen Eigenschaften ebenfalls förderlich auf das Erlernen neuer Wörter bei Kindern auswirken. Darüber hinaus legt die Studie nahe, dass die Wahrnehmung emotionaler Information während des Wortlernens individueller Variabilität unterliegt. Diese beeinflusst wiederum, wie Kinder die Bedeutung des neuen Wortes konstruieren und interpretieren. Verschiedene Faktoren wie Sprachkompetenz, Aufmerksamkeitssteuerung und soziale Kognition werden diskutiert, die individuelle Unterschiede in der Wahrnehmung emotionaler Information beim Wortlernen hervorrufen könnten. / Previous research shows that emotional properties of the input (extrinsic properties) enhance children’s learning of novel words. These properties are not features of the referent a novel word is referring to, e.g. the +/-happy intonation or facial expression of a speaker, who is referring to an object or event by using a novel word. With respect to this finding, the present study focuses on two unnoticed questions: a) Are similar influences found when the emotional properties are features of the referent of the word to be acquired (intrinsic properties), e.g. the +/-happy facial expression of an actor in an event that is labeled by a novel verb? b) Do these properties influence the meaning of a novel word, in that the emotional information constrains how the word is interpreted in later contexts? The results indicate that in line with studies on extrinsic emotional properties children’s learning of novel words is enhanced by intrinsic emotional properties. Furthermore, the study suggests that children’s perception of emotional information while learning a novel word is subject to individual variability, which affects how children construct and interpret the meaning of the novel word. Different factors such as language competence, attentional control and social cognition are discussed for inducing individual differences in emotion perception while word learning.

Dans le règne animal, certaines espèces présentent une organisation en groupe complexe, permettant l’établissement d’interactions sociales plus ou moins élaborées entre les individus. Les comportements prosociaux, visant à améliorer le bien-être de l’autre, apparaissent préférentiellement entre animaux qui partagent une grande affinité ; ces comportements sont probablement favorisés par l’empathie, suggérant une prise en compte émotionnelle du partenaire. Les oiseaux, et particulièrement les corvidés et les psittacidés, se révèlent être d’excellents modèles pour étudier ce lien entre relation sociale et prise en compte de l’autre: ils forment des couples monogames sur le long terme au sein desquels une forte coopération existe. L’objectif de cette thèse est d’explorer comment le lien entre individus (familial, sexuel, amical) module les comportements prosociaux et empathiques. Les réactions des sujets sont évaluées via le partage de nourriture ou bien en observant une sensibilité accrue envers un congénère. Chez les perruches calopsittes (Nymphicus hollandicus), les oiseaux réagissent plus fortement au cri de détresse d’un oiseau préféré qu’au cri d’un autre congénère familier et les individus apparentés (frères et sœurs) partagent davantage la nourriture entre eux qu’avec les autres. Les perroquetsont tendance à être prosociaux mais la prise en compte de l’autre reste à confirmer. Les choucas des tours (Corvus monedula), placés dans une situation nouvelle avec un autre oiseau, passent plus de temps à proximité de leur partenaire sexuel que d’un autre oiseau de sexe opposé. Ces différents résultats suggèrent qu’un lien d’affinité existe entre les individus et qu’il façonne leurs comportements en termes de prosocialité et d’empathie. / In the animal kingdom some species form complex social groups in which elaborated relationships between individuals occur. Prosocial behaviors, i.e. actions that benefit others, preferentially occur between closely affiliated individuals and may be driven by empathy, the ability to identify and share the emotional states of others. Birds, particularly corvids and parrots, are excellent candidates for investigating the link between social relationship and other-regarding behavior. They are long-lived and form long-term monogamous pair-bonds in which a high level of cooperation is seen throughout the year. The aim of this thesis is to study how the nature of a relationship (sibling, mate or friend) can modulate prosocial behavior and its underlying emotions in parrots and a corvid species. The approach was to study food-sharing or behavioral reactions to stressful situations such as distress call playback or exposure to novel objects, in different social contexts. Cockatiels (Nymphicus hollandicus) reacted more to the distress calls of a closely affiliated partner than to those of a non-partner, and they preferably shared food with affiliated, related individuals. Different species of parrots preferentially chose a prosocial option over a selfish one, but it remains unclear whether they took the other’s perspective into account. Confronted with intimidating novel objects, jackdaws (Corvus monedula) spent more time in mutual proximity when paired with their mate than when with a familiar opposite-sex non-partner. However, they were not bolder when accompanied by their mate compared to a non-partner. These results suggest that an emotional link exists between affiliated individuals and that this special bond drives their prosocial and empathic behavioral responses. / Im Tierreich gibt es Arten mit komplexer Gruppenstruktur, in denen Individuen aufwendige soziale Beziehungen mit Artgenossen eingehen. Prosoziales Verhalten, ein Verhalten zum Wohle Anderer, tritt bevorzugt zwischen Individuen auf, die eine starke gegenseitige Bindung aufweisen. Prosozialität beruht auf Empathie-Fähigkeit, die wiederum ein gewisses Verständnis der emotionalen Lage von Artgenossen voraussetzt. Vögel, insbesondere Papageien und Krähen, sind geeignete Modelle, um Zusammenhänge zwischen sozialer Bindung und prosozialem Verhalten zu untersuchen: sie bilden Langzeit-monogame Paare, die das Jahr hindurch miteinander kooperieren. Ziel dieser Doktorarbeit ist es, herauszufinden, wie soziale Bindungen (verwandtschaftlicher, sexueller, oder freundschaftlicher Natur) prosoziales Verhalten und Empathie beeinflussen. Zu diesem Ziel wurden Studien über Futterteilen und Verhaltensreaktionen auf Stress in verschiedenen sozialen Kontexten durchgeführt. Nymphensittiche (Nymphicus hollandicus) reagierten stärker auf Warnrufe ihres Partners als auf die eines anderen Gruppenmitglieds. Ebenso teilten verwandte Sittiche häufiger Futter miteinander als mit anderen Individuen. Verschiedene Papageienarten bevorzugten in einer Entscheidungssituation prosoziale über egoistische Optionen, wobei unklar bleibt, ob sie die Perspektive ihres Partners verstanden. Dohlen (Corvus monedula), die mit einem für sie unheimlichen neuen Objekt konfrontiert wurden, verbrachten mehr Zeit in gegenseitiger Nähe, wenn sie mit Ihrem Partner als mit einem anderen Individuum getestet wurden. Sie verhielten sich aber in Gegenwart ihres Partners nicht mutiger. Die Ergebnisse legen nahe, dass Bindungen zwischen Individuen prosoziales Verhalten und empathische Reaktionen aufeinander beeinflussen.

Achtsamkeit wird mit vielen positiven Effekten für das psychische Wohlbefinden assoziiert, wobei Fähigkeiten wie Emotionsregulation (ER) und soziale Kognition (SC) zu den wichtigsten Mechanismen gehören. In der vorliegenden Doktorarbeit wurde die Beziehung zwischen Achtsamkeit, ER und SC mit verschiedenen methodischen Ansätzen untersucht. In Studie I wurde mithilfe von Literatur und empirischen Modellen die Beziehung zwischen Achtsamkeit und ER ausgearbeitet und verschiedene psychologische und neurokognitive Mechanismen diskutiert. Studie II zielte darauf ab den ER-Mechanismus bei „Trait-Achtsamkeit“ zu entschlüsseln. Hier zeigte sich, dass es sowohl bei Probanden mit einer Borderline-Persönlichkeitsstörung als auch bei gesunden Teilnehmern einen mediierenden Effekt von Selbstmitgefühl gab, der Achtsamkeit mit ER-Merkmalen verband. Studie III untersuchte den Zusammenhang zwischen ER und SC mit Hilfe von Verhaltens- und Neuroimaging-Experimenten, mit Fokus auf dem Konzept der sozialen ER (die Fähigkeit, die Emotionen anderer zu modulieren). Es zeigte sich, dass bei der Regulierung der Emotionen anderer der eigene Stress reduziert wird, wobei wichtige "soziokognitive" Hirnregionen (z.B. Precuneus) an der Vermittlung dieser Effekte beteiligt sind. Studie IV untersuchte im Rahmen einer Neuroimaging-basierten randomisierten Kontrollstudie ER-Mechanismen während einer achtsamkeitsbasierten Intervention (MBI). Die Studie zeigte eine durch die MBI induzierte ER-Verhaltensplastizität im Gehirn, sowohl für die Eigen- als auch für die soziale ER. Ein Effekt im Vergleich zu SC (kognitive und emotionale Empathie) wurde nicht gezeigt. Unter Einbezug aller Ergebnisse wurde ein Modell postuliert, das den Austausch und die Regulierung von Emotionen im Kontext von sozialen Interaktionen integriert. Die Dissertation bietet neue Einblicke in die ER-Mechanismen der Achtsamkeit und beleuchtet die individuellen Determinanten sozialer Prozesse durch das Zusammenbringen von ER und SC. / Mindfulness, the capacity to fully attend to the present experience, has been linked to a myriad of mental health benefits, being abilities such as emotion regulation (ER) and social cognition (SC) of the main potential active mechanisms. The current doctorate thesis investigated the relationship between mindfulness and ER and SC using a range of methodological approaches from trait level individual differences to behavioral and brain mechanisms. Study one explored the relationship between mindfulness and ER by examining the diverse literature and empirical models, discussing different psychological and neuro-cognitive mechanisms. Study two intended to unravel the ER mechanism of trait mindfulness, showing in both borderline personality and healthy subjects the mediating effect of self-compassion linking mindfulness and ER traits. Study three further investigated the link between ER and SC using behavioral and neuro-imaging experiments, addressing the notion of social ER (the capacity to modulate others’ emotions). It showed that when regulating others’ emotions, an individual’s own distress is reduced, being key ‘sociocognitive’ brain regions (i.e. precuneus) engaged in mediating these effects. Study four investigated the fine-grained ER mechanisms of a mindfulness-based intervention (MBI), comparing the MBI with a reading group (READ), in the context of a neuroimaging-based randomized controlled trial. This study revealed ER brain behavioral plasticity induced by the MBI, for both self and social ER. It also showed a lack of effect over SC (cognitive and emotional empathy). Articulating overall findings, a model that integrates exchanges and regulation of emotions in the context of social interactions is proposed. The dissertation offers new insights into mindfulness’ ER mechanisms, from dispositions to neuro-behavioral levels, and also sheds light onto individual level determinants of social processes, linking ER and SC.

Music is a human universal and has the ability to evoke powerful, genuine emotions. But does music influence our capacity to understand and feel with others? A growing body of evidence indicates that empathy (sharing another’s feelings) and compassion (a feeling of concern toward others) are behaviorally and neutrally distinct, both from each other and from the social cognitive process theory of mind (ToM; i.e., inferring others’ mental states). Yet little is known as to whether and how these dissociable routes to feeling with and understanding others can be independently modulated. The goal of the current study was to investigate if emotional music has the potential to enhance social affect and/or social cognition. Using a naturalistic, video based paradigm which disentangles empathy, compassion, and ToM, we demonstrate selective enhancement of social affect through music during the videos. Specifically, we found enhanced empathy and compassion when emotional, but not when neutral music was present during videos displaying emotionally negative narrations. No such enhancement was present for ToM performance. Similarly, prosocial decision making increased after emotionally negative videos with emotional music. These findings demonstrate how emotional music can enhance empathic responding, compassion and prosocial decisions as well as contribute to the growing evidence for separable processes within the social mind.

Over the past 150 years of neuroscientific research, the field has undergone a tremendous evolution. Starting out with lesion-based inference of brain function, functional neuroimaging, introduced in the late 1980s, and increasingly fine-grained and sophisticated methods and analyses now allow us to study the live neural correlates of complex behaviors in individuals and multiple agents simultaneously. Classically, brain-behavior coupling has been studied as an association of a specific area in the brain and a certain behavioral outcome. This has been a crucial first step in understanding brain organization. Social cognitive processes, as well as their neural correlates, have typically been regarded and studied as isolated functions and blobs of neural activation. However, as our understanding of the social brain as an inherently dynamic organ grows, research in the field of social neuroscience is slowly undergoing the necessary evolution from studying individual elements to how these elements interact and their embedding within the overall brain architecture. In this article, we review recent studies that investigate the neural representation of social cognition as interacting, complex, and flexible networks. We discuss studies that identify individual brain networks associated with social affect and cognition, interaction of these networks, and their relevance for disorders of social affect and cognition. This perspective on social cognitive neuroscience can highlight how a more fine-grained understanding of complex network (re-)configurations could improve our understanding of social cognitive deficits in mental disorders such as autism spectrum disorder and schizophrenia, thereby providing new impulses for methods of interventions.