Amphiphilic block copolymers are unique macro-molecules capable of self-assembling into bilayers analogous to naturally occurring lipid membranes. When combined with lipids, these copolymers form hybrid membranes with unique and sometimes unpredictable properties, including increased chemical and mechanical stability. These synthetically enhanced biological structures represent a versatile platform suitable for a wide range of applications, from advanced biosensing devices to drug delivery systems. The realization of these advancements necessitates a deep understanding of material properties, including the ability to predict and control interfacial behaviors. It has been shown that in the case of pure lipid membranes, interfacial behaviors are dominated by electrostatic forces. The following work will demonstrate that, electrostatic forces also represent a major driving force behind hybrid vesicle adhesion events, such as the formation of supported bilayers or interactions with biological tissues. These electrostatic forces can be manipulated to a limited degree by adjusting suspension buffer pH which primarily modulates the substrate zeta potential. Protonation of silanol groups, in the case of silicate surfaces at low pH, results in slightly positive surface zeta potential. Unfortunately, hybrid vesicles containing BdxEOy polymers exhibit a slight negative zeta potential independent of buffer pH conditions. Therefore, pH mediation can only result in supported bilayer formation in limited cases and may be insufficiently robust for many demands of application. Furthermore, the zeta potential of hybrid vesicles is surprisingly difficult to predict and control, likely due to screening and steric effects of the PEO block. This investigation provides a model to tune and control the zeta potential of such vesicles, independent of other tunable properties. This technique, in combination with pH mediation, proves to be especially effective in controlling vesicle-substrate interaction. Furthermore, translating this understanding to interactions with tissues, could facilitate more targeted drug delivery, potentially avoiding sensitive tissues, thus reducing off-target effects. In summary, this work deepens our understanding of the complex relationship between surface-potential, pH conditions, and vesicle behavior, paving the way for novel applications in bio-sensing, drug delivery, and nanotechnology.

The use of cell transplantation to treat enzyme deficiency disorders is limited by the immune response targeted against foreign tissue or the use of life-long immunosuppressants. Hiding cells from the immune system in an encapsulation device is promising. Cells encapsulated within an anionic calcium alginate hydrogel bead are protected through a semi-permeable membrane formed by polycation, poly-L-lysine (PLL). A final layer of alginate is added to hide the cationic PLL surface but this has proved to be difficult creating capsules which are prone to fibrotic overgrowth, blocking exchange of nutrients, waste and therapeutic enzymes through the capsule. For long term applications these capsules need to be both biocompatible and mechanically robust. This thesis aims to address the biocompatibility issue of high cationic surface charge by synthesizing polycations of reduced charge using N-(3- aminopropyl)methacrylamide hydrochloride (APM) and N-(2- hydroxypropyl)methacrylamide (HPM) and study the associated mechanical properties of the capsules using micropipette aspiration. Micropipette aspiration was applied and validated for alginate based capsules (gel and liquid core) to quantify stiffness. Varying ratios of APM were used to control the overall charge of the polycations formed while HPM was incorporated as a neutral, hydrophilic, nonfouling comonomer. The molecular weight (MW) was controlled by using reversible addition-fragmentation chain transfer (RAFT) polymerization. The biocompatibility of these polymers was tested by cell adhesion and proliferation of 3T3 fibroblasts onto APM/HPM copolymer functionalized surfaces and by solution toxicity against C2C12 myoblasts. The ability for the APM/HPM copolymers to bind to alginate and form capsules was also assessed, along with the integrity and stiffness of the capsule membrane with or without additional covalent cross-linking by reactive polyanion, poly(methacrylic acid-co-2-vinyl-4,4- dimethylazlactone) (PMV60). Thermo-responsive block copolymers of N-isopropylacrylamide (NIPAM) and 2- hydroxyethylacrylamide (HEA) were also synthesized as potential drug delivery nanoparticles, showing control over micelle morphology with varying NIPAM to HEA ratios. / Thesis / Doctor of Science (PhD) / The treatment of enzyme deficiency disorders by cell transplantation is limited by the immune attack of foreign tissue in absence of immunosuppressants. Cells protected in an encapsulation device has shown promise. Poly-L-lysine, a widely used membrane material in these protective capsules, binds to the anionic gel entrapping living cells because it is highly cationic. The high cationic charge is difficult to hide causing the immune system to build tissue around the capsule, preventing the encapsulated cells from exchanging nutrients and therapeutic enzymes. This thesis aims to replace poly-L-lysine by synthesizing a series of more biocompatible materials of decreasing cationic charge. These materials were studied for the ability to support tissue growth and form stable capsules. The membrane strength was measured using an aspiration method validated for these types of capsules. Reducing the cationic charge of the materials increased the biocompatibility of the capsule membrane but also made for weaker membranes.

The controllable design of magnetic nanocarriers is essential for advanced in vivo applications such as magnetic resonance image-guided therapeutic delivery and alternating magnetic field-induced remote release of drugs. This work describes the fabrication of polymer-stabilized nanoparticles encapsulating imaging and therapeutic agents and delineates relationships among materials parameters and response. The effect of aggregation of magnetic iron oxide nanoparticles in aqueous suspension was characterized using a well-defined core-corona complex comprised of a superparamagnetic magnetite nanoparticle stabilized by terminally-anchored poly(N-isopropylacrylamide) (PNIPAM) corona. The modified Vagberg density distribution model was employed to verify that the complexes were individually dispersed prior to aggregation and was found to accurately predict the intensity-weighted hydrodynamic diameter in water. Aggregation of the complexes was systematically induced by heating the suspension above the lower critical solution temperature (LCST) of the polymer, and substantial increase in the NMR transverse relaxation rates was noted. Controlled clusters of primary iron oxide nanoparticles stabilized by the biodegradable block copolymer, poly(ethylene oxide-b-D,L-lactide) were fabricated by a scalable, rapid precipitation technique using a multi-inlet vortex mixer. Quantitative control over iron oxide loading, up to 40 wt%, was achieved. Correlations between particle parameters and transverse relaxivities were studied within the framework of the analytical models of transverse relaxivity. The experimental relaxivities typically agreed to within 15% with the values predicted using the analytical models and cluster size distributions derived from cryo-transmission electron microscopy. Hydrophilic-core particles assembled using the poly(ethylene oxide-b-acrylate) copolymer and at similar primary nanoparticle sizes and loadings had considerably higher transverse (r2) and longitudinal (r1) relaxivities, with r2s approaching the theoretical limit for ~ 8 nm magnetite. Block copolymer nanoparticles comprised of poly(D,L-lactide) and poly(butylene oxide) cores were utilized to encapsulate the poorly water-soluble antiretroviral drug, ritonavir, at therapeutically-useful loadings. Controlled size distributions were achieved by incorporation of homopolymer additives, poly(L-lactide) or poly(butylene oxide) during the nanoparticle preparation process. Nanoparticles either co-encapsulating a highly hydrophobic polyester poly(oxy-2,2,4,4-tetramethyl-1,3-cyclobutanediyloxy-1,4-cyclohexanedicarbonyl) within the core or possessing crosslinkable groups around the core were also successfully fabricated for potential sustained release of ritonavir from block copolymer carriers. / Ph. D.

La technique de trempage («dip-coating») est un procédé rapide et efficace pour former des films minces de copolymères à blocs (CPB) d’épaisseur et de nano-morphologies variées. Très peu d’études ont toutefois porté sur le trempage des CPB supramoléculaires et/ou photosensibles. Le trempage du CPB poly(styrène-b-4-vinyl pyridine) (PS-P4VP) a premièrement été étudié avec des petites molécules (PM) d’acide 1-naphtoïque (NCOOH) et de 1-naphtol (NOH) capables de former des ponts hydrogène (ponts H) avec le bloc P4VP dans 4 solvants (tétrahydrofurane (THF), p-dioxane, toluène et chloroforme). Le ratio d’incorporation (RI) molaire PM/VP dans les films trempés augmente avec la vitesse de retrait mais sa variation dépend fortement du solvant et de la PM utilisés. Le RI et la morphologie des films minces dépendent de la possibilité (ou non) du solvant à former des ponts H avec la PM et de sa sélectivité au bloc de PS menant (ou non) à des micelles de P4VP/PM en solution dont la rigidité influence l’état cinétique du système en film mince. La dépendance en une courbe en V de l’épaisseur des films en fonction la vitesse de retrait définit deux régimes, nommés régimes capillaire et de drainage. Ces régimes influencent différemment le RI et la morphologie finale. Nous nous sommes ensuite intéressés aux complexes de PS-P4VP avec des azobenzènes (AB) photosensibles, le 4-hydroxy-4’-butyl-azobenzène (BHAB) et le 4-hydroxy-4’-cyano-azobenzène (CHAB). Ces AB peuvent non seulement former des ponts H avec le bloc P4VP mais aussi s'isomériser entre les formes trans et cis sous illumination. Les expériences avec PS-P4VP/BHAB dans le THF et le toluène ont révélé que l'irradiation pendant le trempage permet de provoquer une transition entre les morphologies sphérique et cylindrique à basses vitesses de retrait. Ces transitions sont expliquées par l’augmentation du ratio molaire BHAB/VP pris dans les films sous illumination et par le plus grand volume des isomères BHAB-cis par rapport aux BHAB-trans. L'irradiation permet également de moduler l'épaisseur des films sans égard à la présence des AB. Finalement, des solutions de PS-P4VP/CHAB et PS-P4VP/BHAB dans le THF avec un CPB de masse molaire plus élevée ont été étudiées afin de comprendre l’effet d'un temps de demi-vie plus court de l’AB et de la présence de micelles en solution. Le photocontrôle morphologique perd de son efficacité avec le CHAB car l’augmentation du RI de CHAB dans les films illuminés par rapport aux films non irradiés est moins prononcée que pour les complexes de BHAB. Le choix du PS-P4VP est également important puisque la présence de micelles dans les solutions de THF du PS-P4VP(36,5k-16k), même si elle n’influence pas les RI BHAB/VP, fige davantage la morphologie sphérique en solution par rapport à une solution non-micellaire de PS-P4VP(24k-9,5k), limitant les possibilités de transition morphologique. / Dip-coating is a rapid and efficient method for forming thin films of block copolymers (BCPs) of various thicknesses and nano-morphologies. However, very few studies focused on dip-coating of supramolecular and/or photosensitive BCPs. Dip-coating of poly(styrene-b-4-vinyl pyridine) (PS-P4VP) BCPs was first studied using the small molecules (SM), 1-naphthoic acid (NCOOH) and 1-naphthol (NOH), which can form hydrogen bonds with the P4VP block, in four different solvents [tetrahydrofuran (THF), p-dioxane, toluene and chloroform]. The uptake molar ratio, SM/VP, in the thin films generally increases with the dip-coating rate, but its variation is strongly dependent on the solvent and the PM used. More specifically, the uptake ratio as well as the morphology of the dip-coated thin films depend on the ability (or lack thereof) of the solvent to form hydrogen bonds with the SM and its selectivity towards the PS block, which leads (or does not lead) to micellar P4VP/PM solutions, where the rigidity of the micellar cores influences the kinetic state of the dried thin film. The dependence of film thickness on the dip-coating rate, which is V-shaped, defines two regimes, termed capillarity and draining. These regimes influence the uptake ratio and final morphologies differently. Subsequently, we investigated a relatively low molecular weight PS-P4VP (24k-9,5k), which does not form micellar solutions in THF, complexed with two photosensitive azobenzene (AB) small molecules, namely 4-hydroxy-4'-butyl-azobenzene (BHAB) and 4-hydroxy-4'-cyano-azobenzene (CHAB). These ABs not only can form hydrogen bonds with the P4VP block but can also isomerize between trans and cis forms under illumination. Experiments with PS-P4VP/BHAB in THF (non-micellar) and toluene (micellar) showed that irradiation during dip-coating provokes a transition from spherical to cylindrical morphology at low dip-coating rates not observed in the dark. This transition is explained by the increase in the BHAB/VP uptake ratio under illumination and by the larger volume of the BHAB cis form relative to BHAB trans isomers. Irradiation also increases the film thickness, even without AB present, which is attributed to a heating effect. Thus, the combination of in-situ irradiation with dip-coating has been shown to be a useful and simple method for external control of photosensitive thin film patterns. Finally, THF solutions of PS-P4VP/CHAB and PS-P4VP/BHAB with the low molecular weight BCP (non-micellar) and a BCP of higher molecular weight (36,5k-16k, micellar) were investigated to understand the effect of shorter (CHAB) vs. longer (BHAB) AB half-life and the presence or not of micelles in solution. The morphological photocontrol loses some of its effectiveness with CHAB, as shown by the less pronounced increase in uptake ratio of CHAB compared to BHAB in the illuminated films relative to non-irradiated films dip-coated from THF solutions. The presence of micelles does not influence the (BHAB/VP) uptake ratio, but it slows down the morphological evolution in the drying films, as shown by the freezing in of greater spherical morphological character compared to the non-micellar solution, thereby limiting the possibilities of a morphological transition.

Block copolymer (BCP) thin film patterns, generated using directed self-assembly (DSA) of diblock copolymers, have shown excellent promise as templates for semiconductor device manufacturing since they have the potential to produce feature pitches and sizes well below 20 nm and 10 nm, respectively, using current 193 nm optical lithography. The goal of this work is to explore block copolymers with sufficient thermodynamics driving force (as described by the Flory Huggins interaction parameter, χ) for phase separation at these smallest lengths scales. Here, poly(styrene)-b-poly(hydroxystyrene) is investigated since the PHOST domain is known to form extensive hydrogen bond networks resulting in increased χ due to this strong enthalpic interaction. In this work, nitroxide mediated polymerization (NMP) techniques were utilized to produce PS-b-PHOST diblock copolymers with a range of molecular weights (5000-30000) with low PDI approaching 1.2. The phase separation of low molecular weight PS-b-PHOST on neutral underlayer substrates via solvent annealing provided thin film vertical lamellae with 13 nm pitch. These results illustrate the improved resolution of PS-b-PHOST compared with the current industry standard of PS-b-PMMA (with 20 nm pitch). The directed self assembly of lamellar PS-b-PHOST patterns with 18 nm pitch via graphoepitaxy is demonstrated. Also, a highly selective atomic layer deposition (ALD) and etch technique was investigated which provided selective block removal of (PS-b-PHOST) block copolymer patterns which initially exhibited no inherent etch contrast. In this process, the PS domain is removed leaving a high fidelity etch relief pattern of the original block copolymer template. Finally, an alternative system is presented, namely Poly(trimethylsilylstyrene)-block-poly(hydroxystyrene) (PTMSS-b-PHOST), which utilizes silicon containing functionality in one of the blocks, providing high etch contrast. PTMSS-b-PHOST patterns were also exposed to oxygen plasma allowing selective block removal of the PS domain without the need for additional ALD processing steps.

L'auto-assemblage des copolymères à bloc (CPBs) attire beaucoup d'intérêt grâce à leur capacité de générer spontanément des matériaux ordonnés avec des propriétés uniques. Les techniques Langmuir-Blodgett (LB) et Langmuir-Schaefer (LS) sont couramment utilisées pour produire des monocouches ou des films ultraminces à l'interface air/eau suivi de transfert aux substrats solides. Les films LB/LS de CPBs amphiphiles s'auto-assemblent dans des morphologies variables dépendamment de la composition du CPB ainsi que d'autres facteurs. Dans notre travail, nous avons étudié les films LB/LS de polystyrène-b-poly(4-vinyl pyridine) (PS-P4VP) et leurs complexes supramoléculaires avec le naphtol (NOH), l'acide naphtoïque (NCOOH) et le 3-n-pentadécylphenol (PDP). La première partie de ce mémoire est consacré à l'investigation du PS-P4VP complexé avec le NOH et le NCOOH, en comparaison avec le PS-P4VP seul. Il a été démontré qu'un plateau dans l'isotherme de Langmuir, indicatif d'une transition de premier ordre, est absent à des concentrations élevées des solutions d'étalement des complexes. Cela a été corrélé avec l'absence de morphologie en nodules avec un ordre 2D hexagonal à basse pression de surface. L'ordre au-delà de la pression de cette transition, lorsque présente, change à un ordre 2D carré pour tout les systèmes. La deuxième partie du la mémoire considère à nouveau le système PS-P4VP/ PDP, pour lequel on a démontré antérieurement que la transition dans l'isotherme correspond a une transition 2D d'un ordre hexagonal à un ordre carré. Cela est confirmé par microscopie à force atomique, et, ensuite, on a procédé à une étude par ATR-IR des films LB pour mieux comprendre les changements au niveau moléculaire qui accompagnent cette transition. Il a été constaté que, contrairement à une étude antérieure dans la littérature sur un autre système, il n'y a aucun changement dans l'orientation des chaînes alkyles. Au lieu de cela, on a découvert que, aux pressions au-delà de celle de la transition, le groupe pyridine, qui est orienté à basse pression, devient isotrope et qu'il y a une augmentation des liaisons hydrogènes phénol-pyridine. Ces observations sont rationalisées par un collapse partiel à la pression de transition de la monocouche P4VP, qui à basse pression est ordonné au niveau moléculaire. Cette étude a mené à une meilleure compréhension des mécanismes moléculaires qui se produisent à l'interface air/eau, ce qui fournit une meilleure base pour la poursuite des applications possibles des films LB/LS dans les domaines de nanotechnologie. / Self-assembly of block copolymers (BCPs) attracts much interest due to their ability to spontaneously generate ordered materials with unique properties. For many applications, such as masks in nanolithography, separation membranes in medical diagnostics, and nanotemplates for nanowire fabrication, manufacturing into thin films is required. The Langmuir-Blodgett (LB) and Langmuir-Schaefer (LS) techniques are commonly used to produce ultrathin or monolayer films at the air/water interface that are transferred to solid substrates. LB/LS films of amphiphilic BCPs self-assemble into various morphologies, depending on the BCP composition and other factors. In our work, we investigated LB/LS films of polystyrene-b-poly(4-vinyl pyridine) (PS-P4VP) and their supramolecular complexes with, naphthol (NOH), naphthoic acid (NCOOH) and 3-n-pentadecylphenol (PDP). The first part of the thesis was devoted to the investigation of PS-P4VP complexes with NOH and NCOOH, in comparison to PS-P4VP alone. It was shown that a plateau in the Langmuir isotherm, indicative of a first-order transition, is absent at high spreading solution concentrations for the complexes. This was correlated with an absence of the expected dot morphology with 2D hexagonal-like order at low surface pressure. Above the transition, when present, the morphology has 2D square order. The second part of the thesis re-examines the PS-P4VP/PDP system, which was previously shown to undergo a transition from 2D hexagonal to square order at the isotherm plateau pressure. This was confirmed here, and a detailed ATR-IR study of LB films was then undertaken to better understand molecular-level changes occurring at this transition. It was found that, contrary to another study in the literature on a different system, there is no change in alkyl chain orientation. Instead, it was found that the pyridine group loses its low-pressure orientation and there is increased phenol-pyridine hydrogen-bonding above the transition pressure, which is rationalized by a partial collapse of the low-pressure molecularly ordered P4VP monolayer at the transition pressure. This study leads to an improved understanding of the processes occurring at the air/water interface, which is a basis for the further possible applications of LB/LS films in nanotechnologies.

Le facteur clé limitant le déploiement des accumulateurs au lithium métal est dû à la formation de dendrites de lithium métallique à l'anode au cours de la recharge. Une solution consiste à employer un électrolyte solide polymère. Un copolymère à blocs est composé d'un ou plusieurs blocs conducteurs à base de POE (poly(oxyde d'éthylène)), linéaire ou branchée, dopés en sel de lithium (LiTFSI) et de blocs de renforts mécaniques qui idéalement mitigent la croissance dendritique. Ces matériaux ont la particularité de s'auto-assembler en domaines nanométriques. Les interfaces entre les domaines génèrent de bonnes propriétés mécaniques à l'échelle macroscopique tandis que localement la dynamique des chaînes POE demeure élevée, assurant la conduction ionique.Ce travail de thèse porte sur les caractérisations physico-chimiques d'électrolytes copolymères, selon différentes architectures (diblocs, triblocs et étoilées) et de l'optimisation de leurs compositions. Une étude fondamentale des polymères dopés en sel a mis en évidence les principaux mécanismes de transport ionique, ainsi que l'impact des groupes terminaux à faible masse molaire sur la conductivité et la viscosité. Cette étape a permis de sélectionner les meilleurs candidats. L'étude de la stabilité des électrolytes vis-à-vis du lithium a été menée. Après avoir formulé des cathodes, des batteries plastiques ont été assemblées et testées avec succès par cyclages galvanostatiques, en température [40°C-100°C] et à des régimes élevés. Enfin, un prototype de 6 mAh a réalisé plus de 400 cycles à des régimes C/4 et D/2 à 100°C. / The key limiting factor for the deployment of Lithium metal batteries is the formation of lithium dendrites at the anode during recharge. One solution consists in the use of a solid polymer electrolyte. A bloc copolymer is composed of one or several conductive blocks based on PEO (poly(ethylene oxide)), linear or branched, doped with a lithium salt (LiTFSI) and reinforced blocks that ideally mitigate the dendritic growth. These materials can self-organize in nanometric domains. The interfaces between the domains generate sufficient mechanical properties at the macroscopic level whilst, locally, the PEO chain dynamics remain high, ensuring ionic conduction.This thesis deals with physico-chemical characterizations of these copolymer electrolytes, with different architectures (diblock, triblock and star shaped), and the optimization of their composition. A fundamental study of doped polymers highlighted the main mechanisms of ionic transport and the impact of the end groups at low molar mass on conductivity and viscosity. This step enabled a selection of the best candidates to be made. A study of the electrolyte stability with respect to lithium was carried out. After the formulation of cathodes, plastic batteries were assembled and successfully tested by galvanostatic cycling under temperature [40°C-100°C] and high regime. Finally, a 6 mAh prototype realised more than 400 cycles under the regime C/4 and D/2 at 100°C.

Ce travail de recherche pluridisciplinaire a consisté en l'étude de cellules photovoltaïques organiques à base de nouveaux copolymères à blocs de type rigide-flexible. L'idée était de proposer une alternative aux mélanges donneur/accepteur, dont la morphologie en film est très difficile à contrôler, en élaborant de nouveaux matériaux conjugués capables de s'auto-organiser et de créer une nano-structuration de la couche active, permettant ainsi d'optimiser certains paramètres du processus photovoltaïque (dissociation de l'exciton, conduction des charges vers les électrodes). La première étape a consisté à développer une synthèse simplifiée et versatile de copolymères constitués d'un bloc conjugué donneur (poly(3-hexylthiophène), d'un bloc flexible polystyrène, et d'un accepteur d'électron (C60). La seconde étape a consisté à caractériser ces matériaux originaux en tant que couche active ou compatibilisants dans des dispositifs photovoltaïques organiques et ainsi montrer leur potentiel. / This multidisciplinary work deals with the study of organic photovoltaic cells based on new rod-coil block copolymers. The aim was to replace donor/acceptor blends which are currently limited by poor control over their thin-film morphology. It was expected that the new materials may self-assemble to give a nano-structuration of the active layer, and thereby optimize the principal physical photovoltaic processes, namely exciton separation and conduction of charge-carriers through the film to the electrodes. A versatile and simplified synthesis of rod-coil copolymers consisting of a donor conjugated block [poly(3-hexylthiophene], a flexible block (polystyrene) and an electron acceptor (C60) was developed. The characterization of the new materials demonstrated their potential as an active layer or compatibilizer in photovoltaic devices.

La grande majorité des essais cliniques de transfert de gènes in vivo utilise des vecteurs viraux. Si ces derniers sont efficaces, ils présentent des risques immunogènes, toxiques, voire mutagènes avérés. Les vecteurs synthétiques (non viraux), par leur grande modularité et leur faible toxicité représentent une alternative très prometteuse. Le principal frein à leur utilisation est leur manque d’efficacité. L’objectif majeur de ce travail de thèse a été de comprendre le mécanisme de transfert de gènes associé à différents complexes vecteurs synthétiques/ADN plasmidique, ce qui est indispensable pour une conception rationnelle de nouveaux vecteurs. Nous avons étudié, sur cellules en culture, le mécanisme de transfert de gènes associé à deux lipides cationiques ; le BGTC (bis(guanidinium)-tren-cholesterol) et la DOSP (DiOleylamine A-Succinyl-Paromomycine) qui sont connus pour être des vecteurs efficaces in vitro. Nous avons ainsi pu visualiser par microscopie électronique leurs voies d’entrée, leurs remaniements structuraux ainsi que leur échappement endosomal qui représente une étape clé du processus de transfert de gènes. L’identification non ambigüe des lipoplexes tout au long de leur trafic intracellulaire a été rendue possible grâce au marquage de l’ADN par des nanoparticules de silice dotées d’un cœur de maghémite (Fe2O3) dense aux électrons. Cette stratégie de marquage a également été appliquée à l’étude du mécanisme d’action d’un autre vecteur synthétique de type polymère, le copolymère à blocs non ionique P188 ou Lutrol. Contrairement à la plupart des vecteurs synthétiques, celui-ci présente une efficacité de transfection in vivo chez la souris par injection in situ pour le tissu musculaire ou en intra trachéale dans le poumon. En revanche, il est totalement inefficace in vitro. Nous avons montré que le Lutrol permet une augmentation de l’internalisation d’ADN par les cellules mais n’induit pas son échappement endosomal, ce qui expliquerait son absence d’efficacité in vitro. D’autres voies d’entrée sont alors à envisager in vivo pour comprendre son mécanisme d’action. / The vast majority of clinical trials of gene transfer in vivo use viral vectors. Although they are effective, they induce immunogenic, toxic or mutagenic risks. Due to their high modularity and low toxicity, synthetic vectors (non viral), represent a promising alternative despite their lack of effectiveness. The major objective of this work was to understand the mechanism of gene transfer using two prototypic synthetic vectors, in the context of a rational design of new vectors. We studied on cultured cells, the mechanism of action of two cationic lipids; BGTC (bis(guanidinium)-tren-cholesterol) and DOSP (DiOleylamine A-Succinyl-Paromomycine) formulated with plasmid DNA (lipoplexes) which are in vitro efficient vectors. We have been able to visualize by electron microscopy, their intracellular pathways, their structural alterations and their endosomal escape, the latter being a key step in the process of gene transfer. The unambiguous identification of lipoplexes throughout their intracellular trafficking has been made possible thanks to the labelling of DNA by core-shell silica nanoparticles with an electron dense maghemite core (Fe2O3). The labeling strategy has also been applied to study the mechanism of action of a nonionic block copolymer (P188 or Lutrol). Interestingly, these synthetic vectors have an in vivo transfection efficiency in mice lung and muscle tissue while they are totally inefficient in vitro. We have shown that Lutrol induces an increase of DNA internalization into cells and fails to trigger endosomal escape, which would explain the lack of in vitro efficacy. These findings suggest that the in vivo mechanism of action of Lutrol would involve other internalization pathways.

Les copolymères poly (acétate de vinyle-co-alcool vinylique), désignés par PVA, sont des tensioactifs macromoléculaires obtenus par hydrolyse partielle de poly (acétate de vinyle)(PVAc). Si les propriétés tensioactives des PVA ont pu être corrélées aux caractéristiques moléculaires il n'en est par de même en ce qui concerne les associats du type nanogels présents dans les solutions aqueuses. L'objectif de cette thèse était de caractériser les nanogels par des techniques telles que la diffusion dynamique de la lumière, la chromatographie d'exclusion stérique et la viscosimétrie. 9 PVA, de degrés d'hydrolyse de 73 à 88 mole% et de degrés de polymérisation de 650 à 2500 ont été étudiés. Il est apparu que les nanogels présent dans les PVA de DH =73 mole% et formés par interactions hydrophobe-hydrophobe entre séquences acétate ont des tailles entre 20-40 nm, avec des fractions volumiques de l'ordre de 20-30%. La désagrégation des nanogels par formation de complexes avec des tensioactifs anioniques du type SDS et SDBS a ensuite été démontrée. En faisant appel à la technique de fractionnement par « point de trouble » il est apparu que les chaînes les plus riches en acétate et en particulier celles ayant des longueurs des séquences acétate importantes complexent plus de SDS.Des « copolymères modèles » du type copolymères diblocs PVAc-b-PVOH comportant une séquence hydrophobe PVAc et une hydrophile PVOH ont pu être préparés par polymérisation RAFT, suivie par une réaction click. Une étude préliminaire de la micellisation de tels copolymères a permis de montrer la très grande analogie entre micelles de copolymères à blocs PVAc-b-PVOH et les nanogels de PVA examinés précédemment. / Poly (vinyl acetate-co-vinyl alcohol) copolymers, designated by PVA, are macromolecular surfactants obtained by partial hydrolysis of poly (vinyl acetate) (PVAc). If the surfactant properties of PVA have been correlated with molecular characteristics it is not the same for the colloidal aggregates in aqueous solutions so-called nanogels. The objective of this thesis was to characterize the nanogels using techniques such as dynamic light scattering, size exclusion chromatography and viscometry.9 PVA with degrees of hydrolysis between 73 and 88 mole% and polymerization degrees of 650 to 2500 were studied. It appeared that the nanogels, formed by hydrophobic-hydrophobic interactions between acetate sequences, are the size in the range of 20 to 40 nm with volume fractions between 20 and 30%. The disaggregation of nanogels by complex formation with anionic surfactants such as SDS and SDBS was further demonstrated. By using the "cloud point" fractionation technique it appeared that SDS is complexed by the sequences with high acetate content and in particular those with significant lengths of acetate sequences.As a model system diblock copolymers PVAc-b-PVOH containing a PVAc hydrophobie sequence and a PVOH hydrophilic sequence were prepared by RAFT polymerization, followed by a click reaction. A preliminary micellization study of these copolymers showed a very strong analogy between PVAc-b-PVOH block copolymer micelles and PVA nanogels discussed above.