Ce mémoire de thèse présente le développement d'un dispositif expérimental spécialement conçu pour l'étude de la diffraction d'atomes rapides et son utilisation pour suivre la croissance de couches minces sur un bâti d'épitaxie. Des études de surfaces de KBr(100) et de NaCl(100) avec ce nouveau dispositif sont présentées. Nous nous sommes intéressés notamment à la forme du potentiel que les atomes perçoivent lorsqu'ils diffusent sur une surface de KBr(100). Nous avons également mis en évidence lors de ces études un nouveau régime de diffraction qui semble correspondre à des mouvements longitudinaux et normaux cohérents. Grâce à des images mieux résolues, nous avons montré comment la diffraction d'atomes rapides permet d'observer et quantifier des défauts topologiques comme la mosaïcité. Une étude d'une surface d'Argent (110) est aussi présentée. Elle a permis d'observer la diffraction d'atomes rapides sur les métaux, montrant ainsi que GIFAD est applicable aux trois types de matériaux (isolants, semi-conducteurs et métaux) et que les processus d’excitations électroniques sur ces surfaces ne détruisent pas complètement la cohérence. Enfin des premiers résultats de GIFAD en tant que technique de suivi de croissance par épitaxie sont présentés dans ce travail. / This Ph.D memoir presents the development work of an experimental setup especially designed for the study of the fast atom diffraction and its use as a method to control the thin films growth in an epitaxy chamber. Studies of the surfaces of KBr(100) and NaCl(001) with this new setup are presented. A new diffraction regime which may correspond to coherent longitudinal and normal motions is identified. The enhanced resolution allows observation of topological defects such as the surface mosaicity. A study of the Ag(100) surface is also presented showing that fast atom diffraction can be observed on metal surface as that the inelastic excitations processes do not completely destroy the coherence. Finally, we present the first results obtained with GIFAD as a method to control thin film growth.

Les travaux présentés dans ce manuscrit portent sur la synthèse et la caractérisation de nouveaux matériaux magnétocaloriques à basse de terres rares pour la réfrigération magnétique. Le premier chapitre constitue une introduction aux notions d’effet magnétocalorique et de réfrigération magnétique et dresse un état de l’art des matériaux magnétocaloriques existants. Dans le but d’obtenir des matériaux à forte capacité de réfrigération (RC) et d’identifier des stratégies d’amélioration de ce critère de performance, deux voies de recherche ont été explorées : l’élargissement de la transition magnétique et l’effet de l’élément de transition M et de l’élément p (X) dans les verres métalliques Gd60M30X10 (M = Mn, Fe, Co, Ni, Cu et X = Al, Ga, In) d’une part, et la synthèse de nouveaux siliciures ternaires dans les systèmes R-M-Si (R = Nd, Gd, Tb et M = Co, Ni) à fort potentiel magnétocalorique, d’autre part.Le second chapitre de cette thèse présente les propriétés magnétiques des rubans amorphes à base de gadolinium synthétisés par la technique de melt-spinning, dans lesquels le désordre structural induit un très fort élargissement de la transition magnétique (vis-à-vis de celle du gadolinium par exemple). Il montre dans un premier temps, la faible influence de l’élément p (X) sur les propriétés magnétiques des rubans Gd60Mn30X10 (X = Al, Ga, In). Une seconde partie présente la très forte influence de l’élément de transition M, tant sur la nature de la transition magnétique que sur les propriétés magnétocaloriques des verres métalliques Gd60M30In10 (M = Mn, Fe, Co, Ni, Cu), avec en particulier une température de Curie variant entre 86 (M = Ni) et 220 K (M = Fe) et l’existence d’un phénomène de type cluster-glass en dessous de 35 K lorsque M = Mn. Le chapitre trois de cette thèse se décline en trois parties. La première décrit les conditions de synthèse parfois délicates, notamment dans le choix des températures de recuit, des siliciures R5MSi2, Gd5Si3 et du composé à domaine d’existence Gd3Co2,5 ± xSi1,5 ± y. L’utilisation de la méthode Rietveld pour l’affinement des diffractogrammes de rayons X sur poudre et monocristaux et neutrons a permis de montrer que les composés R5MSi2 adoptent une structure de type Cr5B3 avec la particularité de l’occupation mixte du site 8h par Co et Si à 50 %/50 % et que Gd3Co2,5 ± xSi1,5 ± y adopte une structure de type Er3Ge4 avec des sites mixtes Co/Si en positions 4a et 4c. La seconde partie présente les propriétés magnétiques et magnétocaloriques du siliciure Gd5CoSi2. Ce composé subit une transition ferromagnétique à la température de Curie de 169 K qui s’accompagne d’une variation d’entropie magnétique calculée par l’application de la relation de Maxwell, de -4,7 et 8,7 J kg-1 K-1 pour des variations de champ magnétique respectives de 2 et 5 T. Le troisième volet de ce chapitre décrit les propriétés magnétiques de Nd5CoSi2 et Nd5NiSi2 qui présentent une transition ferromagnétique respectivement à 55 et 44 K. Il décrit également l’affinement de la structure ferromagnétique cantée de Nd5CoSi2 obtenue par des mesures de diffraction neutronique.Il ressort de ces travaux que l’évaluation des matériaux magnétocaloriques par le seul critère de capacité de réfrigération ne mène pas vers les matériaux les plus adaptés à l’application. Il faudrait cibler plus spécifiquement, pour chaque type de cycle de réfrigération envisagé, des critères pragmatiques tels qu’une fenêtre de température d’utilisation autour de la température de Curie ou une valeur de chaleur spécifique optimale afin de mieux guider la recherche de nouveaux matériaux magnétocaloriques. / The studies presented in this manuscript deal with the synthesis and characterization of new rare-earth based magnetocaloric materials for magnetic refrigeration applications. The first chapter is an introduction to the concepts of magnetocaloric effect and magnetic refrigeration and establishes a review of the magnetocaloric materials existing today. Two research axes were explored in order to obtain materials with a high refrigeration capacity (RC) and to identify strategies for improving this performance criterion: the enlargement of magnetic transition and the effect of transition element M and p-element X in the metallic glasses Gd60M30X10 (M = Mn, Fe, Co, Ni, Cu et X = Al, Ga, In) on one hand, and the synthesis of new ternary silicides in the RE-M-Si systems (RE = Nd, Gd, Tb et M = Co, Ni) with high magnetocaloric potential on the other hand. The second chapter of this thesis presents the magnetic properties of Gd-based amorphous ribbons synthesized by the melt-spinning technique, in which the structural disorder induces a very strong enlargement of the magnetic transition (compared to that of pure Gd for instance). In a first part, it shows the weak influence of the p element (X) on the magnetic properties of Gd60Mn30X10 (X = Al, Ga, In) ribbons. A second part presents the very strong influence of the transition element M, either on the nature of the magnetic transition and on the magnetocaloric properties of Gd60M30In10 (M = Mn, Fe, Co, Ni, Cu) metallic glasses with, in particular, a Curie temperature varying between 86 (M = Ni) and 220 K (M = Fe) and the occurrence of a cluster-glass behavior below 35 K when M = Mn. The third chapter of this thesis is composed of three parts. The first one describes the synthesis conditions of RE5MSi2 (RE = Nd, Gd, Tb), Gd5Si3 and of the compound with existence domain Gd3Co2.5 ± xSi1.5 ± y. These syntheses are sometimes delicate, particularly in the choice of annealing temperatures. The use of the Rietveld method to refine the X-ray and neutron powder diffraction patterns allowed showing that RE5MSi2 compounds adopt a Cr5B3 type structure, with a mixed occupation of 8h site by Co and Si at 50 %/50 % and that Gd3Co2.5 ± xSi1.5 ± y adopts an Er4Ge4 type structure with mixed Co/Si occupation in 4a et 4c positions. The second part presents the magnetic and magnetocaloric properties of the Gd5CoSi2 silicide. This compound exhibits a ferromagnetic transition at the Curie temperature TC = 169 K that is accompanied by a magnetic entropy change of -4.7 and 8.7 kg-1 K-1 at 2 and 5 T, respectively, as calculated by the application of Maxwell’s relationship. The third part is this chapter describes the magnetic properties of Nd5CoSi2 and Nd5NiSi2 which order ferromagnetically at 55 and 44 K, respectively. It also presents the refinement of the canted ferromagnetic structure on Nd5CoSi2, obtained by neutron diffraction measurements.These study show that evaluating the magnetocaloric materials by only considering the criterion of refrigeration capacity does not lead to the elaboration of the best materials for the applications. It could be more efficient to target more pragmatic criteria, for each considered refrigeration cycle, such as a temperature window of use around the Curie temperature or an optimal specific heat value in order to lead the research of new magnetocaloric materials at best.

Ce travail est relatif à la synthèse et à la caractérisation d’oxydes mixtes Pr1-zCezO2-y et Pr1-xZrxO2-y. Différentes compositions chimiques associées à une valence mixte Pr4+/Pr3+ concomitant à un taux précis de lacunes d’oxygènes ont été isolées tant pour les composés à l’état oxydé que pour ces derniers réduits sous Ar/H2. A l’état réduit, différentes surstructures de la maille fluorine ont été caractérisées par diffraction des RX et de neutrons. Sur la base de mesures magnétiques, d’analyses par spectroscopie d’absorption X (XANES-EXAFS) aux seuils K du Zr et LIII du Ce/Pr et d’analyses thermogravimétriques et/ou TPR (Temperature Programmed Reduction), les évolutions des taux de Pr4+/Pr3+ dans cette série ont été déterminées. Enfin, des mesures in-situ sous atmosphère réductrice par diffraction de neutrons et EELS (Electron Energy Loss Spectroscopy) ont été réalisées dans l’objectif de corréler compositions chimiques- édifices structuraux et propriétés de réductibilité. / This work deals with the synthesis and the characterization of Pr1-zCezO2-y and Pr1-xZrxO2-y oxides. Various chemical compositions associated with mixed valence state Pr4+/Pr3+ concomitant to precise oxygen vacancies rate were isolated for compounds in both oxidized and reduced compounds. In the reduced state, different superstructures of the fluorine network were characterized by X-ray and neutrons diffraction. On the basis of magnetic measurements, X-ray absorption spectroscopy (XANES-EXAFS) at Zr K-edge and Pr and Ce LII/III-edges and the thermogravimetric analyses and\or TPR (Temperature Programmed Reduction), evolutions of Pr4+/Pr3+ rates in this series were estimated. Finally, in-situ measurements under reducing atmosphere by neutrons diffraction and EELS (Electron Energy Loss Spectroscopy) were realized to correlate chemical compositions- structural features and reducibility properties.

Aluminium alloys, which are the most widely used materials in the aircraft and aerospace industries, find their applications due to high strength–to-density ratio, resistance to catastrophic fracture, high degree of toughness, fabricability including good weldability and availability. High strength aluminum alloys are used in different forms like sheets, forgings and extruded rods, welded and machined components in the aerospace industry. One major application of the aluminium alloys in the space sector is in the launch vehicle and satellite sub-systems. The Indian Space Research Organization has met major challenges of indigenization of suitable aluminium alloys, for example, Al-Cu alloys (like AA2219) and Al–Zn-Mg alloys (like AA7075 and AFNOR 7020). Many failures of the metallic sub-systems made of different grades of aluminum alloys have confirmed that high levels of residual stresses and unacceptable microstructures have played a role. Crystallographic texture in these materials has a very significant role to play in the performance of these materials in service. The anisotropy in the mechanical properties caused by crystallographic texture would add to the woes of the existing problems of residual stresses and directionality in the microstructure. In this context, a detailed study of crystallographic texture and residual stresses of high strength aluminium alloys is mandatory. It is also important to study the influence of texture on the anisotropy in mechanical properties. The present research programme aims at addressing some of these aspects. The entire work has been divided in three major sections, namely macro and micro texture analysis, non-destructive measurement of residual stresses using X-ray Diffraction (XRD) and the Ultrasonic Testing (UST) and the study of anisotropy in the mechanical properties arising due to the above two factors. The thesis composition is as follows. In Chapter I, a detailed survey of the literature has been presented wherein basic physical metallurgy for different aluminum alloys of interest has been given. Thereafter, details of texture measurement by the X-ray diffraction and Electron Back Scatter Diffraction (EBSD) are presented. This is followed by a detailed review on the texture studies carried out in aluminium alloys under various conditions. Literature review on the two non-destructive methods, namely the X-ray diffraction and ultrasonic method has been carried out in detail. In order to account for microstructural changes, Differential Scanning Calorimetry (DSC) was carried out. Recent work on the mechanical property anisotropy arising due to high degree of mechanical working in aluminium alloys has been reviewed. Chapter II includes the experimental details involved in the course of the present investigation. The procedural details of cold rolling and associated microstructural changes are given in this chapter. This is followed by the texture measurement methods. Experimental details of the bulk texture measurement using the X-ray diffraction and micro texture measurements by the Electron Back Scatter Diffraction (EBSD) in the SEM are described. Details of the texture computation procedure as well as micro texture analysis methods are also presented. Basic principles of the non-destructive methods of measuring residual stresses, viz., the X-ray diffraction and the Ultrasonic testing, including the theory of measurements, are dealt with. Finally, the details of measurements of anisotropy in mechanical properties, including simulation carried out, for the three alloys are delineated. Chapter III deals with the results of the crystallographic texture measurements carried out on the cold rolled and artificially aged aluminium alloys. Results obtained from the pole figure analysis, Orientation Distribution Function (ODF) method and estimation of the various fibres present in the cold rolled material and the volume fraction of the texture components are discussed in detail for the three aluminium alloys. Results of the micro texture measurements using the EBSD are presented, explained and analyzed in detail. A comparison of the inverse pole figures (IPFs), Image Quality (IQ) maps, Misorientation angle, Grain Orientation Spread (GOS), Kernal Average Misorientation (KAM), CSL boundaries, Grain size and Grain boundary character distribution (GBCD) for materials cold rolled to different reduction for each of the alloys are done and analyzed. Conclusions are drawn regarding the evolution of texture from the above analysis. Deformation texture components Cu, Bs and S increase from the starting material as the rolling percentage increases. On the other hand, recrystallization texture components of Goss and Cube are observed to be weak. AFNOR 7020 developed the strongest texture followed by the AA7075 and AA2219 alloys. The Bs component is stronger in AFNOR 7020 alloy. This is attributed to the shear banding. Average KAM value increases as the cold working in the material increases confirming that the material contains high dislocation density at higher working percentages. Chapter IV deals with residual stresses in the aluminium alloys. Measurement of residual stresses has been carried out on the same sheets and plates, wherever it was possible, using the two methods. The residual stresses have been measured in two mutually perpendicular directions of the aluminium alloy sheets. Residual stress measurements by the ultrasonic method using the Critically Refracted Longitudinal (LCR) wave technique is also used to measure the subsurface stresses non-destructively. Acousto Elastic Coefficients (AEC) is determined for the alloys, in uniaxial tension. Using the AEC for the alloys, the RS at a depth of 3mm are evaluated using a 2MHz probe. Results of the stresses measured by the two methods have been discussed. The trends and anisotropy in the stress values due to texture are discussed and compared with the literature available. Surface residual stresses by the XRD method show compressive stresses at a majority of the locations. Residual stresses measured by the ultrasonic technique, which has a depth of penetration of about 3mm, have shown tensile stresses on many locations. Residual stresses are influenced by the crystallographic texture. Anisotropy in stress values in the longitudinal and transverse directions is demonstrated. In Chapter V, the anisotropy in mechanical properties for the three alloys is discussed in detail. The anisotropy in the three directions, namely the parallel, transverse and 45 deg orientation to the rolling directions is evaluated. The Lankford parameter, otherwise known as Plastic Anisotropy Ratio “r”, has been measured from the tensile tests of the alloy samples in the cold rolled conditions. These have been compared with the computed “r” from the XRD ODF data using the VPSC simulations and found to be qualitatively matching. These trends are discussed with the available literature on the anisotropy of the mechanical properties for aluminium alloys. Samples subjected to high cold rolling show anisotropy of UTS, YS and ‘n’ values. Experimentally measured “r” values in all the deformation conditions match the trend qualitatively with the simulated ones. The maximum anisotropy was observed at 45o orientation to the rolling direction in all the three alloys. Chapter VI gives the summary of the results from the study and the suggestions for future work.

Le contexte environnemental (réchauffement climatique) et économique (épuisement des ressources en énergies fossiles) entraîne une nécessaire mutation du paysage énergétique mondial. L’hydrogène est présenté comme un vecteur d’énergie propre pouvant, par l’intermédiaire d’une pile à combustible, fournir de l’électricité pour diverses applications (nomade, portable, automobile et stationnaire). Cependant, son développement reste tributaire de son mode de stockage. Parmi les composés présentant de bonnes capacités de stockage, le borohydrure de sodium NaBH4 se distingue puisqu’il permet aussi un dégagement contrôlé de l’hydrogène d’après la réaction d’hydrolyse suivante : ( ) (2 ) ( ) ( ) 4 ( ) 4 2 2 2 2 NaBH ++ x H O l→NaBO . xH O + H g Il constitue ainsi une solution sûre et facile d’utilisation, et est donc envisageable pour des applications grand public. La thèse avait pour objectif l’approfondissement des connaissances relatives à la réaction catalysée d’hydrolyse du borohydrure de sodium selon deux axes principaux: la catalyse de la réaction et l’étude des produits d’hydrolyse. Concernant le premier axe, notre objectif était de mieux comprendre et d’améliorer la cinétique de la réaction d’hydrolyse, les catalyseurs étudiés étant à base de cobalt. Un catalyseur « modèle » a été utilisé et comparé à des nanoparticules métalliques synthétisées et d’autres espèces chimiques à base de cobalt (oxyde, hydroxyle et carbonate). Le modèle cinétique de Langmuir-Hinshelwood a permis de décrire la cinétique de l’hydrolyse. Un mécanisme réactionnel basé sur les adsorptions en surface du catalyseur de BH4 - et de H2O a été proposé. Enfin, la nature des sites actifs en surface a été discutée. En ce qui concerne le second axe de la thèse, nous avions deux objectifs : identifier les phases formées en fonction des conditions expérimentales et approfondir les connaissances thermodynamiques du système binaire NaBO2-H2O pour définir les différents équilibres se formant à l’issu de la réaction d’hydrolyse. Pour ce faire, les borates ont d’abord été synthétisés, puis caractérisés en termes de structure cristallographique et de stabilité en température. C’est ainsi qu’un nouveau borate de sodium, Na3[B3O4(OH)4] ou NaBO2•2/3H2O, a été obtenu. D’autre part, l’étude des équilibres liquide+solide, solide+solide et liquide+vapeur nous a permis d’établir le diagramme binaire NaBO2-H2O à pression atmosphérique. / As an alternative solution to fossil fuels, hydrogen is may be the most advanced technology. However, its large scale development is today harshly hindered by the issues it encounters, its storage being certainly the most significant. Various storage methods are under investigation but solid storage as in sodium borohydride NaBH4 appears to be convenient with regard to its storage capacities, safety and cost. The hydrogen stored in NaBH4 can be released by hydrolysis at ambient temperature. The hydrolysis reaction leads to the formation of 4 hydrogen molecules and borates: ( ) (2 ) ( ) ( ) 4 ( ) 4 2 2 2 2 NaBH ++ x H O l → NaBO . xH O + H gThe efficiency of this reaction suffers from two problems. First, slow kinetics of hydrogen release is observed for this reaction. Second, the “hydration” of NaBO2 is detrimental to the storage capacities of the system NaBH4-H2O. Indeed, the higher the pseudo-hydration degree (i.e. x), the lower the gravimetric hydrogen storage capacity. Both issues are the topics we have studied in the present work. Hydrogen release can be accelerated by using a cobalt catalyst. Hence, we focused on various cobalt-based catalysts. A reference catalyst was first chosen, and then tested and compared to lab-prepared cobalt nanoparticles and other cobalt-based materials (oxide, hydroxide and carbonate). The Langmuir-Hinshelwood kinetic model well captured the kinetics of the hydrolysis reaction. Accordingly, a reaction mechanism based on the adsorptions of both BH4 - and H2O on the catalyst surface has been proposed. The adsorptions are expected to occur on specific surface sites which nature has been discussed. The gravimetric hydrogen storage capacity of NaBH4-H2O can be increased by decreasing the pseudo-hydration degree (i.e. x) of the borates. However, this implies that the thermodynamics of the NaBO2•xH2O compounds are well known as they are crucial for favouring the formation of water-free borates. Borates were then synthesized and characterized in terms of crystallographic structure, pseudo-hydration degree and thermal stability. In this context, a new sodium borate has been synthesized: Na3[B3O4(OH)4] or NaBO2•2/3H2O. Besides, we studied the liquid+solid, liquid+vapor and solid+solid equilibria that permitted to set the binary phase diagram NaBO2-H2O at atmospheric pressure

В работе проведен обзор основных технологий производства холоднокатаных листов низкоуглеродистых сталей для изготовления изделий методом холодной штамповки и эмалирования. Проанализированы химические составы, структура, кристаллографическая текстура образцов листов, и их влияние на возможности производства бытовых изделий (ванн, моек, поддонов). Рассмотрены вопросы улучшения качества листов низкоуглеродистых сталей, используемых для холодной штамповки и эмалирования. / The paper reviews the main technologies to produce cold-rolled sheets of low-carbon steels for the manufacture of products by cold stamping and enameling. The chemical compositions, structure, crystallographic texture of sheet samples, and their influence on the possibility of manufacturing household products (bathtubs, sinks, and pallets) are analyzed. The issues of improving the quality of low-carbon steel sheets used for cold stamping and enameling are considered.

The ensuring of reliability of piezoelectric thin films is crucial for a successful piezoelectric micro-electromechanical system (piezoMEMS) application. One of the most important limiting factors for reliability is resistance degradation, where the leakage current increases over time under electrical load. The understanding of resistance degradation in piezoelectric thin films requires knowledge about point defects inside the materials. In this dissertation, the resistance degradation mechanism in sputtered lead zirconate titanate (PZT) and lead-free alternative sodium potassium niobate (KNN) thin films is studied in both voltage polarities, and its relation to point defects is established. The conduction mechanism of both PZT and KNN thin films is found to be Schottky-limited. Furthermore, the resistance degradation is due to the reduction in Schottky barrier height, which results from the interfacial accumulation of additional charged defects. In order to study those defects, we use thermally stimulated depolarization current (TSDC) measurements and charge-based deep level transient spectroscopy (Q-DLTS) to characterize the defects in both PZT and KNN thin films. In PZT thin films, the resistance degradation take place in different waves of increasing leakage current. Both oxygen vacancies and lead vacancies contribute to the different waves of resistance degradation in both voltage polarities. A physical degradation model was developed based on hopping migration of oxygen vacancies at constant speed and exponent accumulation of lead vacancy trapping, where the natural logarithm of leakage current is proportional to the accumulated defect concentration to the power of 0.25. By using the oxygen vacancy concentration measured by TSDC and lead vacancy concentrations measured by Q-DLTS, the model successfully explained the resistance degradation behaviors of PZT films varying due to deposition non-uniformity and due to different process parameters. The accumulation of oxygen vacancies at cathode is supported by X-ray photoelectron spectroscopy (XPS), and the resistance degradation can be restored by proper heat and electrical treatment as predicted by the defect characterization results. In KNN thin films, oxygen vacancies contribute to the resistance degradation when a negative voltage is applied at the top electrode, whereas sodium and potassium vacancies contribute to the resistance degradation when a positive voltage is applied at the top electrode. The model developed for PZT can be applied also to KNN, where the model successfully explained the resistance degradation behaviors of KNN films varying due to the deposition non-uniformity by using the defect concentration measured by TSDC. The accumulation of oxygen vacancies at cathode and sodium plus potassium vacancies at anode are supported by transmission electron microscopy energy dispersive X-ray spectroscopy (TEM-EDX), and the resistance degradation can be restored also by proper heat and electrical treatment as predicted by the defect characterization results. This dissertation revealed the similarity of the resistance degradation between sputtered PZT and KNN thin films. The degradation is controlled by the crystallography point defects created during deposition process inside the material, indicating the significance of process control on material reliability. This dissertation also demonstrates the applicability of TSDC and Q-DLTS as alternative methods to assess the quality of the piezoelectric thin films. Both measurement techniques provide additional information regarding specific defects when comparing with conventional highly accelerated lifetime test (HALT) or other relevant tests. / Die Sicherstellung der Zuverlässigkeit piezoelektrischer Dünnschichten ist entscheidend für eine erfolgreiche Anwendung in piezoelektrischen mikro-elektromechanischen Systemen (piezoMEMS). Einer der wichtigsten limitierenden Faktoren für die Zuverlässigkeit ist die Widerstandsdegradation, bei der der Leckstrom mit der Zeit unter elektrischer Last zunimmt. Das Verständnis der Widerstandsdegradation in piezoelektrischen Dünnschichten erfordert laut Literatur Kenntnisse über Punkt-Defekte innerhalb der Materialien. In dieser Dissertation wird der Mechanismus der Widerstandsdegradation in gesputterten Blei-Zirkonat-Titanat (PZT) Dünnschichten und dessen bleifreier alternative Kalium-Natrium-Niobat (KNN) in beiden Spannungspolaritäten untersucht und deren Zusammenhang mit Punkt-Defekte hergestellt. Der Leitungsmechanismus von PZT- und KNN-Dünnschichten ist Schottky-begrenzt. Außerdem ist die Widerstandsdegradation auf die Reduzierung der Schottky-Barrierhöhe zurückzuführen, die von der Akkumulation zusätzlicher aufgeladener -Defekte an der Grenzfläche stammt. Um diese -Defekte zu untersuchen, verwenden wir thermisch stimulierte Depolarisationsstrommessungen (Thermally stimulated depolarization current, TSDC) und ladungsbasierte Deep-Level-Transientenspektroskopie (Charge-based deep level transient spectroscopy, Q-DLTS), um die Defekte sowohl in PZT- als auch in KNN-Dünnschichten zu charakterisieren.Die Wiederstandsdegradation in PZT-Dünnschichten findet in unterschiedlichen Wellen des erhöhenden Leckstroms statt. Sowohl Sauerstofffehlstellen als auch Bleifehlstellen tragen zu den unterschiedlichen Wellen der Widerstandsdegradation in beiden Spannungspolaritäten bei. Ein physikalisches Degradationsmodell wurde entwickelt, basierend auf der Hopping-Migration von Sauerstofffehlstellen bei konstanter Geschwindigkeit und exponentieller Akkumulation von Ladungseinfang durch Bleifehlstellen, wobei der natürliche Logarithmus des Leckstroms proportional zur akkumulierten Defektkonzentration hoch 0,25 ist. Durch die Verwendung der Sauerstofffehlstellen- und Bleifehlstellenkonzentrationen konnte das Modell das Widerstandsdegradationsverhalten von PZT-Dünnschichten erklären, das wegen der Ungleichmäßigkeit der Deposition und wegen der verschiedenen Prozessparameters variiert. Die Sauerstofffehlstellenkonzentration wird durch TSDC gemessen und die Bleifehlstellenkonzentrationen wird durch Q-DLTS gemessen. Die Akkumulation von Sauerstofffehlstellen an der Kathode wird durch die Röntgen-Photoelektronenspektroskopie (X-ray photoelectron spectroscopy, XPS) unterstützt und die Widerstandsdegradation kann durch eine ordnungsgemäße Wärme- und elektrische Behandlung wiederhergestellt werden, wie durch die Ergebnisse von Defektecharakterisierung vorhergesagt wurde. Bei KNN-Dünnschichten tragen Sauerstofffehlstellen zu der Widerstandsdegradation bei, wenn eine negative Spannung an der oberen Elektrode anliegt, und Natrium- und Kaliumfehlstellen tragen zu der Widerstandsdegradation bei, wenn eine positive Spannung an der oberen Elektrode anliegt. Das für PZT entwickelte Modell kann auch auf KNN angewendet werden. Das Modell erklärt erfolgreich das Widerstandsdegradationverhalten von KNN-Dünnschichten, das durch die Ungleichmäßigkeit der Deposition variiert werden, was mithilfe der mit TSDC gemessenen Defektkonzentrationen erklärt werden kann. Die Akkumulation von Sauerstofffehlstellen an Kathode und Natrium- und Kaliumfehlstellen an der Anode wird durch die transmissionselektronenmikroskopische energiedispersive Röntgenspektroskopie (transmission electron microscopy energy dispersive X-ray spectroscopy, TEM-EDX) unterstützt, und die Widerstandsdegradation kann auch durch eine ordnungsgemäße Wärme- und elektrische Behandlung wiederhergestellt werden, wie durch die Ergebnisse von Defektecharakterisierung vorhergesagt wurde. Diese Dissertation zeigt die Ähnlichkeit der Widerstandsdegradation zwischen gesputterten PZT- und KNN-Dünnschichten. Die Degradation wird durch die kristallographischen Punkt-Defekte gesteuert, die während des Abscheidungsprozesses im Material entstehen. Das weist auf die Bedeutung der Prozesskontrolle für die Zuverlässigkeit des Materials hin. Diese Dissertation zeigt auch die Anwendbarkeit von TSDC und Q-DLTS als alternative Methoden zur Beurteilung der Qualität der piezoelektrischen Dünnschichten. Beide Messtechniken liefern zusätzliche Informationen zu spezifischen Defekte im Vergleich zu traditionellen HALT-Prüfungen (highly accelerated lifetime test).

Lithium-ion batteries have transformed energy storage and technological applications. They stand poised to convert transportation from combustion to electric engines. The discharge/charge rate is a key parameter that determines battery power output and recharge time; typically, operation is on the timescale of hours but reducing this would improve existing applications and open up new possibilities. Conventionally, the rate at which a battery can operate has been improved by synthetic strategies to decrease the solid-state diffusion length of lithium ions by decreasing particle sizes down to the nanoscale. In this work, a different approach is taken toward next-generation high-power and fast charging lithium-ion battery electrode materials. The phenomenon of high-rate charge storage without nanostructuring is discovered in niobium oxide and the mechanism is explained in the context of the structure–property relationships of Nb2O5. Three polymorphs, T-Nb2O5, B-Nb2O5, and H-Nb2O5, take bronze-like, rutile-like, and crystallographic shear structures, respectively. The bronze and crystallographic shear compounds, with unique electrochemical properties, can be described as ordered, anion-deficient nonstoichiometric defect structures derived from ReO3. The lessons learned in niobia serve as a platform to identify other compounds with related structural motifs that apparently facilitate high-rate lithium insertion and extraction. This leads to the synthesis, characterisation, and electrochemical evaluation of the even more complicated composition–structure–property relationships in ternary TiO2–Nb2O5 and Nb2O5–WO3 phases. Advanced structural characterisation including multinuclear solid-state nuclear magnetic resonance spectroscopy, density functional theory, X-ray absorption spectroscopy, operando high-rate X-ray diffraction, and neutron diffraction is conducted throughout to understand the evolution of local and long-range atomic structure and changes in electronic states.