Use of metal based anticancer medication began with the clinical approval of cisplatin in 1978. Research led to the development of six platinum based drug candidates which are in use around the world. However there is a great need to develop better treatment strategies. The present work entitled “Cytotoxicity of Metal Based Anticancer Active Complexes and Their Targeted Delivery Using Nanoparticles” is an effort to prepare cytotoxic metal complexes based on platinum(IV) and copper(II) and deliver them selectively to cancer cells using a targeting ligand, biotin, with two different delivery vehicles, viz. PEGylated polyamidoamine dendrimer (PAMAM) and gold nanoparticles (AuNPs). Chapter 1 provides a brief introduction to cancer and its characteristic features, followed by a short description about different treatment modalities in clinical practice. An account of the development of anticancer drugs starting from purely organic drugs to the field of metal based anticancer drugs is discussed. An overview of the available targeting strategies are discussed with specific examples. The section ends with the scope of the present work. Platinum based anticancer drugs currently in use contain platinum in the +2 oxidation state. These drugs showed side effects and are often ineffective against resistant cells, especially in the latter stages of treatment. A recent focus of metal based anticancer drug research is the development of platinum(IV) systems which shows promise to have greater activity in cancer cells in a reducing environment. Reported platinum(IV) dual drugs contain the components of “cisplatin” or an analogue along with an active organic drug. But there are no known dual drugs based on platinum(IV) that would generate a cytotoxic metal complex along with cisplatin. In Chapter 2, a bimetallic dual drug (M4) (Figure 1), the first of its kind, with components of cisplatin and copper bis(thiosemicarbazone) has been prepared (Figure 1). The components and the bimetallic complex were characterized using several spectroscopic techniques. The dual drug M4 was found to be highly cytotoxic (IC50 1.3 M) against HeLa cells and was better than cisplatin (IC50 6.8 M). The bimetallic complex turned out to be better than the mixture (IC50 7.2 M) of individual drugs which indicated possible synergism of the released cisplatin and the copper bis(thiosemicarbazone) from the dual drug. Figure 1: Structure of the platinum(IV) and copper bis(thiosemicarbazone) complexes. A novel approach towards conjugation of platinum(IV) drugs to a carrier has been developed using a malonate moiety (Figure 2). The bis(butyric acid) complex, Pt(NH3)2(OCOC3H7)2Cl2 (M1), was taken as model complex to demonstrate the conjugation strategy. The complex M4 was also conjugated to the partially PEGylated 5th generation PAMAM dendrimers. Figure 2: Schematic representation of the platinum(IV) drug conjugated PAMAM dendrimer. The cytotoxicity of M4 was reduced to a small extent on conjugation to the dendrimer. In the presence of 5 mM sodium ascorbate as a reducing agent, sustained release (40 %) of the drug was shown to occur over a period of 48 h by the drug release study. The reduction in cytotoxicity of the dendrimer conjugates could be due to incomplete release of the active drug. Unfortunately, no enhanced activity was observed with the additional targeting ligand, biotin. The drug uptake study revealed that the dendrimer conjugates were successful in entering cancer cells. There was no preferential uptake with biotin conjugated dendrimers which explained the similar cytotoxicity of dendrimer conjugates with and without biotin. Different delivery vehicles showed varied efficiency in delivering the pay load (drugs) to the cancer site. In this connection, PEGylated gold nanoparticles have shown good promise as a drug delivery vehicle. In Chapter 3, M1 and M4 are both conjugated to malonate functionalized PEGylated gold nanoparticles (30 nm). Biotin was also attached to the AuNPs for targeting HeLa cells. Figure 3: Schematic representation of the platinum(IV) drug and biotin conjugated AuNPs. The AuNPs were highly stable in water without agglomeration. There was no shift in the Surface Plasmon Resonance (SPR) band after conjugation of the drug molecules and targeting ligands. TEM images and DLS measurements showed there was no change in particle size. Drug conjugated AuNPs were also very stable in high salt concentrations as well as over a large range of pH. AuNPs with M1 were found to be less cytotoxic than the parent drug. Biotinylated AuNPs with M1 were more potent than non-biotinylated nanoparticles and increased cytotoxicity (35 %) was observed with biotin conjugation. Surprisingly, the enhanced activity of biotinylated AuNPs could not be correlated to the drug uptake study. The cytotoxicity of the bimetallic dual drug containing AuNPs were about 10-fold less and no increased activity was observed with the biotinylated conjugates. The reduced activity of AuNPs with the bimetallic drug was due to incomplete release from the AuNPs (20 % release after 48 h). But the release kinetics was very slow and sustained which might increase in vivo activity. The unexpected lower activity of biotinylated conjugates with copper bis(thiosemicarbazone) was suggestive of interference between bis(thiosemicarbazone) complex and the biotin receptor resulting in reduced drug uptake. Copper bis(thiosemicarbazone) complexes hold very good promise as a class of non-platinum anticancer drug candidates. However, they lack selectivity towards malignant cells. Recently, CuATSM has shown hypoxia selectivity and very good cytotoxicity resulting in 64CuATSM being used in advanced stages of clinical trials for imaging hypoxic cells. In Chapter 4, a copper bis(thiosemicarbazone) complex analogous to Cu(ATSM) with a redox active cleavable disulfide linker and a terminal carboxylic acid group (CuATSM-SS-COOH) was synthesised and characterised spectroscopically. The complex was highly cytotoxic and has an IC50 value (6.9 M) similar to that of cisplatin against HeLa cells. The complex was conjugated to PEGylated gold nanoparticles by amide coupling between the acid group from the drug molecule and the amine on the AuNPs (20 nm) for smart drug delivery. The gold nanoparticles were decorated with biotin for targeted delivery to the HeLa cells. Figure 4: Schematic representation of the CuATSM-SS-COOH and biotin decorated AuNPs. The CuATSM-SS-COOH was insoluble in water but conjugation to PEGylated gold nanoparticles made it water soluble. The drug molecules and biotin conjugated AuNPs were highly stable which was confirmed by TEM and DLS measurements. Similar to the study described in the previous chapter, these AuNPs were also stable in a wide range of pH and salt concentrations. In vitro glutathione (GSH) triggered release study demonstrated substantial release of the cytotoxic agent from the AuNPs (60 %) over a period of 48 h. In vitro cell viability study with HeLa cells showed reduced cytotoxicity (IC50 15 M) of AuNPs with and without biotin containing drug conjugates relative to the parent copper complex (IC50 6.9 M). The reduction of the cytotoxicity correlated well with the released amount of the active drug from the nanoconjugates over the same time period. In vivo studies demonstrated the effectiveness of these nanoparticle carriers as suitable vehicles as they exhibited nearly four-fold reduction of tumor volume without significant loss in body weight. Moreover, the biotin targeted nanoparticle showed significant (p < 0.5) reduction in tumor volume compared to the non-targeted gold nanoparticles. Thus, this smart linking strategy Can be extended to other cytotoxic complexes that suffer from non-specificity, low aqueous solubility and toxicity. Multinuclear anticancer active complexes do not act in the same way as that of their corresponding mononuclear analogues. In the case of multinuclear platinum complexes, the activity not only depends on the active moiety but also on the spacer length between the moieties. In Chapter 5, a series of multinuclear copper bis(thiosemicarbazone) complexes were prepared and characterised using different techniques. Figure 5: General structures of binuclear copper bis(thiosemicarbazone) complexes. All the complexes showed redox activity and have a very high negative reduction potential, i.e. these compounds would not be easily reduced in the biological medium and would remain as copper(II) species. As the concentration of the reducing agents are more within cancer cells, once these complexes are inside cells they would be reduced to Cu(I). These compounds were shown to be highly lipophilic from the large log P values. Unfortunately, these binuclear complexes were less active than similar mononuclear complexes. One possible reason for the reduced cytotoxicity of these complexes could be adherence of the complexes to the cell membrane due to the high lipophilicity of these complexes. Out of five different methylene spacers between two bis(thiosemicrarbazone) moieties, the complex with a three carbon spacer was shown to be the most active against HeLa cells. The complexes with five and six methylene spacers turn out to be noncytotoxic. Further experiments are necessary to reveal the mechanism of action in these complexes. In summary, bimetallic complexes can be very active and may be a way of overcoming drug resistance in platinum based therapy. A dual drug can be delivered using a malonate moiety and a disulfide linker. Gold nanoparticles are good delivery vehicles for these dual drugs and show great potential for improvement and translation to the next stage. (For figures pl refer the abstract pdf file)

Recent advancements in nanotechnology and emerging applications of nanomaterials in various fields have stimulated interest in fundamental scientific research dealing with the size and structure controlled synthesis of nanoparticles. The unique properties of nanoparticles are largely size dependent which could be tuned further by varying shape, structure, and surface properties, etc. The preparation of monodisperse nanoparticles is desirable for many applications due to better control over properties and higher performance compared to polydispersity nanoparticles. There are several methods for the synthesis of nanoparticles based on top-down and bottom-up approaches. The main disadvantage of top-down approach is the difficulty in achieving size control. Whereas, uniform nanoparticles with controllable size could be obtained by chemical methods but most of them are difficult to scale up. Moreover, a separate step of size separation is necessary in order to achieve monodispersed which may lead to material loss. In this context, a post-synthetic size modification process known as digestive ripening is highly significant. In this process, addition of a capping agent to poly disperse colloid renders it highly monodisperse either under ambient or thermal conditions. In addition to size control, digestive ripening is also effective in controlling the structure of nanoparticles in colloidal solution comprising two different elements. Use of co-digestive ripening strategy in conjunction with solvated metal atom dispersion (SMAD) method of synthesis resulted in hetero structures such as core–shell, alloy, and composite nanoparticles. Despite the versatility of digestive ripening process, the underlying mechanism in controlling size and structure of nanoparticles are not understood to date. The aim of this thesis is to gain mechanistic insight into size control of digestive ripening as well as to investigate structure control in various binary systems. Objectives  Study digestive ripening of Au nanoparticles using various alkyl amines to probe the mechanism  Study co-digestive ripening of binary colloids consisting of two metals, Pd and Cu prepared separately by SMAD method  Study co-digestive ripening of binary colloids consisting of a metal (Au) and a semiconductor (CdS) prepared separately by SMAD method  Study vaporization of bulk brass in SMAD reactor and analyse phase, structure, and morphology of various Cu/Zn bimetallic nanoparticles obtained from bulk brass under various experimental conditions Significant results In chapter 1, fundamental processes of nanoparticle formation and common synthetic techniques for the preparation of monodisperse nanoparticles are briefly discussed. Chapter 2 presents a mechanistic study of digestive ripening process with regard to size control using Au nanoparticles as a model system. Three long chain alkyl amine molecules having different chain length were used as digestive ripening agents. The course of digestive ripening process was analysed by UV-visible spectroscopy and transmission electron microscopy. The experimental conditions such as concentration of digestive ripening agent, time, and temperature were found to influence the size distribution of nanoparticles. The average particle size was found to be characteristic of metal-digestive ripening agent combination which is considered as the optimum size preferred during digestive ripening under a given set of experimental conditions. This study discusses stabilization of optimum sized particles, surface etching, and reversibility in digestive ripening. Chapter 3 describes the synthesis and characterization of PdCu alloy nanoparticles by co-digestive ripening method. Syntheses of individual Pd and Cu colloids were carried out by SMAD method. Pd nanoparticles obtained using THF as solvent and in the absence of any capping agent resulted in an extended small Pd nanowire network assembly. Morphological evolution of spherical Pd nanoparticles from Pd nanowire network structure was observed with the use of capping agent, hexadecyl amine (HDA) in SMAD method. Co-digestive ripening of Pd and Cu colloids was studied at various temperatures. This study revealed temperature dependent diffusion of Cu atoms into Pd lattice forming PdCu alloy nanoparticles. Next, co-digestive ripening of a colloidal system comprising a metal and a semiconductor was explored. Au-CdS combination was chosen for this study owing to its interesting photocatalytic properties. Chapter 4 deals with the synthesis of Au and CdS nanoparticles by SMAD method and Au/CdS nanocomposite by co-digestive ripening. CdS nanoparticles of size 4.0 + 1.2 nm and Au nanoparticles of size 5.6 + 1.1 nm were obtained as a result of digestive ripening process. Au/CdS nanocomposite obtained by co-digestive ripening was characterized by a matrix-like structure made up of CdS nanoparticles in which Au nanoparticles were embedded. CdS nanoparticles were found to establish an intimate surface contact with Au nanoparticles and the matrix of CdS surrounding Au was developed via aggregation during digestive ripening. Chapter 5 describes a comprehensive study on various Cu/Zn bimetallic nanoparticles obtained from bulk brass. Vaporization of bulk brass in SMAD reactor led to a deploying process and further growth of nanoparticles from phase separated Cu and Zn atoms formed a composite structure. The characterization of Cu/Zn nanocomposite revealed covering of composite surface with Cu resulting in a core-shell structure, Cu/Zn@Cu. Post-synthetic digestive ripening of these core-shell composite particles showed diffusion of Zn atoms to the composite surface in addition to size and shape modification. Annealing of Cu/Zn nanocomposites prepared in THF resulted in α-CuZn alloy nanoparticles via sequential transformation through η-CuZn5, γ-Cu5Zn8, and β-CuZn (observed as marten site) phases.

The present thesis deals with different aspects of the chemistry and photo-biology of various ferrocene-conjugated metal complexes, their interaction with double helical DNA, DNA photocleavage and photo-enhanced cytotoxicity in visible light. Phenyl analogues of the active complexes have been synthesized and used for comparison in biological assays. Chapter I provides an introduction to the potential of metal complexes as photochemotherapeutic agents with special reference to organometallic compounds. A brief overview of Photodynamic Therapy (PDT) as a new modality of cancer treatment has been given. Various modes of non-covalent interactions of small molecules with duplex DNA are mentioned. Recent reports on the metal-based photocytotoxic and DNA cleaving agents including photoactivatable organometallic compounds are discussed. The objective of the present investigation is also presented in this chapter. Chapter II presents the synthesis, characterization, structure, DNA binding, DNA photocleavage, photocytotoxicity, mechanism of cell death and cellular localization of ferrocene-conjugated L-methionine reduced Schiff base Cu(II) complexes of phenanthroline bases. To explore the role of the ferrocenyl moiety the phenyl analogues of the ferrocenyl complexes are synthesized and used as controls for comparison purpose. Chapter III deals with the photo-induced DNA cleavage and photo-enhanced cytotoxicity of ferrocene-appended L-tryptophan Cu(II) complexes of heterocyclic bases. The synthesis, characterization, structural comparisons, DNA binding, DNA photocleavage, photocytotoxic activity and cell death mechanism in visible light are discussed in detail. Chapter IV describes the synthesis, characterization and structure of ferrocenylmethyl-L-tyrosine Cu(II) complexes of phenanthroline bases. The complexes are evaluated for DNA binding, DNA photocleavage and photocytotoxic activity in visible light. The cellular localization of the complexes and the mechanism of cell death induced by the complexes are also discussed. Chapter V presents the photocytotoxic effect of ferrocene-conjugated L-amino acid reduced Schiff base Cu(II) complexes of anthracenyl/pyrenyl imidazophenanthroline. The ability of the complexes to bind to double helical DNA and cleave it under photo-illumination conditions is described. Evaluation of the complexes as photochemotherapeutic agents and comparison with currently clinically available drug Photofrin are presented. The mechanism of cancer cell death and cellular localization of the complexes are studied by fluorescence microscopy. Chapter VI describes the synthesis, characterization and photochemotherapeutic efficacy of Cu(II) complexes having ferrocene-appended L-amino acid reduced Schiff base ligands and the naturally occurring polyphenol curcumin. Stabilization of curcumin by complexation to metal for improved photodynamic effect in cancer cells is described with comparison to the parent dye and clinically used drug Photofrin. The mechanism of cell death induced by the copper complexes and their localization in cancer cells are also presented. Finally, the summary of the dissertation and conclusions drawn from the present investigations are presented. The references in the text have been indicated as superscript numbers and compiled at the end of each chapter. The complexes presented in this thesis are represented by bold-faced numbers. Crystallographic data of the structurally characterized complexes are given in CIF format in the enclosed CD (Appendix-I). Due acknowledgements have been made wherever the work described is based on the findings of other investigators. Any unintentional omission that might have happened due to oversight or mistake is regretted.

A key challenge facing the nuclear fusion community is how to design a reactor that will operate in environmental conditions not easily reproducible in the laboratory for materials testing. Finite element analysis (FEA), commonly used to predict components’ performance, typically uses idealised geometries. An emerging technique shown to have improved accuracy is image based finite element modelling (IBFEM). This involves converting a three dimensional image (such as from X ray tomography) into an FEA mesh. A main advantage of IBFEM is that models include micro structural and non idealised manufacturing features. The aim of this work was to investigate the thermal performance of a CFC Cu divertor monoblock, a carbon fibre composite (CFC) tile joined through its centre to a CuCrZr pipe with a Cu interlayer. As a plasma facing component located where thermal flux in the reactor is at its highest, one of its primary functions is to extract heat by active cooling. Therefore, characterisation of its thermal performance is vital. Investigation of the thermal performance of CFC Cu joining methods by laser flash analysis and X ray tomography showed a strong correlation between micro structures at the material interface and a reduction in thermal conductivity. Therefore, this problem leant itself well to be investigated further by IBFEM. However, because these high resolution models require such large numbers of elements, commercial FEA software could not be used. This served as motivation to develop parallel software capable of performing the necessary transient thermal simulations. The resultant code was shown to scale well with increasing problem sizes and a simulation with 137 million elements was successfully completed using 4096 cores. In comparison with a low resolution IBFEM and traditional FEA simulations it was demonstrated to provide additional accuracy. IBFEM was used to simulate a divertor monoblock mock up, where it was found that a region of delamination existed on the CFC Cu interface. Predictions showed that if this was aligned unfavourably it would increase thermal gradients across the component thus reducing lifespan. As this was a feature introduced in manufacturing it would not have been accounted for without IBFEM.The technique developed in this work has broad engineering applications. It could be used similarly to accurately model components in conditions unfeasible to produce in the laboratory, to assist in research and development of component manufacturing or to verify commercial components against manufacturers’ claims.

Magnesium alloys have been widely explored as potential biomaterials, but several limitations to using these materials have prevented their widespread use, such as uncontrollable degradation kinetics which alter their mechanical properties. In an attempt to further the applicability of magnesium and its alloys for biomedical purposes, two novel magnesium alloys Mg-Zn-Cu and Mg-Zn-Se were developed with the expectation of improving upon the unfavorable qualities shown by similar magnesium based materials that have previously been explored. The overall performance of these novel magnesium alloys has been assessesed in three distinct phases of research: 1) analysing the mechanical properties of the as-cast magnesium alloys, 2) evaluating the biocompatibility of the as-cast magnesium alloys through the use of in-vitro cellular studies, and 3) profiling the degradation kinetics of the as-cast magnesium alloys through the use of electrochemical potentiodynamic polarization techqnique as well as gravimetric weight-loss methods. As compared to currently available shape memory alloys and degradable as-cast alloys, these experimental alloys possess superior as-cast mechanical properties with elongation at failure values of 12% and 13% for the Mg-Zn-Se and Mg-Zn-Se alloys, respectively. This is substantially higher than other as-cast magnesium alloys that have elongation at failure values that range from 7-10%. Biocompatibility tests revealed that both the Mg-Zn-Se and Mg-Zn-Cu alloys exhibit low cytotoxicity levels which are suitable for biomaterial applications. Gravimetric and electrochemical testing was indicative of the weight loss and initial corrosion behavior of the alloys once immersed within a simulated body fluid. The development of these novel as-cast magnesium alloys provide an advancement to the field of degradable metallic materials, while experimental results indicate their potential as cost-effective medical devices.

Dvě pokročilé vysoce legované austenitické oceli s Fe-Ni-Cr matricí byly studovány za podmínek nízkocyklové únavy jak za pokojové tak vysoké teploty. Široká škála experimentálních a charakterizačních nástrojů byla použita ke studiu vzájemně souvisejících aspektů zahrnujících chemické složení slitin, mikrostrukturu, deformační mechanismy a celkovou odezvu materiálů na externě působící zatížení. Klíčové mechanismy a faktory definující mechanické vlastnosti a výkonnost v reálném provozu byly analyzovány a diskutovány v souvislosti s materiálovým designem. • Standardní únavové experimenty byly provedeny za pokojové teploty a teploty 700°C. Byly získány křivky cyklického zpevnění/změkčení, cyklické deformační křivky, Coffin-Manson a Wöhlerovy křivky. • Ke studiu změn mikrostrukturního stavu slitin v důsledku cyklického zatěžování za pokojové a zvýšené teploty byla použita široká škála technik charakterizace pomocí elektronové mikroskopie. • Únavové chování, pevnost a cyklická plastická odezva studovaných materiálů byla vysvětlena v souvislosti s mikrostrukturními změnami a mikrostrukturními aspekty deformačních mechanismů jak za pokojové tak za zvýšených teplot. • Bylo zjištěno, že Sanicro 25 vykazuje nejvyšší pevnostní charakteristiky ze všech materiálů stejné třídy. Výjimečné vlastnosti této slitiny jsou spojeny s populacemi dvou typů nanočástic, koherentními precipitáty bohatými na měď a nanočásticemi typu MX s charakteristikou disperzoidu. Tyto nanočástice mají klíčový vliv na pevnost a celkovou cyklickou odezvu. V důsledku interakcí s precipitáty způsobujících zachytávání je pohyb dislokací v Sanicro 25 významně zpomalen, což vede k potlačení normálních procesů zotavení obvykle vedoucích ke změně uspořádání dislokační struktury tak, aby byla celková vnitřní energie systému co nejnižší. Takové uspořádání je tvořeno například dislokačními buňkami. Jelikož jsou procesy zotavení potlačeny, dislokační struktura za vysokých teplot je charakteristická homogenní distribucí dislokací o vysoké hustotě s velkou mírou vzájemných interakcí. V kombinaci s dalšími mechanismy zpevnění jako jsou precipitáty a substituční prvky v tuhém roztoku, tyto deformační mechanismy vedou k významnému zvýšení cyklické pevnosti za vysokých teplot.

The Río Blanco–Los Bronces (Chile) is one of the richest endowed porphyry copper-molybdenum districts worldwide, where about 20% of the known mineralization is hosted by tourmaline-cemented hydrothermal breccia. This work seeks: (1) to find a relationship between tourmaline chemical and/or isotopic composition and the degree of mineralization in the breccia, (2) to constrain the source of the mineralizing fluid in the breccia, and (3) to determine of the composition and age of intrusive units in three new exploration projects and correlate them with the known intrusive rocks of the mine areas. Tourmaline from mineralized and barren breccias has similar boron isotopic compositions but differences in Mg/(Mg+Fe) ratios, Al-contents and Al-Fe correlation, which may have exploration value. Boron and sulfur isotopes results are consistent with a magmatic source of hydrothermal fluids. Results of whole rock geochemistry and U-Pb and 40Ar/39Ar geochronology of intrusive units, breccia and late-stage veins are combined with previous U-Pb, Ar/Ar and Re-Os ages to elucidate the magmatic and hydrothermal history of the district.:1 Introduction 1.1 Motivation of the study and statement of research questions 1.2 Scope of the study 2 Porphyry copper deposits (PCDs) 2.1 Introduction 2.1.1 Global copper inventory 2.1.2 Definition and classification of PCDs 2.2 Regional scale characteristics of PCDs 2.2.1 Tectonic setting 2.2.2 Space and time distribution 2.2.3 Porphyry stocks and their pluton and volcanic connections 2.2.4 Wall-rock Influence 2.3 Deposit-scale characteristics 2.3.1 Porphyry stocks and dikes 2.3.2 Hydrothermal breccia 2.3.3 Alteration-mineralization zoning 2.4 Processes of PCD formation 2.4.1 Arc magmatism 2.4.2 Magmatic volatiles 2.4.3 Genetic models 3 Regional setting of the study area 3.1 Tectono-magmatic setting 3.2 Metallogenic belts 4 Río Blanco – Los Bronces mining district 4.1 Mining history 4.2 District geology 4.2.1 Stratified rocks 4.2.2 Plutonic and hypabyssal intrusions 4.2.3 Structures 4.2.4 Alteration and mineralization 4.2.1 Geochronology database 5 Results 5.1 Plutonic units 5.1.1 Petrography 5.1.2 Whole rock (WR) geochemistry 5.1.3 Geochronology 5.2 Mineralization 5.2.1 Petrography 5.2.2 Tourmaline occurrence and composition 5.2.3 Sulfides and sulfates 6 Discussion 6.1 Time-space relationships of intrusion, brecciation and hydrothermal alteration 6.2 Stable isotope constraints on fluid source and evolution 6.2.1 Oxygen, hydrogen and sulfur isotopes 6.2.2 Boron isotopes 6.3 Tourmaline as a redox indicator and significance for exploration 7 Summary and conclusions 8 References Digital supplement Appendix (Methods) 9 Appendix Methods 9.1 Optical microscopy (OM) 9.2 Scanning electron microscope (SEM) and energy-dispersive X-ray spectroscopy (EDS) 9.3 Whole rock chemical analysis 9.4 Electron microprobe analyses (EMPA) 9.5 Boron isotopes 9.6 Sulfur isotopes 9.7 40Ar/39Ar dating 9.8 Zircon separation and characterization 9.9 U-Pb zircon LA-ICP-MS dating 9.10 U-Pb zircon CA-ID-TIMS dating 9.11 Single zircon evaporation as screening method

Diese Dissertation fasst drei wissenschaftliche Arbeiten (Artikel) zusammen, welche sich mit veränderten Entscheidungsprozessen bei substanzgebundenen- und substanzungebundenen Abhängigkeitserkrankungen beschäftigen. In Artikel I wurde beobachtet, dass Probanden mit Alkoholkonsumstörung (AD) und Probanden mit Glücksspielstörung (GD) eine ähnlich reduzierte Verlustaversion gegenüber gesunden Kontrollen (HC) aufweisen. Beide Gruppen zeigten jedoch unterschiedliche neuronale Korrelate dieser reduzierten Verlustaversion: Während AD-Probanden eine unterschiedliche funktionelle Aktivität im dorsal-lateralen-präfrontalen Kortex im Vergleich zu HC aufwiesen, zeigten GD-Probanden eine veränderte funktionelle Konnektivität zwischen Amygdala und orbito-frontalem Kortex (OFC) bzw. medial-präfrontalem Kortex. In den Artikeln II und III wurde untersucht, ob das Verhalten und die neuronale Aktivität bei einer Verlustaversionsaufgabe bei GD-Probanden moduliert wird, wie dies in ähnlichen Studien bei AD-Probanden beobachtet wurde. Tatsächlich konnten GD-Probanden von HC-Probanden auf Grundlage ihrer veränderten Glücksspielannahme während der Präsentation spielbezogener Hinweisreize unterschieden werden. Auf neuronaler Ebene (Artikel III) konnten GD-Probanden von HC-Probanden durch die neuronalen Korrelate der reizinduzierten Veränderungen im Spielverhalten in einem Netzwerk aus Amygdala, Nucleus Accumbens und OFC unterschieden werden. Da in den Studien der Fokus auf Glücksspielabhängigkeit lag, also auf einer Abhängigkeit, welche unabhängig von Substanzmissbrauch existiert, deuten die hier diskutierten Ergebnisse darauf hin, dass verminderte Verlustaversion, sowie erhöhte reizinduzierte Veränderungen im Entscheidungsverhalten – welches beides bekannte Phänomene von Substanzabhängigkeiten sind – nicht durch Substanzmissbrauch zustande kommen. Beide Phänomene scheinen vielmehr erlernte Merkmale oder sogar prädisponierende Faktoren von Abhängigkeitserkrankungen zu sein. / This dissertation summarizes three papers concerned with decision-making impairments in a substance-based and a non-substance-based addictive disorder. In Paper I, it was observed that subjects with alcohol use disorder (AD) and subjects with gambling disorder (GD) show similarly reduced loss aversion. Both groups, however, showed different neural correlates of this reduced loss aversion: While AD subjects showed different functional activity in dorsal-lateral-prefrontal cortex compared to healthy controls (HC), GD subjects showed different amygdala-orbital-frontal and amygdala-medial-prefrontal connectivity. Paper II and III investigated whether behavior and neural activity in a loss aversion task is modulated in GD subjects, as has been observed in similar studies in AD subjects. The data showed that GD subjects can be distinguished from HC subjects using a behavioral pattern of increased cue-induced gamble increase when gambling-related cues are presented in the background. On neural level (Paper III), GD subjects could be distinguished from HC subjects by neural correlates of cue-induced changes in gambling behavior in a network of amygdala, nucleus accumbens and orbital-frontal cortex. Since the focus of the studies was GD, an addiction that is independent of substance abuse, the results suggest that reduced loss aversion and increased cue-induced changes in gambling behaviors, two phenomena related to substance-based addictions, are not dependent on a substance of abuse but rather on learned characteristics or even on predisposing traits of addictive disorders.

Im Rahmen dieser Arbeit wurde eine Meßanordnung zum Nachweis der Elektronen-Spin-Resonanz durch Beobachtung der Lumineszenz aufgebaut. Diese Methode ist unter dem Namen Optisch Detektierte Magnetische Resonanz (ODMR) bekannt. Sie erlaubt es, die Lumineszenzeigenschaften mit der aus der Spin-Resonanz gewonnenen atomistischen Strukturinformation zu verknüpfen. Mit der ODMR-Anlage wurden Untersuchungen an zwei unterschiedlich dotierten Korund-Kristallen, Rubin (Al2O3:Cr) und Saphir (Al2O3:Ti), durchgeführt. Anhand der Literaturdaten für Rubin wurde die neu aufgebaute Anlage getestet und geeicht. Die Messungen an Saphir dienten zur Klärung der bisher kontrovers diskutierten Struktur von blau emittierenden Lumineszenzzentren. Bei einer UV-Anregung entsteht im Saphir neben der schon bekannteninfraroten Ti3+-Emission eine breite blau-grüne Emission, die aus zwei überlappenden Teilbanden besteht. Die eine hat das Maximum bei ca. 410 nm ("blaue Bande") und die andere bei 480 nm ("grüne Bande"). Die Anregung beider Lumineszenzbanden findet bei 250 nm und 270 nm bzw. 270 nm statt. Um diese blau-grüne Lumineszenz zu erklären, sind unterschiedliche Modelle vorgeschlagen worden. So wurde die Lumineszenz F+-Zentren (ein Elektron in einer Sauerstoffleerstelle) oder Ti-Zentren zugeordnet. Im Falle der Ti-Zentren wurden alternativ Kristallfeldübergänge von Ti3+-Ionen und Charge-Transfer-Übergänge von Ti4+-Ionen mit der Lumineszenz in Verbindung gebracht. Die im Rahmen dieser Arbeit durchgeführten ODMR-Messungenergaben als Ursache der blau-grünen Lumineszenz zwei einander ähnliche Triplett-Systeme T1 und T2. Diese konnten durch folgende ESR-Parameter beschrieben werden: T1: gx,y,z=2.00, 1.96, 1.94 (g-Tensor), D=0.306 cm-1 (axialer Anteil der Kristallfeldaufspaltung), E=0.034 cm-1 (orthorhombischer Anteil der Kristallfeldaufspaltung); T2: gx,y,z=1.99, 1.99, 1.99, D=0.342 cm-1, E=0.054 cm-1. Das Zentrum T1 konnte der blauen und T2 der grünen Lumineszenz-Teilbande zugeordnet werden. Da die Lumineszenz-Zentren angeregte Tripletts sind, können Dublett-Systeme wie die F+-Zentren oder Ti3+-Ionenausgeschlossen werden. Dagegen sind die Beobachtungen verträglich mit dem Ti4+-O2--Charge-Transfer-Modell (mit Ti3+-O- im angeregten Zustand). Beide Lumineszenzbanden stammen demzufolge aus der Rekombination des Elektron-Loch-Paares im Ti3+-O--Zentrum des Typs T1 oder T2, das durch den Charge-Transfer-Übergang eines Elektrons vom Sauerstoff zum Ti4+ entsteht. Elektron und Loch koppeln zu einem Triplett-System. Das Loch ist bei beiden Zentren an einem dem Titanion benachbarten Sauerstoffion lokalisiert. Dies wird daraus geschlossen, daß die z-Achse der ESR-Tensoren ungefähr parallel zur Richtung der Al-O-Bindungen im ungestörten Kristallgitter liegt. Für beide Zentren ist das Verhältnis aus axialem undorthorhombischem Kristallfeldparameter |D/E| ungefähr gleich. Dies läßt auf eine ähnliche Struktur der Umgebung schließen, was das Bild unterstützt, daß beide Zentren fast identisch aufgebaut sind. Der axiale Kristallfeldanteil (Parameter D) von T2 ist etwas größer als der von T1. Dies kann durch einen kleineren Abstand von Elektron und Loch, d. h. von Ti3+ und O- erklärt werden, da die Kopplung zwischen den Spins dann stärker sein wird. In ungestörtem Al2O3 weisen drei der sechs einem Al-Ion benachbarten Sauerstoffionen einen kleineren Abstand auf als die anderen drei Ionen. Die drei Sauerstoffionen mit gleichem Abstand bilden jeweils Dreiecke, wobei das mit dem kleineren Abstand eine größere Seitenlänge aufweist. Es besteht nun die Möglichkeit, daß die beiden Zentren T1 und T2 sich lediglich darin unterscheiden, daß das Loch einmal auf einem Ion des kleinen und einmal auf einem des großen Dreiecks eingefangen ist. Wegen der Größe von D wäre T1 dann dem kleinen und T2 dem großen Dreieck zuzuordnen. Auch die beobachteten Hauptachsenrichtungen der ESR-Tensoren sind mit dieser Zuordnung verträglich. Im angeregten Zustand befindet sich das Elektron auf dem Titanion imgleichen Zustand wie das in dem Grundzustand des Ti3+-Ions. Der große Unterschied zwischen den in der ESR des Grundzustands gemessenen g-Werten (gparallel=1.067, gperp<0.1, Kask et al., 1964) und dem hier gewonnenen fast isotropen g-Faktor (g=2) kann durch die sogenannte Auslöschung des Bahndrehimpulses erklärt werden, die bei niedrigsymmetrischem System wie Ti3+-O- auftritt.

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