La chiralité axiale est une propriété importante de composés biologiquements actifs, de matériaux avancés et plus particulièrement de ligands utilisés en catalyse asymétrique. En effet de nombreuses structures biaryliques atropisomériques ont montré un excellent pouvoir d’induction asymétrique. Ainsi le contrôle de l’atropisomérie et le développement de nouvelles méthodes synthétiques permettant la synthèse de composés à chiralité axiale optiquement purs attire l’attention de la communauté scientifique. Au cours de ce travail une nouvelle stratégie vers l’obtention de biaryles à chiralité axiale atropenrichis a été explorée. L’utilisation de sulfoxydes énantiopurs, jouant à la fois le rôle de groupe directeur et d’auxiliaire de chiralité, dans une stratégie de fonctionnalisation de liaisons C-H par catalyse homogène au palladium, a permis l’obtention efficace de nombreux composés biaryliques hautement atropenrichis . Les méthodologies développées ont ensuite été appliquées à la synthèse formelle d’un composé naturel bioactif à chiralité axiale, la (-)-steganone, ainsi qu’à la synthèse de ligands doublement atropisomériques inédits. / Axial chirality is an important property of biologically active compounds, advanced materials and more importantly of ligands used in asymmetric catalysis. Indeed, numerous atropisomeric biaryls have demonstrated an excellent asymmetric induction capacity. Thus, the control of atropisomery and the development of original synthetic methodologies allowing the synthesis and the obtention of optically pure axially chiral compounds is an important goal for the scientific community. In this work, a new strategy for the synthesis of atropenriched axially chiral biaryls was explored. The use of enantiopur sulfoxides playing the role of both, a directing group and a chirality auxiliary, in a palladium catalyzed C-H functionalization, allowed the efficient construction of numerous highly atropenriched biaryl compounds. The developed methodologies were furthermore applied to the formal synthesis of an axially chiral and bioactive compound, (-)-steganone, as well as the synthesis of doubly atropisomeric unprecedented ligands. These ligands displayed an excellent potential for asymmetric induction in homogenous asymmetric hydrogenation.

Chapter 1: Metal carbenoids in organic synthesis The chapter describes the phenomena of metal carbenoid insertion reactions in two parts: Part A, and Part B. The study of N-tosylhydrazones as diazo precursor was commenced by Jose Barluenga in 2007,1 which demonstrated an in-situ generation of diazo species and trapping of that with low valent palladium catalyst (Scheme 1). Later, this palladium-carbenoid assumption was supported by few reports. Some of these discoveries were by D. F. Taber in 1986 followed by van Vranken in 1999 & 2001.2 These studies of palladium carbenes were supplemented by several groups in subsequent years. The consequent developments with N-tosylhydrazones as diazo source were very fruitful and produced exceptional chemical transformations in recent years. Though the precursor is also vastly customary for other metals such as Cu, Ni, Rh and Co, the primary focus has been given to Pd catalysis due to its wide utility and applicability. 1) Barluenga, J.; Moriel, P.; Valdes, C.; Aznar, F. Angew. Chem., Int. Ed. 2007, 46, 5587. 2) (a) Taber, D. F.; Amedio, J. C., Jr.; Sherrill, R. G. J. Org. Chem. 1986, 51, 3382. (b) Hoye, T. R.; Dinsmore, C. J.; Johnson, D. S.; Korkowski, P. F. J. Org. Chem. 1990, 55, 4518. (c) Greenman, K. L.; Carter, D. S.; Van Vranken, D. L Tetrahedron 2001, 57, 5219. 3) Palladium catalysed coupling of tosylhydrazones with aryl and heteroaryl halides in the absence of external ligands: synthesis of substituted olefins, Ojha, D. P.; Prabhu, K. R. J. Org. Chem., 2013, 78, 12136. Modes of reactivity of a metal-carbene Scheme 1 Cascade carbene migratory insertion process Part A: Ligand-free coupling of tosylhydrazones with aryl & heteroaryl halides In this part, Palladium catalysed cross-coupling reaction of hydrazones with aryl halides in absence of an external ligand is reported. The versatility of this coupling reaction has been demonstrated by showcasing the selectivity of coupling reaction in presence of hydroxyl and amine functional groups. This method allows synthesizing a variety of heterocyclic compounds, which are otherwise difficult to access from traditional methods. Application of the present methodology is validated in tandem reaction of ketones to the corresponding substituted olefins in a single pot experiment. Few examples are illustrated below in Scheme 2.3 Scheme 2: Scope of aryl halide coupling with tosylhydrazones Part B: Pd-catalysed Synthesis of Highly Branched Dienes The regioselective formation of highly branched dienes is a challenging task. Design and exploration of alternative working models to achieve such a regioselectivity to accomplish highly branched dienes is considered to be a historical advancement of Heck reaction to construct branched dienes. On the basis of the utility of carbene transfer reactions, in the reaction of hydrazones with Pd(II) under oxidative conditions, we envisioned obtaining a Pd-bis-carbene complex with α-hydrogens, which can lead to branched dienes. Herein, we report a novel Pd catalyzed selective coupling reaction of hydrazones in presence of tert-BuOLi and benzoquinone oxidant to form corresponding branched dienes (Scheme 3).4 The utility of the Pd catalyst for cross-coupling reactions for synthesizing branched conjugated dienes are rare. The reaction is very versatile and compatible with a variety of functional groups and is useful in synthesizing heterocyclic molecules. We anticipate that this Pd-catalyzed cross-coupling reaction will open new avenues for synthesizing useful compounds. 4) Pd-catalyzed cross-coupling reactions of hydrazones: regioselective synthesis of highly branched dienes, Ojha, D. P.; Prabhu, K. R. J. Org. Chem., 2012, 77, 11027. 5) Furrow, M. E.; Myers, A. G. J. Am. Chem. Soc. 2004, 126, 5436. 6) Taber, D. F.; Guo, P.; Guo, N. J. Am. Chem. Soc. 2010, 132, 11179. Scheme 3: diene synthesis via bis-carbene insertion process Chapter 2: Tosylhydrazones: Role in modern day organic synthesis In recent days, hydrazone based reactions are focused on the donor-acceptor ability of the hydrazones or the in-situ generated diazo species (Scheme 4). This commenced with the Myers’s report in 2004,5 which simplifies the Barton vinyl halide preparation with a remarkable revision on synthesis of alkyl-silyl-hydrazones and its applications. Improved methods of using tosylhydrazones were demonstrated by Aggarwal in successive years. Cycloadditions were implemented by Douglass F. Taber. 6 This study was enriched in a quite fascinating way by several groups such as Jose Barluenga, with many reductive coupling reactions and 1, 3-dipolar reactions. Thomson, in a very interesting report shows the traceless petasis reaction with hydrazones and also worked in many other prospects such as three component reactions and the acid catalysed [3+3] sigmatropic reactions of hydrazones. 7 Wang has also impressed with very attractive transformations in the past decade. 8 7) Thomson, R. J. et al. Nat. Chem. 2009, 1, 494. 8) Xiao, Q.; Zhang, Y.; Wang, J. Acc. Chem. Res. 2012, 46, 236. 9) Regioselective Synthesis of vinyl halides, vinyl sulfones, and alkynes: A tandem intermolecular nucleophilic and electrophilic vinylation of tosylhydrazones, Ojha, D. P.; Prabhu, K. R. Org. Lett. 2015, 17, 18. Scheme 4: Trapping diazo species in intermolecular fashion Part A: Synthesis of vinyl halides Trapping diazo species in an intermolecular fashion by attack of two independent ions (a cation followed by an anion) in tandem at the carbene center is unprecedented. As part of our efforts on the utility of tosylhydrazones, herein we report a novel approach of using ambiphilic diazo species to perform a tandem attack of a nucleophile followed by an electrophile in an intermolecular fashion for synthesizing various types of vinyl halides. A few representative examples are shown in Scheme 5.9 Scheme5: Synthesis if vinyl halides Part B: Synthesis of vinyl sulfones Vinyl sulfones are potential synthetic targets due to their presence in biologically and pharmaceutically important molecules ranging from small natural metabolites to proteins, and have found widespread applications in biological research as covalent protease inhibitors. Vinyl sulfones represent one of the important sulfur containing functional groups in organic chemistry, which are generally synthesized through elimination reactions, oxidation of vinyl sulfides or witting reactions using multistep sequence. Following this technique, we were able to synthesize a variety of vinyl sulfones with rich mechanistic features in a single step. A few such examples are documented in Scheme 6.9 Scheme 6: synthesis of vinyl sulfones Part C: Synthesis of alkynes The functional group conversion to achieve alkyne frameworks are generally a difficult transformation. There are very few limited and tedious processes are available in literature, mainly containing multi-step procedures. Additionally these reactions are require harsh conditions. Considering all these factors, there is a need for developing methods to synthesize alkynes from common functional groups under mild reactions conditions. In a similar way, to introduce different halogens at the same carbon, we expected the eliminations of the leaving groups in tandem formed alkynes. After extensive screening studies, it was pleasing to find that the reaction of tosylhydrazones with NCS−BTEAC, NBS−TBAB, or NIS−TBAI combination in presence of K2CO3 in dioxane as solvent at 110 °C can furnish corresponding acetylene derivatives in good yields. Few examples are shown in Scheme 7.9 Scheme 7: Trapping diazo species in intermolecular fashion Chapter 3: Pd catalysed hydroboration This chapter shows a hydroboration study of terminal alkynes in a highly regioselective manner (Scheme 8). Organoboron derivatives have become essential intermediates in organic and medicinal chemistry. Pioneering contributions are made by Brown and Akira Suzuki, who both instigated the development of new synthetic tools for the introduction of boron atoms onto organic molecules. 10 10) (a) Barbeyron, R.; Benedetti, E.; Cossy, J.; Vasseur, J.-J.; Arseniyadis, S.; Smietana, M. Tetrahedron 2014, 70, 8431. (b) Miyaura, N.; Suzuki, A. Chem. Rev. 1995, 95, 2457. 11) Pd-Catalysed regioselective borylation of alkynes: A ligand controlled synthesis of α- and β vinyl boronates (manuscript submitted). Scheme 8: possibility of site selectivity in hydroboration Part A: Pd-catalysed regioselective borylation of alkynes: A ligand controlled synthesis of α and β – vinyl boronates The metal catalyzed borylations of alkynes proceeds in a two-step process. Initially M-Bpin species undergo an addition onto the alkynes to generate organometallic species followed by quenching of the organometallic species with electrophiles. The addition M-Bpin species is regioselective governed by the steric and electronics factors of both metal complex as well as alkyne substituents. In this direction, a palladium catalysed α-selective borylation was achieved for terminal alkynes. A broad range of substrates were successfully borylated under optimized reaction conditions with very high selectivity. Interestingly, the selectivity was reversed to terminal site by using a NHC ligand. A few examples are shown in Scheme 9.11 Scheme 9: α & β-vinyl boronates Chapter 4: Pd/borane unit: Behavior towards isomerization vs reduction of alkenes This study presents a unique behaviour of palladium-boronate unit responsible for olefin chain walking and olefin reduction reactions (Scheme 10). The catalytic system stands efficient against both functionalized and unfunctionalized olefin isomerization as well as reductions. This study has been presented in two parts. Scheme 10: isomerization vs reduction Part A: Pd/ boronates or borane unit as efficient catalytic systems for olefin chain walk This study presents the behaviour of palladium-boronate unit responsible for olefin chain walking. The catalytic system is efficient for both functionalized and unfunctionalized olefin isomerizations (Scheme 11). Cycloisomerization of transient conjugated alkenes to synthesize heterocycles are prominent applications of this technique. The system describes a concept of olefin activation by coordination with Pd-borane complex, this complex assists in a facile [1,3]-hydride shift. This technique allows us to facilitate an isomerization in functionalized as well as unfunctionalized olefinic systems. Considering the substrates scope, the catalytic cycle tolerates various sensitive functional groups and shows good selectivity. In the following Scheme 11 few examples are depicted.12 12) Palladium/boron catalytic unit for olefin chain-walk (manuscript under preparation). Scheme 11: chain-walking of olefins. Part B: Palladium catalysed boronate promoted alkene reduction in water In this work, water has been employed as a source of hydrogen. The reduction of alkenes was achieved using Pd catalyst in presence of bis(pinacolato)diboron and H2O. In this aspect, the utility of water as hydrogen equivalent is the pertinent as well as beneficial with many advantages. Few representative examples are shown in Scheme 12.13 13) Pd-Catalysed homogeneous hydrogenation of olefins by using water as hydrogen source (manuscript under preparation). Scheme 12: synthesis of alkenes reduced products.

The area of methanol synthesis and utilization has been attracting research interests due to its positive impact on the environment and also from energy perspectives. Methanol synthesis from CO₂ hydrogenation not only produces methanol which is a key platform chemical and a clean fuel, but can also recycle CO₂ which is one of the major greenhouse gases causing global warming. As a mobile energy carrier (particularly as a hydrogen carrier), methanol is a versatile molecule which is able to generate H₂ via its decomposition. Catalysis plays a decisive role in the success of both methanol synthesis from CO₂ hydrogenation and its reverse decomposition reaction. Pd/Ga₂O₃ binary catalyst has recently been identified as an active catalyst for the methanol synthesis reaction. In this thesis, it is reported the shape effect of Pd promoted Ga₂O₃ for this reaction. The catalytic H₂ evolution from methanol photodecomposition has also been studied over these catalysts. Three shapes of Ga₂O</sub>3</sub> nanomaterials (i.e. rod and plate β-Ga₂O</sub>3</sub>, and particle γ-Ga₂O₃) have been synthesized, followed by doping with Pd metal to form corresponding Pd/Ga₂O₃ nanocatalysts. It was found that a (002) polar Ga2O3 surface which was dominantly presented on the plate form was unstable, giving a higher degree of oxygen defects and mobile electrons in the conduction band than the other non-polar (111) and (110) surfaces of the rod form. It was shown that a significantly stronger metal support interaction was found between the (002) polar Ga₂O₃ on the plate form and Pd, which gave higher methanol yield and selectivity. For methanol photodecomposition, it was found that, for pure Ga₂O₃ catalysts of different shapes, the plate form with a highest degree of defects (unstable polar surface) could encourage a non-radiative catalytic recombination of electron and hole pairs upon irradiation, hence giving a highest photocatalytic activity for H₂ production. Once Pd was introduced onto these oxide surfaces, it was noted that there was a fast and readily electron transfer from the conduction band of Ga₂O₃ to Pd due to the formation of a Schottky junction between the two materials. This produces metal sites for hydrogen production and further enhances the rate of the photocatalytic reaction over the radiative recombination of excitons. However, it was also found that at higher Pd content (>1%), the significantly shortened exciton lifetimes reduce the catalytic rate hence giving an overall volcanic response of activity to increasing Pd content for each shape of Ga₂O₃. At the higher Pd content, the plate form appeared to sustain a longer lifetime for photocatalysis compared to the other forms at the equivalent Pd loading.

Thesis (PhD)--Stellenbosch University, 2015. / ENGLISH ABSTRACT: The synthesis of a range of siloxane functionalized Ru(arene)Cl(N,N) complexes allowing for the synthesis of novel MCM-41 and SBA-15 immobilized ruthenium(II) catalysts, is described in this thesis. Two distinctly different approaches were envisaged to achieve successful heterogenization of these siloxane functionalized complexes. Condensation of the siloxane functionalized complexes, C2.4-C2.6 (siloxane tether attached to imine nitrogen) and C3.5-C3.7 (siloxane tether via the arene ring), with the surface silanols of the synthesized silica support materials MCM-41 and SBA-15, afforded immobilized catalysts IC4.1-IC4.6 (siloxane tether attached to imine nitrogen) and IC4.7-IC4.12 (siloxane tether via the arene ring). Model and siloxane functionalized complexes C2.1-C2.6 were prepared by the reaction of diimine Schiff base ligands L2.1-L2.6 with the [Ru(p-cymene)2Cl2]2 dimer. A second, novel, approach involved the introduction of the siloxane tether on the arene ligand of the complex. Cationic arene functionalized Ru(arene)Cl(N,N) complexes, C3.1-C3.4, were prepared with varying N,N ligands including bipyridine and a range of diimine ligands, with either propyl or diisopropyl(phenyl) substituents at the imine nitrogen (greater steric bulk around the metal center). The reaction of these propanol functionalized complexes with 3-(triethoxysilyl)propyl isocyanate, afforded urethane linked siloxane functionalized complexes C3.5-C3.8, where the siloxane tether is attached to the arene ring of the complex. The complexes were fully characterized by FT-IR spectroscopy, NMR (1H and 13C) spectroscopy, ESI-MS analysis and microanalysis. Suitable crystals for the alcohol functionalized complex C3.1 were obtained and the resultant orange crystals were analyzed by single crystal XRD. The heterogenized catalysts, IC4.1-IC4.12, were characterized by smallangle powder X-ray diffraction, scanning and transmission electron microscopy (SEM and TEM), thermal gravimetric analysis (TGA), inductively coupled plasma optical emission spectroscopy (ICP-OES) and nitrogen adsorption/desorption (BET) surface analysis to name but a few. ICP-OES allowed for direct comparison of the model and immobilized systems during catalysis ensuring that the ruthenium loadings were kept constant. The application of the model complexes C2.1-C2.3 and C3.1-C3.3, as well as their immobilized counterparts, IC4.1-IC4.12, as catalyst precursors in the oxidative cleavage of alkenes (1-octene and styrene), were investigated. The proposed active species for the cleavage reactions was confirmed to be RuO4 (UV-Vis spectroscopy). In general it was observed that at lower conversions, aldehyde was formed as the major product. Increased reaction times resulted in the conversion of the formed aldehyde to the corresponding carboxylic acid. For the oxidative cleavage of 1-octene using the systems with the siloxane tether attached to the imine nitrogen, the immobilized systems outperformed the model systems in all regards. Higher conversions and selectivities of 1-octene towards heptaldehyde were obtained when using immobilized catalysts IC4.1-IC4.6, as compared to their non-immobilized model counterparts (C2.1-C2.3) at similar times. It was found that the immobilized catalysts could be used at ruthenium loadings as low as 0.05 mol %, compared to the model systems where 0.5 mol % ruthenium was required to give favorable results. Complete conversion of 1-octene could be achieved at almost half the time needed when using the model systems as catalyst precursors. The activity of the model systems seems to increase with the increase in steric bulk around the metal center. These model and immobilized systems were also found to cleave styrene affording benzaldehyde in almost quantitative yield in some case (shorter reaction times). The systems, with the siloxane tether via the arene ring, were found to be less active for the cleavage of 1-octene when compared to the above mentioned systems (siloxane tether attached to the imine nitrogen). The immobilized systems IC4.7-IC4.12 performed well compared to their model counterparts, but could not achieve the same conversions at the shorter reaction times as were the case for IC4.1-IC4.6. This lower activity was ascribed to the decreased stability of these systems in solution compared to the above mentioned systems with the tether attached to the imine nitrogen. This was confirmed by monitoring the conversion of the complex (catalyst precursor) to the active species in the absence of substrate (monitored by UV-Vis spectroscopy). It was observed that model complex C3.1 could not be detected in solution after 1 hour, compared to complex C2.2 which was detected in solution even after 24 hours. Experiments were carried out where MCM-41 was added to a solution of model complex C2.2 under typical cleavage reaction conditions. A dramatic increase in the conversion was achieved when compared to a reaction in the absence of MCM-41. An investigation into the effect of the support material on the formation of the expected active species was carried out using UV-Vis spectroscopy. The presence of the active species, RuO4, could be observed at shorter reaction times in the presence of MCM-41. This suggested that the silica support facilitates the formation of the active species from the complex during the reaction, therefore resulting in an increased activity. It was also observed that RuO4 is present in solution in reactions where the immobilized catalyst systems are used after very short reaction times, compared to the prolonged times required for this to occur as is the case for the model systems. Model and immobilized catalysts, C2.1-C2.3 and IC4.1-IC4.6, were also applied as catalysts for the transfer hydrogenation of various ketones. The immobilized systems could be recovered and reused for three consecutive runs before the catalysts became inactive (transfer hydrogenation of acetophenone). Moderate to good conversion were obtained using the immobilized systems, but were found to be less active their model counterparts C2.1-C2.3. / AFRIKAANSE OPSOMMING: Die sintese van `n reeks siloksaan gefunksioneerde Ru(areen)Cl(N,N) komplekse, wat die sintese van nuwe MCM-41 en SBA-15 geimmobiliseerede rutenium(II) katalisatore toelaat, word in hierdie tesis beskryf. Twee ooglopend verskillende metodes is voorgestel om die suksesvolle immobilisering van die siloksaan gefunksioneerde komplekse te bereik. Die kondensasie van die siloksaan gefunksioneerde komplekse, C2.4-C2.6 (siloksaan ketting geheg aan die imien stikstof) en C3.5-C3.7 (siloksaan ketting geheg aan die areen ligand), met die oppervlak silanol groepe van die silika materiale MCM-41 en SBA-15, laat die sintese van geimmobiliseerde katalisatore IC4.1-IC4.6 (siloksaan ketting geheg aan die imien stikstof) en IC4.7-IC4.12 (siloksaan ketting geheg aan die areen ligand) toe. Model en siloksaan gefunksioneerde komplekse C2.6-C2.6 is berei deur die reaksie tussen Schiff basis ligande, L2.1-L2.6, en die [Ru(p-simeen)2Cl2]2 dimeer. `n Tweede, nuwe benadering wat die sintese van komplekse met die siloksaan ketting geheg aan die areen ligand behels, is ook gevolg. Kationiese areen gefunksioneerde Ru(areen)Cl(N,N) komplekse, C3.1-C3.4, is berei deur die N,N ligande rondom die metaal sentrum te wissel vanaf bipiridien tot `n reeks diimien ligande met propiel of diisopropielfeniel substituente by die imien stikstof. Hierdie propanol gefunksioneerde komplekse is met 3-(triëtoksiesiliel)propiel-isosianaat gereageer om sodoende die uretaan gekoppelde siloksaan gefunksioneerde komplekse C3.5-C3.8 op te lewer. Al die komplekse is ten volle gekaraktariseer deur van FT-IR spektroskopie, KMR (1H and 13C) spektroskopie, ESI-MS analise en mikroanalise gebruik te maak. In die geval van model kompleks C3.1, is `n kristalstruktuurbepaling ook uitgevoer. Die heterogene katalisatore, IC4.1- IC4.12, is gekaraktariseer deur poeier X-straaldiffraksie, skandeer- en transmissieelektronmikroskopie, termogravimetriese analise (TGA), induktief gekoppelde plasma optiese emissie spektroskopie (IKP-OES) en BET oppervlak analises, om net `n paar te noem. IKP-OES het ons toegelaat om `n direkte vergelyking te tref tussen die model en geimmobiliseerde sisteme tydens die katalise reaksies. Model komplekse C2.1-C2.3 en C3.1-C3.3, sowel as hul geimmobiliseerde eweknieë IC4.1- IC4.12, is vir die oksidatiewe splyting van alkene (1-okteen en stireen) getoets. Die voorgestelde aktiewe spesie wat tydens hierdie reaksie gevorm word, RuO4, is bevestig deur van UV-Vis spektroskopie gebruik te maak. Oor die algemeen is dit gevind dat aldehied oorheersend gevorm word by laer omsetting. Wanneer die reaksietyd verleng is, is daar gevind dat die aldehied na die ooreenstemmende karboksielsuur omgeskakel is. Wanneer die geimmobiliseerde katalisatore gebruik is tydens die oksidatiewe splitsing van 1-okteen, het die sisteme, met die ketting geheg aan die imien stikstof, deurgangs beter as die model sisteme gevaar. Hoër omskakelings van 1-okteen en hoë selektiwiteite vir heptaldehied is behaal wanneer die geimobiliseerded katalisatore IC4.1-IC4.6 met die nie-geimmobiliseerde model sisteme (C2.1- C2.3) vergelyk is by dieselfde reaksietye. Die geimobiliseerde sisteme kon by rutenium beladings van so laag as 0.05 mol % gebruik word. Dit is in teenstelling met die model sisteme waar 0.5 mol % rutenium nodig was om die reaksie suksesvol te laat plaasvind. Die totale omskakeling van 1-okteen is bereik in die helfte van die tyd wat nodig was wanneer die model sisteme gebruik is. Dit is gevind dat die aktiwiteit van die model sisteme toeneem met `n toename in die steriese grootte van die ligand rondom die metaal. Beide die model en geimmobilseerde sisteme kon ook gebruik word vir die oksidatiewe splyting van stireen. Bensaldehied kon in kwantitiewe opbrengs gevorm word in sommige gevalle. `n Laer aktiwiteit vir die oksidatiewe splyting van 1-okteen is vir die sisteme waar die siloksaan ketting aan die areen ligand geheg is, waargeneem. Hoewel die geimmobiliseerde sisteme IC4.7-IC4.12 beter as hul model eweknieë gevaar het, kon die aktiwiteite wat met IC4.1-IC4.6 bereik is nie geewenaar word nie. Hierdie laer aktiwiteit is toegeskryf aan die verlaagde stabiliteit van dié sisteme in oplossing in vergelyking met IC4.1-IC4.6 (ketting geheg aan die imine stikstof). Die stabiliteit van beide sisteme is getoets deur die omskakeling van die model komplekse (C2.2 en C3.1; katalise voorgangers) na die aktiewe spesie te monitor (UV-Vis spektroskopie). Na 1 uur kon die model kompleks C3.1 nie meer in die oplossing waargeneem word nie. In teenstelling kon model kompleks C2.2 nog selfs na 24 uur in die oplossing bespeur word. Om die rol van die silika materiale tydens die reaksie te ondersoek, is `n eksperiment uitgevoer waar MCM-41 by `n oplossing van kompleks C2.2 gevoeg is. `n Toename in die omskakeling van 1-okteen is waargeneem in vergelyking met `n reaksie waar geen silika teenwoordig was nie. UV-Vis spektroskopie is gebruik om die invloed van die silika op die vorming van die aktiewe spesie te ondersoek. In eksperimente waar MCM-41 teenwoordig was, kon die aktiewe spesie, RuO4, by baie korter reaksietye waargeneem word. Dit wil blyk of die silika materiaal die vorming van die aktiewe spesie vanaf die kompleks aanhelp en sodoende `n toename in die spoed van die reaksie bewerkstellig. RuO4 kon ook by baie korter reaksietye waargeneem word wanneer die geimmobiliseerde sisteme gebruik is. Beide model en geimmobiliseerde sisteme, C2.1-C2.3 en IC4.1-IC4.6, is getoets vir die oordrag hidrogenering van verskilende ketone. Dit was moontlik om die geimmobiliseerde sisteme drie keer te herwin en vir daaropvolgende reaksies te gebruik. Vir die geimmobiliseerde sisteme kon egter slegs gemiddelde omskakelings verkryg word en het swakker gevaar as hul model ekwivalente sisteme, C2.1-C2.3.

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Ce travail porte sur la compréhension du phénomène d'instabilité qui se produit dans le procédé d'hydroconversion des résidus sous vide (RSV). Au delà de 60% de conversion du RSV, l'instabilité se manifeste par un dépôt solide d'hydrocarbures lourds dans les unités industrielles de conversion des résidus, ce qui empêche d'atteindre un niveau de conversion du RSV plus élevé. L'objectif de cette thèse consiste à mieux comprendre l'influence du catalyseur utilisé dans le procédé d'hydroconversion sur l'apparition du phénomène d'instabilité. Des catalyseurs dopés au fluor et sodium ont été préparés par ajout de dopants à la surface d'un catalyseur NiMo/Al2O3 de référence. Après leur caractérisation, les catalyseurs ont été testés sur charge réelle RSV en réacteur autoclave. Les tests catalytiques ont été réalisés à haute température dans les conditions industrielles (430°C) et à plus basse température (390°C), afin de favoriser les réactions catalytiques par rapport aux réactions thermiques. Les tests catalytiques réalisés à 390 et 430°C montrent une teneur en sédiments deux fois moins importante avec le catalyseur F-NiMo, ce qui est expliqué par une amélioration de la conversion des asphaltènes. Celle-ci est expliquée par l'amélioration des réactions d'hydrogénation et de l'acidité, et par une meilleure résistance au cokage à 390°C. L'effet de la température sur la stabilité a également été étudié. Les résultats démontrent que la teneur en sédiments des effluents est deux fois supérieure pour les tests réalisés à 430°C par rapport aux tests réalisés à 390°C. Cet accroissement de l'instabilité est attribué à un caractère plus aromatique et condensé des molécules qui précipitent (asphaltènes), qui ont en conséquence une tendance accrue à s'agréger, et par la désalkylation des molécules qui stabilisent (résines). / This work focuses on the instability phenomena occurring during vacuum residue hydroconversion. At high level of residue conversion, carbonaceous sediments (sediments) are formed and have detrimental effects on the industrial units during the hydroprocessing operations. The aim of this work is investigate the influence of the catalyst used inhydroconversion process on the sediments formation. Modified catalysts have been prepared by sodium and fluorine deposition on a NiMo/Al2O3 reference catalyst. After having been characterized, the catalysts have been tested in a perfectly stirred batch reactor. Catalytic tests have been performed at high temperature (430°C) in industrial conditions and at lower temperature (390°C) in order to favor catalytic reactions rather thermic reactions. The catalytic tests at the two temperatures show that the amount of sediments is two times lower with F-NiMo catalyst. This is explained by the improvement of asphaltenes conversion due to an increase of catalyst acidity and hydrogenation reactions. At 390°C, coking with F-NiMo catalyst is reduced so that porous volume is higher. The temperature effect on effluents stability has also been studied. Results show that the amount of sediments is twice lower at 390°C for a same catalyst. The increase of instability at 430°C is attributed to more condensed and aromatic asphaltenes and resins dealkylation which increase selfaggregation tendency of asphaltenes.

L’objectif de cette thèse a été de développer des matériaux catalytiques contenant des complexes Ru(NHC), à partir de matériaux hybrides organique-inorganique contenant des fonctions imidazolium parfaitement distribuées dans une matrice de silice. La passivation de surface de ces matériaux, suivie de la formation du NHC et d’une réaction avec [RuCl2(p-cymene)]2 a permis d’obtenir des espèces de surface bien définies de formule générale RuCl2(NHC)(L), où L est un ligand para-cymene (p-cymene) ou un ligand THF, selon les conditions de réaction, et peut être remplacé par PMe3. Ces catalyseurs ont ensuite été testés dans la réaction d’hydrogénation du CO2 en présence d’amines pour donner des formamides. Les systèmes mono-NHC se sont avérés très actifs en présence de ligands PMe3, mais la lixiviation du métal a été observée, mettant en évidence la faible stabilité de la liaison Ru-NHC dans les conditions de réaction. Cependant, des systèmes dinucléaires Ru(bis-NHC) ont été développés, et ils ont montré une meilleure activité et stabilité que les systèmes mono-NHC dans l’hydrogénation du CO2, en présence de PMe3 comme ligand. Cela a permis d’utiliser des températures de réaction bien plus élevées (200°C) et d’obtenir des catalyseurs hétérogènes avec des performances s’approchant du meilleur catalyseur homogène, Cl2Ru(dppe)2. / The goal of this PhD was to elaborate supported Ru-NHC catalytic materials based on hybrid organic-inorganic materials having imidazolium units perfectly distributed within a silica matrix. Passivation of these imidazolium materials followed by formation of NHC-carbene and reaction with [RuCl2(p-cymene)]2 provided these well-defined surface sites of general structures RuCl2(NHC)(L), where L was para-cymene (p-cymene) or THF depending on the reaction conditions, which could be further replaced by PMe3. These systems were then tested in the hydrogenation of CO2 in presence of amine to give formamides. The mono-NHC systems were highly active only in the presence of PMe3 ligands, but suffered from Ru leaching, evidencing the low stability of the NHC-Ru bond under the reaction conditions. On the other hand, dinuclear bis-NHC Ru systems were also developed, and they displayed much improved activity and stability in the hydrogenation of CO2 in the presence of PMe3 compared to the mono-NHC systems. This allowed the use of much higher reaction temperatures (200 °C) and provided heterogeneous catalysts with performances close to those obtained with the best homogeneous catalysts, Cl2Ru(dppe)2.

L'objectif de la thèse est de fabriquer un conducteur protonique à base de phyllosilicates, fonctionnant à une température comprise entre 200°C et 300°C pour la production d'hydrogène d'une part, et l'hydrogénation du CO2 issu de la biomasse d'autre part. Le dépôt sera effectué sur un substrat en acier fritté, mis au point spécifiquement en collaboration avec le fournisseur.Afin d'appréhender les phénomènes régissant la croissance du dépôt et donc, pouvoir optimiser les performances du procédé, un suivi in-situ par spectroscopie d'impédance électrochimique sera effectué pour chaque essai. Ces analyses seront couplées avec d'autres analyses ex-situ (MEB,XPS,...). L'objectif étant de pouvoir contrôler minutieusement les caractéristiques de la couche formée, et reproduire rapidement le procédé à l'échelle industrielle.A la fin de la thèse, les résultats seront intégrés dans le programme SOLARVI, qui vise à stocker l'énergie issue de sources renouvelables pour la production d'hydrogène d'une part, et la transformation du CO2 issu de la biomasse en produits valorisables dans le domaine de l'énergie et dans la chaîne du carbone d'autre part. / This thesis aims at the elaboration of a phyllosilicate-based protonic conductor working at temperatures between 200°C and 300°C for hydrogen production and hydrogenation of CO2 coming from biomass. The deposit will be carried out on a sintered steel alloy, developed with the supplier.In order to understand the phenomena governing the growth of the deposit, an in-situ monitoring will be performed for each test, by electrochemical impedance spectroscopy. These analyses will be coupled with other ex-situ analyses (SEM, XPS...). That will allow us to obtain the good final properties of the protonic layer and quickly bring the process at industrial scale.At the end of the thesis, all results will be integrated within SOLARVI program, which aims at the energy storage coming from renewable sources, by hydrogen prduction and transformation of CO2 into products which could be valorized in energy and chemistry fields.

Este trabalho teve como objetivo a síntese e caracterização de sílicas mesoporosas suportadas com níquel para atuarem como catalisadores na hidrogenação de óleos vegetais. Foram escolhidas as sílicas mesoporosas ordenadas do tipo SBA-15 e FDU-1, sintetizadas a partir de TEOS como fonte de sílica e copolímeros triblocos como agentes direcionadores de estrutura em meio HCl. O Ni(NO3)2.6H2O foi utilizado como fonte de metal, cuja solução aquosa com a concentração de níquel desejada foi adicionada à sílica antes da remoção do molde polimérico, originando os precursores dos catalisadores. Após a impregnação, as amostras foram submetidas à calcinação sob atmosfera de ar, gerando o precursor na forma de óxido que ao ser tratado com H2 é reduzido Nio , forma ativa do catalisador. As técnicas de termogravimetria, termogravimetria derivada, difração de raios X a alto e baixo ângulo, isotermas de adsorção de nitrogênio e absorção atômica foram empregadas para a caracterização destes materiais. A TG/DTG foi utilizada para a simulação das melhores condições de calcinação/redução. As amostras foram calcinadas em um forno tubular com controlador de temperatura. Os ensaios de DRX confirmaram a fase NiO após calcinação e a fase Nio na redução, por termogravimetria. A difração por raios X, confirmou a presença da fase Ni . Os resultados dos ensaios de difração de raios X a baixo ângulo indicaram que com teores de Ni de até 10%, não há modificação na estrutura dos materiais SBA-15 e FDU-1. As isotermas de adsorção de nitrogênio são do tipo IV, características de materiais mesoporosos. Os teores de níquel foram medidos por absorção atômica. Os valores de áreas superficiais dos materiais com 10% de Ni foram superiores a 300 m2 /g, sugerindo que tais materiais são promissores para prosseguir com os estudos e efetivamente testá-los como catalisadores na hidrogenação de óleos vegetais / This work aimed at the synthesis and characterization of mesoporous silica supported with nickel to act as catalysts in the hydrogenation of vegetable oils. The SBA-15 and FDU-1 were chosen as mesoporous ordered silica types, synthesized from TEOS as a source of silica and tribloco copolymers as molded agents of the structure in the midst HCl. The Ni(NO3)2.6H2O was used as a source of metal, whose aqueous solution with the desired concentration of nickel has been added to the silica before the removal of mold polymer, forming the catalytic precursors. After impregnation, the samples were subjected to calcination under air atmosphere, creating the precursor in the oxided form which being treated with H2 is reduced to Nio , active form of the catalyst. The TG techniques, thermogravimetric derived, X-ray diffraction at high and low angles, nitrogen adsorption isotherms, and atomic absorption spectrometry were used to characterize these materials. The TG / DTG were used for the simulation of best calcination / reduction conditions. The samples were calcined in a tubular oven with temperature controller. The DRX tests confirmed the NiO phase after calcination and Nio phase in the reduction by TG. The SAXS results indicated that Ni levels up to 10% do not change the material structures such as SBA-15 and FDU-1. The nitrogen adsorption isotherms are the IV type, characteristics of mesoporous materials . The nickel levels were measured by atomic absorption spectrometry. Surface area values for materials with Ni10% were greater than 300 m2 / g, suggesting that such materials are promising to proceed with the studies and test them effectively as catalysts in the hydrogenation of vegetable oils

The surface-specific technique of vibrational sum frequency spectroscopy (VSFS) can provide vibrational information about chemical bonds at surfaces and interfaces. Two photons, of visible and infrared frequency, are spatially and temporally overlapped at a surface/interface to produce a photon at the sum frequency (SF) of the two input photons. As well as this process only being allowed in non-centrosymmetric media (i.e. VSFS is surface/interface specific), the SF process is enhanced when the IR beam is resonant with vibrational resonances. Broadband VSFS has been used in this project to study surfaces of two distinct classes of materials, namely graphene and polymers. Firstly, broadband VSFS was used to investigate the heating polymeric thin films using a home-built heated sample cell. The cell was tested using self-assembled monolayers (SAMs) of 1-octadecanethiol (ODT) grown on gold substrates. It was subsequently used to investigate thin films of poly(methyl methacrylate) (PMMA) of four different thicknesses and two different molecular weights that were spin-coated onto gold substrates. It was shown that the monolayers of ODT become disordered upon heating and solidified to incorporate the disorder introduced by the heating process. The PMMA films were also shown to become more disordered as a function of temperature. Secondly, broadband VSFS was used to investigate modified graphene, motivated by the fact that modifications to pristine graphene, be it intentional (i.e. functionalisation) or unintentional (i.e. contamination), cause the properties of graphene to change. This project focused on studying hydrogenated graphene, N-methylbenzamide functionalised graphene and contamination on commercial graphene. A method for calculating the number of hydrogen atoms in a hydrogen island was developed. VSF spectra of CH stretches in N-methylbenzamide functionalised graphene were obtained. Residues on commercially bought graphene were detected using VSFS and RAIRS. These residues were assigned to PMMA that remained on the CVD graphene by the process of transferring the CVD graphene from the copper foil on which it was grown onto the gold substrates.