Les neurones dopaminergiques (DA) de l’aire tegmentale ventrale (VTA) sont influencés par différents stimuli comme des récompenses naturelles et d’autres stimuli moins physiologiques tels que les drogues d’abus. Ces drogues agissent en détournant les mécanismes d’apprentissage qui sous-tendent normalement la motivation pour des renforçateurs naturels. Les neurones DA, en conditions physiologiques, sont subtilement régulés par une balance entre tonus GABA et glutamatergique. Ils sont soumis à de multiples sources inhibitrices dont le noyau accumbens, les interneurones locaux ou les neurones GABA de la queue de la VTA (tVTA). Le glutamate est également important dans leur modulation. Il contrôle leur activité en bursts, qui est le mode de décharge le plus efficace pour libérer de la dopamine et coder des informations associées à la récompense. Il permet des adaptations synaptiques à long terme qui se sont révélées importantes dans la prise de drogue. La connaissance des facteurs endogènes qui contrôlent l’excitabilité des cellules DA de la VTA est essentielle à la compréhension des processus physiologiques (recherche de plaisir…) mais aussi pathologiques (addiction…). L’objectif de mon travail a été de comprendre les circuits de régulation des neurones DA en conditions physiologiques et lors de l’exposition à la morphine. Dans un premier temps, nous avons étudié les mécanismes de régulation des neurones DA par la formation hippocampique ventrale incluant le subiculum ventral et l’aire CA1 ventrale (vSUB/CA1). Grâce à l’utilisation d’approches d’électrophysiologie in vivo chez le rat anesthésié, nous avons montré que le vSUB/CA1 exerce un contrôle excitateur glutamatergique des neurones DA. Nous avons mis en évidence que cette voie vSUB/CA1-VTA est polysynaptique, faisant intervenir le BNST comme relais. J’ai aussi pu confirmer le rôle fonctionnel de la tVTA en tant que nouvelle structure GABA modulant l’activité des neurones DA, renforçant ainsi l’idée d’une balance entre tonus GABA et glutamatergique régulant les neurones DA in vivo.La deuxième partie de ma thèse a consisté en l’étude des circuits neuronaux à l’origine des effets excitateurs de la morphine sur les neurones DA de la VTA in vivo. L’hypothèse actuelle est que la morphine excite les neurones DA par un mécanisme de désinhibition en inhibant les neurones GABA de la VTA. Grâce à l’utilisation d’approches multiples, nous avons proposé un nouveau circuit expliquant les effets de la morphine. Ces effets sont la conséquence d’une modification de la balance GABA/glutamate par la morphine. Elle se traduit par une diminution du tonus GABA et d’une augmentation du tonus glutamatergique. Enfin, nous avons pu démontrer qu’une seule exposition à la cocaïne augmente l’activité de base des neurones DA. Chez ces animaux, les effets excitateurs de la morphine sont potentialisés confirmant ainsi l’hypothèse que l’amplitude de l’activation des neurones DA par la morphine dépend de leur état d’excitabilité. / Dopaminergic (DA) neurons of the ventral tegmental area (VTA) are influenced by several stimuli such as natural rewards or drugs of abuse. Drugs shunt learning mechanisms which underlie motivation for natural reinforcers. Under physiological conditions, DA neurons are regulated by a balance between GABA and glutamatergic inputs. They receive several inhibitory inputs especially from the nucleus accumbens, VTA local interneurons and GABA neurons of the tail of the VTA (tVTA). Glutamate is also important in modulating DA neuron activity. It controls their bursting activity which is the most efficient way to release dopamine and to encode reward-associated informations. It allows long term synaptic adaptations important for addiction. Knowing how these endogenous factors control VTA DA neuron excitability is essential to understand physiological (search for pleasure…) and pathological (drug addiction…) processes.In the first part of my thesis, we studied the regulation of the VTA by the hippocampal formation including the ventral subiculum and the ventral CA1 area (vSUB/CA1). Using electrophysiological approaches in anesthetized animal, we showed that the vSUB/CA1 controls VTA DA neurons and that this input is glutamatergic. We also demonstrated that the vSUB/CA1-VTA pathway is polysynaptic implicating the BNST as a relay. I also confirmed the inhibitory control of the VTA by tVTA, new GABA input to DA neurons. Thus, in vivo, DA neurons are regulated by a balance between GABA and glutamatergic inputs. The second part of my research consisted in studying the neuronal circuits underlying excitatory effects of morphine on VTA DA neurons in vivo. The actual hypothesis is that morphine excites DA neurons by a disinhibition mechanism inhibiting VTA GABA neurons. Using several approaches (electrophysiological approaches in anesthetized animal, tract-tracing methods), we proposed a new circuitry explaining morphine effects. These excitatory effects result from a modification of the balance between GABA and glutamatergic inputs with a decrease of the GABA tone and an increase of the glutamatergic tone. Finally, we demonstrated that an acute cocaine exposure increases DA neuron activity. In animals exposed to cocaine, morphine excitatory effects are potentiated. This last experiment confirms the hypothesis that the amplitude of morphine-induced activation of VTA DA neurons depends on their excitability state.

Les patients atteints d'épilepsie du lobe temporal (TLE) ainsi que les rats injectés à l'acide kaïnique (KA) exhibent des patrons pathophysiologiques similaires de crises, de sclérose de l'hippocampe et de perte de certains types neuronaux. Parmi les cellules atteintes dans le modèle KA du TLE on retrouve certains interneurones inhibiteurs du CA1. En effet, certains interneurones des couches oriens et alveus (O/A-IN) meurent suite à une injection de KA chez le rat, contrairement aux interneurones à la bordure des couches radiatum et lacunosum/moleculare (R/LM-IN) de la même région. Bien que cette perte soit empêchée par des antagonistes des récepteurs glutamatergiques métabotropes de groupe I (mGluR1/5), la cause de cette perte sélective des O/A-INs reste à être précisée. Au cours des travaux de cette thèse, nous avons effectué des enregistrements de patch-clamp en configuration cellule-entière en modes courant- et voltage-imposé couplés à l'imagerie calcique pour étudier les causes de la vulnérabilité sélective des O/A-INs dans ce modèle. Dans un premier temps, nous avons évalué les effets d'une application aiguë de KA sur les propriétés membranaires et calciques pour voir s'il y avait des différences entre les O/A-INs et R/LM-INs qui pourraient expliquer la vulnérabilité. Nos résultats montrent que les dépolarisations et variations de résistance d'entrée ainsi que les augmentations de calcium intracellulaire, dépendantes principalement des récepteurs -amino-3-hydroxy-5-methyl-4-isoxasole propionic acid (AMPA), sont similaires entre les deux types d'interneurones suite à des applications aigües de KA. Ceci indique que l'effet aigu du KA sur les interneurones ne serait pas la cause de la vulnérabilité des O/A-INs. Dans un second temps nous avons comparé l'implication des sous-types de récepteurs mGluR1 et 5 dans l'activité épileptiforme des deux types d'interneurones évoquée dans un modèle de tranche désinhibée. Dans ce cas, nos données montrent un rôle important des mGluR1 et 5 activés synaptiquement lors des décharges épileptiformes et ce, de manière spécifique aux O/A-INs. Les courants synaptiques sous-tendant ces décharges impliquent des récepteurs ionotropes et métabotropes du glutamate. En présence d'antagonistes des récepteurs ionotropes glutamatergiques, les courants synaptiques sont biphasiques et formés de composantes rapide et lente. Les récepteurs mGluR1 et 5 sont différemment impliqués dans ces composantes: les mGluR5 étant impliqués dans les composantes rapide et lente, et les mGluR1 que dans la composante lente. Ces résultats indiquent que les mGluR1 et 5 contribuent différemment à l'activité épileptiforme, et spécifiquement dans les O/A-INs, et pourraient donc être impliqués dans la vulnérabilité sélective de ces interneurones dans le modèle KA. / Temporal lobe epilepsy (TLE) patients, as well as kainic acid (KA)-treated rodents, display similar pathophysiological patterns of behavioural seizures, hippocampal sclerosis and loss of certain neuronal types in the hippocampus. Among the cell types selectively vulnerable in the experimental KA model of TLE are certain inhibitory interneurons of the CA1 hippocampal region. Specifically, interneurons located in the oriens and alveus layers (O/A-IN) are lost following KA injections, whereas interneurons found in the radiatum/lacunosum-moleculare layers (R/LM-IN) are resistant. Although it has been shown that the group I metabotropic glutamate receptor (mGluR1/5) inhibitors can block this cell loss seen in the KA model, the precise cause of the selective O/A-IN vulnerability remains to be clarified. In this thesis, we have performed whole-cell patch-clamp recordings with simultaneous calcium imaging in an effort to elucidate the cause of the selective vulnerability of O/A-INs. We first determined the effects of acute KA applications on membrane properties and intracellular calcium rises in hippocampal slices to see if they might be different between O/A-INs and R/LM-INs. Our results reveal similar -amino-3-hydroxy-5-methyl-4-isoxasole propionic acid (AMPA) receptor dependent membrane depolarizations, input resistance variations and calcium reponses in these cells following KA applications, suggesting that acute KA actions may not cause the selective vulnerability of O/A-INs. Furthermore, we evaluated the contribution of mGluR1/5 to epileptiform discharges evoked in a disinhibited slice model, comparing responses between O/A-INs and R/LM-INs. Our data show an important role of synaptically activated mGluR1/5 during epileptiform discharges specifically in O/A-INs. In addition we show that the synaptic currents underlying these discharges involve ionotropic and metabotropic glutamate receptors. In the presence of antagonists of ionotropic glutamate receptors, synaptic currents are biphasic and composed of fast and slow components. mGluR1 and mGluR5 are involved differently in these components with mGluR5 implicated in fast and slow components and mGluR1 in the slow component only. Our findings therefore suggest that mGluR1 and 5 contribute differently to epileptiform discharges, and do so specifically in O/A-INs, suggesting that their activation may contribute to the selective vulnerability of these interneurons in the KA model of TLE.

A hipóxia-isquemia (HI) é a principal causa de mortalidade no período perinatal e, nos sobreviventes, a incidência de comorbidades neurológicas é elevada. O encéfalo imaturo, altamente susceptível ao insulto hipóxico-isquêmico, é bastante sensível a estímulos ambientais tais como o enriquecimento ambiental (EA). Os objetivos deste estudo foram: 1) investigar o desempenho comportamental em um novo teste de memória e aprendizagem, o Ox-maze; 2) analisar a atividade das enzimas Na+,K+-ATPase, catalase (CAT) e glutationaperoxidase (GPx) no hipocampo; 3) caracterizar os neurônios piramidais da região CA1 hipocampal quanto à arborização dendrítica; 4) analisar alterações astrocíticas e sinápticas pela avaliação da imunoreatividade das proteínas GFAP e sinaptofisina usando a técnica de imunofluorescência e, 5) quantificar a densidade celular por meio de cortes semifinos da região CA1 do hipocampo de animais hipóxico-isquêmicos expostos a um ambiente enriquecido. Ratos com sete dias de idade foram divididos em quatro grupos e submetidos ou não ao procedimento cirúrgico de acordo com o grupo experimental ao qual pertenciam: controle mantido em ambiente padrão (CTAP), controle em ambiente enriquecido (CTAE), HI em ambiente padrão (HIAP) e HI em ambiente enriquecido (HIAE). Passado o período de EA (1h/dia, 6 dias/semana, 9 semanas iniciando após o desmame), os parâmetros mencionados foram avaliados nos animais. Os dados indicaram que a HI causou um prejuízo na memória e no aprendizado no teste do “OX-maze”, o qual foi revertido pelo efeito do ambiente enriquecido. A HI causou diminuição da atividade enzimática da Na+,K+-ATPase no hipocampo contralateral, assim como uma redução na imunorreatividade à sinaptofisina e nadensidade neuronal, sendo que o EA foi efetivo na recuperação da atividade da enzima Na+,K+-ATPase e dos níveis de sinaptofisina no hipocampo contralateral à lesão. As atividades de CAT e GPX não foram alteradas pela HI em nenhum dos grupos avaliados, mesmo resultado encontrado nas análises de GFAP e de padrão de arborização dendrítica. Por fim, neste estudo foi observado o importante efeito lesivo causado pela HI neonatal e o papel do EA como estratégia neuroprotetora na recuperação funcional, na atividade da Na+,K+-ATPase e na expressão de sinaptofisina. Este estudo traz avanços em busca dos mecanismos pelos quais a melhora funcional ocorre em animais HI expostos ao EA, mas pode-se verificar que não fica totalmente esclarecido como esta estratégia atua. Outros estudos são necessários para a identificação de possíveis mecanismos que atuem como mediadores da resposta funcional do EA após um evento isquêmico. / Hypoxia-ischemia (HI) is the main mortality cause in perinatal period and, in survivors, the incidence of neurological disabilities is elevated. The immature brain, highly susceptible to hypoxic-ischemic insult, is sensible to environmental stimuli, as environmental enrichment (EE). The aims of this study were to investigate: 1) behavioral performance in a new memory and learning task, the oxmaze task; 2) evaluate Na+,K+-ATPase, catalase (CAT) and glutathione peroxidase (GPx) activities in the hippocampus; 3) characterizes dendritic arbor in pyramidal neurons from CA1 region from hippocampus; 4) analyze alterations in hippocampal synaptophysin and GFAP immmunoreactivity and, 5) analyze neuronal density alterations in hippocampus of hypoxic-ischemic rats exposed to enriched environment. Seven-day-old rats were divided into four groups: controlmaintained in standard environment (CTSE), control submitted to EE (CTEE), HI in standard environment (HISE) and HI in EE (HIEE). Past the end of EE period (1 hour/day, 6 days/week, 9 weeks), mentioned parameters were evaluated in animals. Present results indicate learning and memory in the “OXmaze” task were impaired in HI rats and this effect was recovered after EE. On the contralateral hemisphere, HI caused a decrease in Na+,K+-ATPase activity that was recovered by EE. Results also indicate that HI damage decreases hippocampal synaptophysin immunoreactivity and neuronal density, moreover EE was effective in recovering synaptophysin levels on contralateral to the lesion hippocampus. The activities of GPx and CAT were not changed by HI in any group evaluated, some result founded on GFAP immunoreactivity and dendritic arborization characterization analysis. In conclusion, the important effect of HI lesion and the role of EE like neuroprotective strategy on functional impairment and on Na+,K+-ATPase activity and synaptophysin immunoreactivity was proven. Although this study have important advances in search of mechanisms by which the functional enhancement occurs in the animals submitted to HI and exposed to EE, it can be seen that it is not completely clear how this approach works. Further studies are needed to identify possible mechanisms that act as mediators of EE functional response after an ischemic event.

Transition metal oxides have proven to be a fertile research area for condensed matter physicists due to the fascinating array of superconducting, magnetic and electronic properties they exhibit. A particular resurgence of intense activity in investigating the properties of these systems followed the discovery of high temperature superconductivity in the cuprates, colossal magnetoresistance in the manganites, ferroelectricity in the cobaltites and simultaneous ferroelectric and ferromagnetic ordering in the manganites. These diverse properties of transition metal compounds arise due to the presence of strong electron-electron interactions within the transition element 3d states. Indeed, it is the competition between the localizing effects of such interactions and the comparable hopping strengths driving the system towards delocalization, that is responsible for these wide spectrum of interesting properties. In terms of theoretical and fundamental issues, electronic structure of transition metal oxides play a most important role, providing a testing ground for new many-body theoretical approaches treating the correlation problem at various levels of approximations. In addition to this rich spectrum of properties, metal-insulator transitions often occur and can even be coincident with structural or magnetic changes due to the strong coupling between charge, magnetic and lattice degrees of freedom. However, in spite of the immense activities in this area, the underlying phenomena is not yet completely understood. A careful investigation of the electronic structure of these systems will help in the microscopic understanding of these and photoelectron spectroscopy has been established as the most powerful tool for investigating the electronic structures of these systems. In this thesis we investigate the electronic structures of some of these transition metal oxides and the metal-insulator transition as a function of electron correlation strength and doping of charge carriers by means of photoelectron spectroscopy; we analyze the experimental results using various theoretical approaches, in order to obtain detailed and quantitative understandings. This thesis is organized into seven chapters. Chapter 1 is a general introduction to the various concepts discussed in this thesis. Here we briefly describe the various mechanisms and theoretical formalisms used for understanding the metal-insulator transitions in strongly correlated systems and the evolution of the electronic structure across the transition. The experimental and the calculational techniques used in this thesis is described in Chapter 2. This includes different sample synthesis techniques and the characterization tools used in the present study. Photoelectron spectroscopic techniques used for probing the electronic structure of various systems are also discussed in this chapter. In Chapter 3, we discuss the coexistence of ferromagnetism and superconductivity in ruthenocuprates by looking at the electronic structures of RuSr2Eu1.5Ce0.5Cu2O10 which is a ferromagnetic superconductor having the ferromagnetic TC ~ 100 K and a superconducting transition of ~ 30 K compared with RuSr2EuCeCu2O10 which is a ferromagnetic (TC ~ 150 K) insulator in conjunction with two reference systems, RuSr2GdO6and Sr2RuO4. The coexistence of ferromagnetic order with superconductivity below the superconducting temperature is an interesting issue since the pair-breaking due to magnetic interactions is not significant in these cases. Extensive photoelectron spectroscopic measurements were performed on these systems and our results show that Eu and Ce in both the ruthenocuprates exists in 3+ and 4+ states, respectively. Also the analysis of the Ru 3d and 3p core levels suggests that Ru remains in the pentavalent state in both the cases. The constancy of Ru valency with doping of charge carriers that bring about an insulator to metal transition and the superconducting state suggests that the electronic structure and transport properties of these compounds are not governed by the Ru-O plane, but by the Cu-O plane, much as in the case of other high TC cuprates. Analysis of the Cu 2p core level spectra in terms of a cluster model, including configuration interaction and multiplet interactions between Cu 3d and 2p as well as that within the Cu 3d states, establish a close similarity of the basic electronic structure of these ruthenocuprates to those of other high TC cuprates. Here the charge transfer energy, Δ << Udd,Cu 3d multiplet-averaged Coulomb repulsion energy, establishing the compounds to be deep in the charge transfer regime. Continuing with the ruthenocuprate systems in Chapter 4, we look at the electronic structure of hole doped La2CuRuO6systems using various photoemission techniques. It was expected that since the substitution of La3+by Sr2+changes the d electron count, the system will undergo a metal to insulator transition, but the transport properties show that all of them remain semiconducting through out the lowest temperature of measurement. A careful analysis of the Ru 3d and 3p core level spectra shows that Ru exists in Ru 4+state in La2CuRuO6and goes towards Ru 5+state with hole doping. This suggests that the doped holes affects the electronic structure of the Ru levels in these systems. A spectral decomposition of the Ru 3d core level suggests the existence of a spin orbit split doublet having two peaks, a main core level peak and a satellite peak at the higher binding energy side of the main peak and the intensity ratio of the satellite peak to the main peak increases with the insulating nature of the compounds as reported for other Ru 4d strongly correlated systems. This observation is also consistent with the transport properties. Cu 2p core level spectra also shows variations in the satellite-to-main peak Cu 2p intensities suggesting that the electronic structure of the Cu levels are also getting affected with Sr doping. Valence band spectral features near the Fermi level shows that the spectral weight is highest for La2CuRuO6and depletes slowly with Sr doping consistent with the expected d electron count as suggested by the Ru valencies. In Chapter 5 and Chapter 6 we discuss the electronic structure investigations of two early transition metal oxide series, namely Ca1−xSrxVO3and Ce1−xSrxTiO3. Surface sensitivity dependence of photoemission experiments has been explored to show that the surface and the bulk electronic structures of Ca1−xSrxVO3system is different. Photoemission spectra of this system using synchrotron radiation reveal a hither to unnoticed polarization dependence of the photoemission matrix elements for the surface component leading to substantial underestimation. Extracted bulk spectra from experimentally determined electron escape depth and underestimation of surface contributions resolve the puzzling issues that arose due to the recent diverse interpretations of the electronic structure in Ca1−xSrxVO3. Keeping in mind the above-mentioned caveat, the present results still clearly establish that the linear polarization of synchrotron radiation plays a key role in determining the spectral lineshape in these systems. The experimentally-determined bulk spectra provide an understanding of the electronic structure in Ca1−xSrxVO3, consistent with experimental γ values, calculated change in the d-bandwidth and the geometrical/structural trends across the series, thereby resolving the puzzle concerning the structure-property relationship in this interesting class of compounds. In Chapter 6 we discuss the issues of metal-insulator transition close to the d0limit as well as the evolution of the electronic structure of a strongly correlated system as a function of electron occupancy, by investigating the family of Ce1−xSrxTiO3compounds by recording core level as well as valence band photoemission spectra using lab source as well as synchrotron radiations. Core level Ce 3d spectra from Ce1−xSrxTiO3samples establish a trivalent state of Ce in these compounds for all values of x confirming that charge doping in the present system does not alter the electronic structure of Ce. Hence the change in valency due to Sr substitution and thus, the carrier number, takes place only in the Ti 3d-O 2p manifold. We also carried out extensive VUV photoemission experiments on these samples with the photon energy varying between 26-122 eV. From the difference spectrum obtained by subtracting the off-resonance spectrum from the on-resonance one, we obtain the Ce 4f spectral signature; thus obtained Ce 4f spectrum which has a peak at about 3 eV binding energy and shows no intensity at EF even for the metallic samples, consistent with a Ce3+state. In order to study the states near EF responsible for the metal-insulator transition in these compounds, we recorded the valence band spectra at the Ce 4f off-resonance condition so that the coherent and the incoherent spectral features arising from the Ti 3d states could be clearly resolved, allowing us to investigate the metal insulator transition in the Ce1−xSrxTiO3system as a function of Sr or hole doping. The experimental spectra of the metallic compounds exhibit an intensity of the incoherent feature considerably larger than that predicted by theory. This discrepancy is possibly due to a difference in the surface and the bulk electronic structures of these compounds. Chapter 7 is divided into two parts. In the first part we discuss the extended x-ray absorption fine structure (EXAFS) studies performed on two transition metal oxide series, La1−xSrxCoO3and La1−xSrxFeO3to look at the local structure distortions happening around the transition metal ions and its role in bringing out metal to insulator transitions in transition metal oxide systems. Here we chose to investigate these two systems since La1−xSrxCoO3undergoes an insulator to metal transition for x ∼ 0.15 and La1−xSrxFeO3remains insulating for the entire range of doping. The static mean square relative displacement, which we believe to be a representation of the disorder present in the system, extracted by fitting the experimental data by a correlated Einstein model, as a function of composition in La1−xSrxCoO3saturates beyond the critical composition where as the disorder parameter continues to increase through out the entire doping range in the case of La1−xSrxFeO3where metal-insulator transition is absent. In the second part of Chapter 7 we discuss the x-ray absorption near edge structure (XANES) studies performed on the above mentioned series of systems. Co K-edge XANES spectra of La1−xSrxCoO3show that there is a systematic shift of the main absorption peak with hole doping suggesting that the Co valency changes systematically with Sr doping. Also, the pre-edge feature of LaCoO3shows the transitions to t2g level clearly showing that Co3+in LaCoO3is not in a pure low spin (t6 2g) state. The Fe K-edge XANES spectra of La1−xSrxFeO3also exhibit a systematic shift to the higher energy side with increase in Sr content, indicating an increase in the Fe valence. Also from the La L3edge analysis, it can be concluded that the oxygen environment around La and the electronic configuration of La are systematically changing with Sr doping.

This thesis examines the rapid, non-genomic effects of estrogens on neural plasticity and learning. Estrogens are classically known to affect gene transcription events, however they have more recently been found to also rapidly activate second messenger systems within 1hr of administration. Therefore, we first examined the rapid effects of 17β-estradiol, and an estrogen receptor (ER) α and ERβ agonist on three different learning paradigms: object placement, object recognition, and social recognition. We found that both systemic injections and intrahippocampal delivery of 17β-estradiol and the ERα agonist improved performance on all 3 learning paradigms within 40min of hormone administration. However, the ERβ agonist administered systemically or intrahippocampally, improved performance only on the object placement learning paradigm, while having no effect on object recognition, and impairing social recognition at high doses. To elucidate how estrogens might rapidly affect learning, we examined how estrogens rapidly affect the neural plasticity of CA1 hippocampal neurons. We found that 17β-estradiol and the ERα agonist increased dendritic spine density in CA1 hippocampal neurons within 40min of administration, suggesting that estrogens rapidly increase the density of synapses within this brain region. Conversely, the ERβ agonist did not affect spine density, or decreased spine density. In addition, by using whole-cell patch clamp recordings of CA1 pyramidal neurons, we were able to determine that 17β-estradiol and the ERα agonist rapidly reduced AMPA receptor (but not NMDA receptor) mediated membrane depolarizations after 15min of hormone application. Similar to above, the ERβ agonist had no effect on AMPA or NMDA receptor mediated membrane depolarizations. These data suggest that estrogens rapidly promote the development of immature synapses (which contain low levels of synaptic AMPA receptors) within the CA1 hippocampus. Immature spines provide synaptic sites at which new memories can be stored and are thought of as “learning spines” (Kasai et al, 2003). Therefore, estrogens (through ERα) may rapidly induce the formation of hippocampal immature spines to promote learning. / Funded by NSERC

Les patients atteints d'épilepsie du lobe temporal (TLE) ainsi que les rats injectés à l'acide kaïnique (KA) exhibent des patrons pathophysiologiques similaires de crises, de sclérose de l'hippocampe et de perte de certains types neuronaux. Parmi les cellules atteintes dans le modèle KA du TLE on retrouve certains interneurones inhibiteurs du CA1. En effet, certains interneurones des couches oriens et alveus (O/A-IN) meurent suite à une injection de KA chez le rat, contrairement aux interneurones à la bordure des couches radiatum et lacunosum/moleculare (R/LM-IN) de la même région. Bien que cette perte soit empêchée par des antagonistes des récepteurs glutamatergiques métabotropes de groupe I (mGluR1/5), la cause de cette perte sélective des O/A-INs reste à être précisée. Au cours des travaux de cette thèse, nous avons effectué des enregistrements de patch-clamp en configuration cellule-entière en modes courant- et voltage-imposé couplés à l'imagerie calcique pour étudier les causes de la vulnérabilité sélective des O/A-INs dans ce modèle. Dans un premier temps, nous avons évalué les effets d'une application aiguë de KA sur les propriétés membranaires et calciques pour voir s'il y avait des différences entre les O/A-INs et R/LM-INs qui pourraient expliquer la vulnérabilité. Nos résultats montrent que les dépolarisations et variations de résistance d'entrée ainsi que les augmentations de calcium intracellulaire, dépendantes principalement des récepteurs -amino-3-hydroxy-5-methyl-4-isoxasole propionic acid (AMPA), sont similaires entre les deux types d'interneurones suite à des applications aigües de KA. Ceci indique que l'effet aigu du KA sur les interneurones ne serait pas la cause de la vulnérabilité des O/A-INs. Dans un second temps nous avons comparé l'implication des sous-types de récepteurs mGluR1 et 5 dans l'activité épileptiforme des deux types d'interneurones évoquée dans un modèle de tranche désinhibée. Dans ce cas, nos données montrent un rôle important des mGluR1 et 5 activés synaptiquement lors des décharges épileptiformes et ce, de manière spécifique aux O/A-INs. Les courants synaptiques sous-tendant ces décharges impliquent des récepteurs ionotropes et métabotropes du glutamate. En présence d'antagonistes des récepteurs ionotropes glutamatergiques, les courants synaptiques sont biphasiques et formés de composantes rapide et lente. Les récepteurs mGluR1 et 5 sont différemment impliqués dans ces composantes: les mGluR5 étant impliqués dans les composantes rapide et lente, et les mGluR1 que dans la composante lente. Ces résultats indiquent que les mGluR1 et 5 contribuent différemment à l'activité épileptiforme, et spécifiquement dans les O/A-INs, et pourraient donc être impliqués dans la vulnérabilité sélective de ces interneurones dans le modèle KA. / Temporal lobe epilepsy (TLE) patients, as well as kainic acid (KA)-treated rodents, display similar pathophysiological patterns of behavioural seizures, hippocampal sclerosis and loss of certain neuronal types in the hippocampus. Among the cell types selectively vulnerable in the experimental KA model of TLE are certain inhibitory interneurons of the CA1 hippocampal region. Specifically, interneurons located in the oriens and alveus layers (O/A-IN) are lost following KA injections, whereas interneurons found in the radiatum/lacunosum-moleculare layers (R/LM-IN) are resistant. Although it has been shown that the group I metabotropic glutamate receptor (mGluR1/5) inhibitors can block this cell loss seen in the KA model, the precise cause of the selective O/A-IN vulnerability remains to be clarified. In this thesis, we have performed whole-cell patch-clamp recordings with simultaneous calcium imaging in an effort to elucidate the cause of the selective vulnerability of O/A-INs. We first determined the effects of acute KA applications on membrane properties and intracellular calcium rises in hippocampal slices to see if they might be different between O/A-INs and R/LM-INs. Our results reveal similar -amino-3-hydroxy-5-methyl-4-isoxasole propionic acid (AMPA) receptor dependent membrane depolarizations, input resistance variations and calcium reponses in these cells following KA applications, suggesting that acute KA actions may not cause the selective vulnerability of O/A-INs. Furthermore, we evaluated the contribution of mGluR1/5 to epileptiform discharges evoked in a disinhibited slice model, comparing responses between O/A-INs and R/LM-INs. Our data show an important role of synaptically activated mGluR1/5 during epileptiform discharges specifically in O/A-INs. In addition we show that the synaptic currents underlying these discharges involve ionotropic and metabotropic glutamate receptors. In the presence of antagonists of ionotropic glutamate receptors, synaptic currents are biphasic and composed of fast and slow components. mGluR1 and mGluR5 are involved differently in these components with mGluR5 implicated in fast and slow components and mGluR1 in the slow component only. Our findings therefore suggest that mGluR1 and 5 contribute differently to epileptiform discharges, and do so specifically in O/A-INs, suggesting that their activation may contribute to the selective vulnerability of these interneurons in the KA model of TLE.

Recent literature has shown that AMPA (α-amino-3-hydroxy-5-methyl-4-isoxazolepropionic acid) receptors lacking the GluR2 subunit (thus calcium permeable) are widely expressed in the CNS, especially in interneurons and glia, where they contribute to synaptic transmission and plasticity. Studies have also indicated that calcium permeable AMPARs (CP-AMPARs) are expressed and participate in synaptic regulation in principal neurons, including hippocampal pyramidal neurons. Furthermore, CP-AMPARs and their resultant calcium influx are implicated in various pathophysiological conditions such as ischemia and seizures. However, the synaptic events activated by calcium influx through CP-AMPARs remain unknown. I took advantage of genetically altered mice without (GluR2-/-) or with reduced GluR2 (GluR2+/-), thus allowing the expression and detailed analysis of synaptic CP-AMPARs in hippocampal pyramidal neurons. Utilizing electrophysiological techniques, I demonstrated that these receptors were capable of inducing numerous forms of long-term potentiation (referred to as CP-AMPAR-dependent LTP) through a number of different induction protocols, including high-frequency stimulation (HFS) and theta-burst stimulation (TBS). This included a previously undemonstrated form of protein-synthesis dependent late-LTP (L-LTP) at CA1 synapses that is NMDA-receptor (NMDAR) independent. This form of plasticity was completely blocked by the selective CP-AMPAR inhibitor IEM-1460. Surprisingly, calcium/calmodulin-dependent kinase II (CaMKII), the key protein kinase that is indispensable for NMDAR-dependent LTP at CA1 synapses appeared to be not required for the induction of CP-AMPAR-dependent LTP due to the lack of effect of two separate pharmacological inhibitors (KN-62 and staurosporine) on this form of potentiation. Both KN-62 and staurosporine strongly inhibited NMDAR dependent LTP in control studies. In contrast, inhibitors for the extracellular signal-regulated kinase/mitogen-activated protein kinase (ERK/MAPK) cascade (PD98059 and U0126) significantly attenuated this CP-AMPAR-dependent LTP. Additional studies with knockout mice revealed that the ERK/MAPK signalling cascade is likely acting through p-21 activated kinase 1 (or PAK1, a Rho-GTPase associated kinase) dependent mechanisms. These results suggest that distinct synaptic signalling underlies GluR2-lacking CP-AMPAR-dependent LTP, and reinforces the recent notions that CP-AMPARs are important facilitators of synaptic plasticity in the brain.

Recent literature has shown that AMPA (α-amino-3-hydroxy-5-methyl-4-isoxazolepropionic acid) receptors lacking the GluR2 subunit (thus calcium permeable) are widely expressed in the CNS, especially in interneurons and glia, where they contribute to synaptic transmission and plasticity. Studies have also indicated that calcium permeable AMPARs (CP-AMPARs) are expressed and participate in synaptic regulation in principal neurons, including hippocampal pyramidal neurons. Furthermore, CP-AMPARs and their resultant calcium influx are implicated in various pathophysiological conditions such as ischemia and seizures. However, the synaptic events activated by calcium influx through CP-AMPARs remain unknown. I took advantage of genetically altered mice without (GluR2-/-) or with reduced GluR2 (GluR2+/-), thus allowing the expression and detailed analysis of synaptic CP-AMPARs in hippocampal pyramidal neurons. Utilizing electrophysiological techniques, I demonstrated that these receptors were capable of inducing numerous forms of long-term potentiation (referred to as CP-AMPAR-dependent LTP) through a number of different induction protocols, including high-frequency stimulation (HFS) and theta-burst stimulation (TBS). This included a previously undemonstrated form of protein-synthesis dependent late-LTP (L-LTP) at CA1 synapses that is NMDA-receptor (NMDAR) independent. This form of plasticity was completely blocked by the selective CP-AMPAR inhibitor IEM-1460. Surprisingly, calcium/calmodulin-dependent kinase II (CaMKII), the key protein kinase that is indispensable for NMDAR-dependent LTP at CA1 synapses appeared to be not required for the induction of CP-AMPAR-dependent LTP due to the lack of effect of two separate pharmacological inhibitors (KN-62 and staurosporine) on this form of potentiation. Both KN-62 and staurosporine strongly inhibited NMDAR dependent LTP in control studies. In contrast, inhibitors for the extracellular signal-regulated kinase/mitogen-activated protein kinase (ERK/MAPK) cascade (PD98059 and U0126) significantly attenuated this CP-AMPAR-dependent LTP. Additional studies with knockout mice revealed that the ERK/MAPK signalling cascade is likely acting through p-21 activated kinase 1 (or PAK1, a Rho-GTPase associated kinase) dependent mechanisms. These results suggest that distinct synaptic signalling underlies GluR2-lacking CP-AMPAR-dependent LTP, and reinforces the recent notions that CP-AMPARs are important facilitators of synaptic plasticity in the brain.

A hipóxia-isquemia (HI) é a principal causa de mortalidade no período perinatal e, nos sobreviventes, a incidência de comorbidades neurológicas é elevada. O encéfalo imaturo, altamente susceptível ao insulto hipóxico-isquêmico, é bastante sensível a estímulos ambientais tais como o enriquecimento ambiental (EA). Os objetivos deste estudo foram: 1) investigar o desempenho comportamental em um novo teste de memória e aprendizagem, o Ox-maze; 2) analisar a atividade das enzimas Na+,K+-ATPase, catalase (CAT) e glutationaperoxidase (GPx) no hipocampo; 3) caracterizar os neurônios piramidais da região CA1 hipocampal quanto à arborização dendrítica; 4) analisar alterações astrocíticas e sinápticas pela avaliação da imunoreatividade das proteínas GFAP e sinaptofisina usando a técnica de imunofluorescência e, 5) quantificar a densidade celular por meio de cortes semifinos da região CA1 do hipocampo de animais hipóxico-isquêmicos expostos a um ambiente enriquecido. Ratos com sete dias de idade foram divididos em quatro grupos e submetidos ou não ao procedimento cirúrgico de acordo com o grupo experimental ao qual pertenciam: controle mantido em ambiente padrão (CTAP), controle em ambiente enriquecido (CTAE), HI em ambiente padrão (HIAP) e HI em ambiente enriquecido (HIAE). Passado o período de EA (1h/dia, 6 dias/semana, 9 semanas iniciando após o desmame), os parâmetros mencionados foram avaliados nos animais. Os dados indicaram que a HI causou um prejuízo na memória e no aprendizado no teste do “OX-maze”, o qual foi revertido pelo efeito do ambiente enriquecido. A HI causou diminuição da atividade enzimática da Na+,K+-ATPase no hipocampo contralateral, assim como uma redução na imunorreatividade à sinaptofisina e nadensidade neuronal, sendo que o EA foi efetivo na recuperação da atividade da enzima Na+,K+-ATPase e dos níveis de sinaptofisina no hipocampo contralateral à lesão. As atividades de CAT e GPX não foram alteradas pela HI em nenhum dos grupos avaliados, mesmo resultado encontrado nas análises de GFAP e de padrão de arborização dendrítica. Por fim, neste estudo foi observado o importante efeito lesivo causado pela HI neonatal e o papel do EA como estratégia neuroprotetora na recuperação funcional, na atividade da Na+,K+-ATPase e na expressão de sinaptofisina. Este estudo traz avanços em busca dos mecanismos pelos quais a melhora funcional ocorre em animais HI expostos ao EA, mas pode-se verificar que não fica totalmente esclarecido como esta estratégia atua. Outros estudos são necessários para a identificação de possíveis mecanismos que atuem como mediadores da resposta funcional do EA após um evento isquêmico. / Hypoxia-ischemia (HI) is the main mortality cause in perinatal period and, in survivors, the incidence of neurological disabilities is elevated. The immature brain, highly susceptible to hypoxic-ischemic insult, is sensible to environmental stimuli, as environmental enrichment (EE). The aims of this study were to investigate: 1) behavioral performance in a new memory and learning task, the oxmaze task; 2) evaluate Na+,K+-ATPase, catalase (CAT) and glutathione peroxidase (GPx) activities in the hippocampus; 3) characterizes dendritic arbor in pyramidal neurons from CA1 region from hippocampus; 4) analyze alterations in hippocampal synaptophysin and GFAP immmunoreactivity and, 5) analyze neuronal density alterations in hippocampus of hypoxic-ischemic rats exposed to enriched environment. Seven-day-old rats were divided into four groups: controlmaintained in standard environment (CTSE), control submitted to EE (CTEE), HI in standard environment (HISE) and HI in EE (HIEE). Past the end of EE period (1 hour/day, 6 days/week, 9 weeks), mentioned parameters were evaluated in animals. Present results indicate learning and memory in the “OXmaze” task were impaired in HI rats and this effect was recovered after EE. On the contralateral hemisphere, HI caused a decrease in Na+,K+-ATPase activity that was recovered by EE. Results also indicate that HI damage decreases hippocampal synaptophysin immunoreactivity and neuronal density, moreover EE was effective in recovering synaptophysin levels on contralateral to the lesion hippocampus. The activities of GPx and CAT were not changed by HI in any group evaluated, some result founded on GFAP immunoreactivity and dendritic arborization characterization analysis. In conclusion, the important effect of HI lesion and the role of EE like neuroprotective strategy on functional impairment and on Na+,K+-ATPase activity and synaptophysin immunoreactivity was proven. Although this study have important advances in search of mechanisms by which the functional enhancement occurs in the animals submitted to HI and exposed to EE, it can be seen that it is not completely clear how this approach works. Further studies are needed to identify possible mechanisms that act as mediators of EE functional response after an ischemic event.

A hipóxia-isquemia (HI) é a principal causa de mortalidade no período perinatal e, nos sobreviventes, a incidência de comorbidades neurológicas é elevada. O encéfalo imaturo, altamente susceptível ao insulto hipóxico-isquêmico, é bastante sensível a estímulos ambientais tais como o enriquecimento ambiental (EA). Os objetivos deste estudo foram: 1) investigar o desempenho comportamental em um novo teste de memória e aprendizagem, o Ox-maze; 2) analisar a atividade das enzimas Na+,K+-ATPase, catalase (CAT) e glutationaperoxidase (GPx) no hipocampo; 3) caracterizar os neurônios piramidais da região CA1 hipocampal quanto à arborização dendrítica; 4) analisar alterações astrocíticas e sinápticas pela avaliação da imunoreatividade das proteínas GFAP e sinaptofisina usando a técnica de imunofluorescência e, 5) quantificar a densidade celular por meio de cortes semifinos da região CA1 do hipocampo de animais hipóxico-isquêmicos expostos a um ambiente enriquecido. Ratos com sete dias de idade foram divididos em quatro grupos e submetidos ou não ao procedimento cirúrgico de acordo com o grupo experimental ao qual pertenciam: controle mantido em ambiente padrão (CTAP), controle em ambiente enriquecido (CTAE), HI em ambiente padrão (HIAP) e HI em ambiente enriquecido (HIAE). Passado o período de EA (1h/dia, 6 dias/semana, 9 semanas iniciando após o desmame), os parâmetros mencionados foram avaliados nos animais. Os dados indicaram que a HI causou um prejuízo na memória e no aprendizado no teste do “OX-maze”, o qual foi revertido pelo efeito do ambiente enriquecido. A HI causou diminuição da atividade enzimática da Na+,K+-ATPase no hipocampo contralateral, assim como uma redução na imunorreatividade à sinaptofisina e nadensidade neuronal, sendo que o EA foi efetivo na recuperação da atividade da enzima Na+,K+-ATPase e dos níveis de sinaptofisina no hipocampo contralateral à lesão. As atividades de CAT e GPX não foram alteradas pela HI em nenhum dos grupos avaliados, mesmo resultado encontrado nas análises de GFAP e de padrão de arborização dendrítica. Por fim, neste estudo foi observado o importante efeito lesivo causado pela HI neonatal e o papel do EA como estratégia neuroprotetora na recuperação funcional, na atividade da Na+,K+-ATPase e na expressão de sinaptofisina. Este estudo traz avanços em busca dos mecanismos pelos quais a melhora funcional ocorre em animais HI expostos ao EA, mas pode-se verificar que não fica totalmente esclarecido como esta estratégia atua. Outros estudos são necessários para a identificação de possíveis mecanismos que atuem como mediadores da resposta funcional do EA após um evento isquêmico. / Hypoxia-ischemia (HI) is the main mortality cause in perinatal period and, in survivors, the incidence of neurological disabilities is elevated. The immature brain, highly susceptible to hypoxic-ischemic insult, is sensible to environmental stimuli, as environmental enrichment (EE). The aims of this study were to investigate: 1) behavioral performance in a new memory and learning task, the oxmaze task; 2) evaluate Na+,K+-ATPase, catalase (CAT) and glutathione peroxidase (GPx) activities in the hippocampus; 3) characterizes dendritic arbor in pyramidal neurons from CA1 region from hippocampus; 4) analyze alterations in hippocampal synaptophysin and GFAP immmunoreactivity and, 5) analyze neuronal density alterations in hippocampus of hypoxic-ischemic rats exposed to enriched environment. Seven-day-old rats were divided into four groups: controlmaintained in standard environment (CTSE), control submitted to EE (CTEE), HI in standard environment (HISE) and HI in EE (HIEE). Past the end of EE period (1 hour/day, 6 days/week, 9 weeks), mentioned parameters were evaluated in animals. Present results indicate learning and memory in the “OXmaze” task were impaired in HI rats and this effect was recovered after EE. On the contralateral hemisphere, HI caused a decrease in Na+,K+-ATPase activity that was recovered by EE. Results also indicate that HI damage decreases hippocampal synaptophysin immunoreactivity and neuronal density, moreover EE was effective in recovering synaptophysin levels on contralateral to the lesion hippocampus. The activities of GPx and CAT were not changed by HI in any group evaluated, some result founded on GFAP immunoreactivity and dendritic arborization characterization analysis. In conclusion, the important effect of HI lesion and the role of EE like neuroprotective strategy on functional impairment and on Na+,K+-ATPase activity and synaptophysin immunoreactivity was proven. Although this study have important advances in search of mechanisms by which the functional enhancement occurs in the animals submitted to HI and exposed to EE, it can be seen that it is not completely clear how this approach works. Further studies are needed to identify possible mechanisms that act as mediators of EE functional response after an ischemic event.