By means of numerical simulations, the thesis aims at improvements in the understanding of light propagation in dielectric optical waveguides, with emphasis on nonreciprocal integrated magnetooptic devices. The results include: Proposal, implementation, and assessment of the WMM mode solver (Wave Matching Method) For waveguides with piecewise constant, rectangular permittivity profiles, the calculation of guided modes can be based on a local expansion into factorizing harmonic or exponential trial functions. A least squares expression for the mismatch in the continuity conditions at dielectric boundaries connects the fields on neighbouring regions. Minimization of this error allows to compute propagation constants and mode fields. The procedure has been implemented both for semivectorial and fully vectorial mode analysis. The piecewise defined trial fields are well suited to deal with field discontinuities or discontinuous derivatives. Numerical assessment shows excellent agreement with accepted previous results from other methods. The WMM turns out to be effective especially for structures described by only a few rectangles. It yields semianalytical mode field representations which are not restricted to a computational window. The fields are therefore perfectly suited for further processing, e.g. in the framework of various kinds of perturbation theory. Perturbational geometry tolerancing procedure Shifting the location of a dielectric boundary in the cross section of a waveguide with piecewise constant refractive index profile results in a permittivity perturbation in a layer along the discontinuity line. On the basis of these thin layer perturbations, perturbational expressions for the derivatives of the propagation constants with respect to geometry parameters are discussed. The approach provides direct access to wavelength dependences. Comparison with rigorously calculated data shows that the accuracy is sufficient to yield reasonable tolerance estimates for realistic integrated optical devices, at almost no extra computational cost. This perturbational approach allows to establish and to quantify guidelines for geometry tolerant devices. Numerical assessment of nonreciprocal wave propagation The coefficients of coupled mode theory for the magnetooptic permittivity contribution allow a classification of the influences of gyrotropy on guided wave propagation. For mirror symmetric waveguides, one identifies the dominant effects of TE phase shift, TM phase shift, and TE/TM polarization conversion, for polar, equatorial, and longitudinal magnetooptic configurations, respectively. Layered equatorial magnetooptic profiles lead to the well known phase shifters for TM modes. Analogously, sliced asymmetric polar magnetooptic profiles yield phase shifts for TE polarized modes. Simulations of rib waveguides with a magnetooptic domain lattice predict effects of the same order of magnitude as the phase shift for TM modes. Phase matching as a condition for complete polarization conversion in longitudinally magnetized waveguides can be realized with selected geometries of raised strip waveguides or embedded square waveguides. Based on coupled mode theory for hybrid fundamental modes, the analysis of the performance of such devices in an isolator setting includes birefringence, optical absorption, and an explicit perturbational evaluation of fabrication tolerances. A magnetooptic waveguide which is magnetized at a tilted angle may perform as a unidirectional polarization converter. The term specifies a device that converts TE to TM light for one direction of propagation, while it maintains the polarization for the opposite direction. A double layer setup with two magnetooptic films of opposite Faraday rotation is proposed and simulated. Designs of three waveguide couplers for applications as isolators/circulators and polarization splitters Three-guide couplers with multimode central waveguides allow for a remote coupling between the outer waveguides. While the power transfer is a truly multimode interference process, one can identify two different regimes where either two or three supermodes dominate the coupling behaviour. Numerical simulations show reasonable agreement between the main coupling features in planar an three dimensional devices. The specific form of the relevant modes suggests the design of integrated optical isolators and circulators. Both planar and three dimensional concepts are investigated. A radiatively coupled waveguide polarization splitter should be designed such that the entire dynamic range of the coupling length variations is exploited. This is easily possible with a three dimensional raised strip configuration. Combination of two magnetooptic unidirectional polarization converters and two radiatively coupled waveguide based polarization splitters leads to a concept for a polarization independent integrated four port circulator device. The simulation predicts a total length of about three millimeters.

Indiana University-Purdue University Indianapolis (IUPUI) / In the first part of this thesis, we investigate the propagation of quantum fluctuations in a nonlinear interferometer comprising under conditions of harmonic generation by computer simulations. This investigation assumes idealized conditions such as lossless and uniform nonlinear media, an ideal cavity and ideal photodetectors. After linearizing wave equations for harmonic generation with a coherent state input, we obtain equations for one dimensional spatial propagation of the mean field and quantum fluctuations for initial conditions set by arbitrary interferometer phase. We discover that fluctuations are de-squeezed in the X and Y quadratures as the interferometer phase is tuned. However, we discover that there is are quadratures P-Q obtained by rotating the X-Y quadratures for which squeezing is improved by factors of 10^9. We present a practical idea to implement rotation of X quadrature fluctuations to the Q quadrature by using an ideal empty optical cavity. Signal-to-Noise ratio of the nonlinear interferometer was calculated and compared with that of a linear interferometer with coherent state input. We calculated a maximum performance improvement of a factor of 60 for a normalized propagation length ζ0 = 3 under ideal conditions. In the second part of this thesis, we investigate experimentalarrangements to transfer atomic coherence from light to cesium atoms. We discuss the experimental arrangement to generate coherence under conditions of electromagnetically induced transparency (EIT). We measure a continuous wave EIT width of 7.18 MHz and present results for pulsed arrangements.

This thesis presents studies on III-V semiconductor waveguides with particular emphasis on second-order optical nonlinearity. The nonlinear processes that were investigated in this thesis are the Second Harmonic Generation (SHG) and the Spontaneous Parametric Down-Conversion (SPDC). The optical waveguides are made of InGaP and the waveguide design includes tapered parts for in- and out-coupling of guided light. Simulation of light propagation and modal solutions were done using Lumerical MODE, FDTD, and COMSOL Multiphysics software. The in- and outcoupling for the design of tapered waveguide that utilize the bulk non-linearity is 65 % when the waveguide is 145 nm thick and 2.60 μm wide having PMMA as top cladding. The SHG conversion efficiency for this configuration when the waveguide length is 2 μm long, is found 31 %/W. Three cases of the utilization of the surface non-linearity are proposed too. Preliminary steps toward the fabrication of the waveguide structures are also reported. The particular mesa-isolated substrates are fabricated having a side wall with a negative angle profile that result to a significant undercut. InGaP waveguides were transferred to the target substrates successfully and the process that was used can enable heterogeneous integration of InGaP and SOI platform. / Denna avhandling presenterar studier av III-V-halvledarvågledare med särskild tonvikt på andra ordningens optisk olinjäritet. De olinjära processer som undersöktes i denna avhandling är SHG och SPDC. De optiska vågledarna är gjorda av InGaP och vågledardesignen inkluderar avsmalnande delar för in- och utkoppling av styrt ljus. Simulering av ljusutbredning och modala lösningar gjordes med Lumerical MODE, FDTD och COMSOL Multiphysics mjukvara. In- och utkopplingen för konstruktionen av avsmalnande vågledare som utnyttjar bulkolinjäriteten är 65 % när vågledaren är 145 nm tjock och 2,60 μm bred med PMMA som toppbeklädnad. SHGkonverteringseffektiviteten för denna konfiguration när vågledarlängden är 2 μm lång, är 31 %/W. Tre fall av utnyttjande av ytolinjäriteten föreslås också. Preliminära steg mot tillverkningen av vågledarstrukturerna rapporteras också. De speciella mesa-isolerade substraten är tillverkade med en sidovägg med en negativ vinkelprofil som resulterar i en betydande underskärning. InGaP-vågledare överfördes till målsubstraten framgångsrikt och processen som användes kan möjliggöra heterogen integration av InGaP och SOI-plattformen.

This thesis presents the theory design and fabrication of a diffractive grating coupler. The first part of the design process is to choose the period of the grating coupler based on the desired coupling angle. The second part of the design process is to choose the geometry of the grating that gives maximum coupling efficiency based on rigorous analyses. The diffraction gratings are fabricated by recording the interference between two waves in photoresist. The waveguide is fabricated from silicon nitride that is deposited by chemical vapor deposition. The diffraction grating recording assembly is described along with the grating coupler fabrication process. A grating coupler is fabricated with an input coupling efficiency of 15% at a coupling angle of 22.9°. The results also show that the light is being coupled into the nitride waveguide indirectly. The light is coupled first into a photoresist slab and then into the nitride waveguide through modal coupling and scattering. An analysis of the structure explains the coupling, and rigorous analyses are given to show that the measured results are in accordance with theory.

This dissertation presents the fabrication and analysis of in-fiber devices based on elliptical core D-shaped optical fiber. Devices created inside optical fibers are attractive for a variety of reasons including low loss, high efficiency, self-alignment, light weight, multiplexibility, and resistance to electromagnetic interference. This work details how D-fiber can be used as a platform for a variety of devices and describes the creation and performance of two of these devices: an in-fiber polymer waveguide and a surface relief fiber Bragg grating. In D-fiber the core is very close to the flat side of the ‘D’ shape. This proximity allows access to the fields in the fiber core by removal of the cladding above the core. The D-fiber we use also has an elliptical core, allowing for the creation of polarimetric devices. This work describes two different etch processes using hydrofluoric acid (HF) to remove the fiber cladding and core. For the creation of devices in the fiber core, the core is partially removed and replaced with another material possessing the required optical properties. For devices which interact with the evanescent field, cladding removal is terminated before acid breaches the core. Etching fibers prepares them for use in the creation of in-fiber devices. Materials are placed into the groove left when the core of a fiber is partially removed to form a hybrid waveguide in which light is guided by both the leftover core and the inserted material. These in-fiber polymer waveguides have insertion loss less than 2 dB and can potentially be the basis for a number of electro-optic devices or sensors. A polarimetric temperature sensor demonstrates the feasibility of the core replacement method. This work also describes the creation of a surface relief fiber Bragg gratings (SR-FBGs) in the cladding above the core of the fiber. Because it is etched into the surface topography of the fiber, a SR-FBG can operate at much higher temperatures than a standard FBG, up to at least 1100 degrees Celsius. The performance of a SR-FBG is demonstrated in temperature sensing at high temperatures, and as a strain sensor.

Optofluidics is a relatively new and exciting field that includes the integration of optical waveguides into microfluidic platforms. The purpose of this field of study is to miniaturize previously developed optical systems used for biological and chemical analysis with the end goal of placing bench-top optics into microscopic packages. Mundane optical alignment and sample manipulation procedures would then be intrinsic to the platform and allow measurements to be completed quickly and with reduced human interaction. Biosensors based on AntiResonant Reflecting Optical Waveguides (ARROWs) consist of hollow-core waveguides used for fluid sample manipulation and analysis, as well as solid-core waveguides used in interfacing external components located at the chip edges. Hollow-core ARROWs are particularly useful for their ability to provide specifically tailored analyte volumes that are easily configurable depending upon the target experiment. Adaptations of standard planar microfabrication methods allow for complex integrated ARROW designs. Integrated spectral filtering with high rejection can be implemented on-chip, removing the need for additional off-chip components and increasing device sensitivity. Additional techniques to increase device sensitivity and utility, such as hybrid ARROW platforms and optical manipulation of samples, are also explored.

Photonic switches are becoming key components in advanced optical networks because of the large variety of applications that they can perform. One of the key advantages of photonic switches is that they redirect or convert light without having to make any optical to electronic conversions and vice versa, thus allowing networking functions to be lowered into the optical layer. InP-based switches are particularly attractive because of their small size, low electrical power consumption, and compatibility with integration of laser sources, photo-detectors, and electronic components. In this dissertation the development of integrated InP photonic switches using an area-selective zinc diffusion process has been investigated. The zinc diffusion process is implemented using a semi-sealed open-tube diffusion technique. The process has proven to be highly controllable and reproducible by carefully monitoring of the diffusion parameters. Using this technique, isolated p-n junctions exhibiting good I-V characteristics and breakdown voltages greater than 10 V can be selectively defined across a semiconductor wafer. A series of Mach-Zehnder interferometric (MZI) switches/modulators have been designed and fabricated. Monolithic integration of 1x2 and 2x2 MZI switches has been demonstrated. The diffusion process circumvents the need for isolation trenches, and hence optical losses can be significantly reduced. An efficient optical beam steering device based on InGaAsP multiple quantum wells is also demonstrated. The degree of lateral current spreading is easily regulated by controlling the zinc depth, allowing optimization of the injected currents. Beam steering over a 21 microns lateral distance with electrical current values as low as 12.5 mA are demonstrated. Using this principle, a reconfigurable 1x3 switch has been implemented with crosstalk levels better than -17 dB over a 50 nm wavelength range. At these low electrical current levels, uncooled and d.c. bias operation is made feasible. The use of multimode interference (MMI) structures as active devices have also been investigated. These devices operate by selective refractive index perturbation on very specific areas within the MMI structure, and this is again realized using zinc diffusion. Several variants such as a compact MMI modulator that is as short as 350 µm, a robust 2x2 photonic switch and a tunable MMI coupler have been demonstrated.

No description available.

No description available.

Silicon photonics (SiP) has become a cornerstone technology of the modern age by leveraging the mature fabrication processes and infrastructure of the microelectronics industry for the cost-effective and high-volume production of compact and power-efficient photonic integrated circuits (PICs). The impact that silicon (Si)-based PICs have had on data communications, particularly data center interconnection and optical transceiver technologies, has encouraged SiP chip development and their use in other applications such as artificial intelligence, biomedical sensing and engineering, displays for augmented/virtual reality, free-space communications, light detection and ranging, medical diagnostics, optical spectroscopy, and quantum computing and optics. To expand the functionality and improve the performance of SiP circuits for these surging applications, subwavelength grating (SWG) metamaterials have been thoroughly investigated and implemented in various passive integrated photonic components fabricated on the silicon-on-insulator (SOI) platform. SWG metamaterials are periodic structures composed of two materials with different permittivities that exhibit unnatural properties by using a period shorter than the guided wavelength of light propagating through them. The ability to synthesize the constituent SiP materials without any need to alter standard fabrication procedures enables precise, flexible control over the electromagnetic field and sophisticated selectively over anisotropy, dispersion, polarization, and the mode effective index in these metastructures. This provides significant benefits to SOI devices, such as low loss mode conversion and propagation, greater coupling efficiencies and alignment tolerances for fiber-chip interfaces, ultrabroadband operation in on-chip couplers, and improved sensitivities and limits of detection in integrated photonic sensors. Parallel to the rise of SiP technology is the development of other materials compatible with mature PIC fabrication methods both in the foundry (e.g., silicon nitride (Si3N4)) and outside the foundry (e.g., high-index oxide glasses such as aluminum oxide (Al2O3) and tellurium oxide (TeO2)). Si3N4 offsets the pitfalls of Si as a passive waveguiding material, providing lower scattering and polarization-dependent losses, optical transparency throughout the visible spectrum, increased tolerance to fabrication error, and better handling of high-power optical signals. Meanwhile, Al2O3 and TeO2 both serve as excellent host materials for rare-earth ions, and TeO2 possesses strong nonlinear optical properties. Using a single-step post-fabrication thin film deposition process, these materials can be monolithically integrated onto Si PICs at a wafer scale, enabling the realization of complementary-metal-oxide-semiconductor (CMOS)-compatible, hybrid SiP devices for linear, nonlinear, and active functionalities in integrated optics. While SWG metamaterials have widely impacted the design space and applicability of integrated photonic devices in SOI, they have not yet made their mark in other material systems outside of Si. Furthermore, demonstrations of their capabilities in active processes, including optical amplification, are still missing. In this thesis, we present a process for developing various SWG metamaterial-engineered integrated photonic devices in different material systems both within and beyond SOI. The demonstrations in this thesis emphasize the benefits of SWG metamaterials in these devices and realize their potential for enhancing functionality in applications such as sensing and optical amplification. The objective of the thesis is to highlight the prospects of SWG metamaterial implementation in different media used in integrated optics. This is accomplished by experimentally demonstrating SWG metamaterial waveguides, ring resonators and other components composed of different hybrid core-cladding material systems, including Si-TeO2 and Si3N4-Al2O3. Chapter 1 introduces the background and motivation for integrated optics and SWG metamaterials and provides an overview and comparison of the different materials explored in this work. Chapter 2 presents an initial experimental demonstration of TeO2-coated SOI SWG metamaterial waveguides and mode converters. It also details the design of fishbone-style SWG waveguides aimed at lowering loss and enhancing mode overlap with the active TeO2 cladding material in the hybrid SiP platform. Chapter 3 details an open-access Canadian foundry process for rapid prototyping of Si3N4 PICs, emphasizing the Si3N4 material and waveguide fabrication methods, as well as the design and characterization of various integrated photonic components included in a process design kit. The platform is compared against other Si3N4 foundries, and plans for further development are also discussed. Chapter 4 reports the first demonstration of SWG metamaterial waveguides and ring resonators fabricated using a Si3N4 foundry platform. The measured devices have a propagation loss of ∼1.5 dB/cm, an internal quality factor of 2.11·10^5, and a bulk sensitivity of ∼285 nm/RIU in the C-band, showcasing competitive metrics with conventional Si3N4 waveguides and SWG ring resonators and sensors reported in SOI. Chapter 5 presents work towards an SWG metamaterial-engineered waveguide amplifier. The fabricated device, based in Si3N4 and functionalized by an atomic layer deposited, erbium-doped Al2O3 thin film cladding, exhibited a signal enhancement of ∼8.6 dB, highlighting its potential for on-chip optical amplification. Methods to reduce the loss within the material system are proposed to achieve net gain in future devices. Chapter 6 summarizes the thesis and discusses pathways for optimizing the current devices as well as avenues for exploring new and intriguing materials and devices for future applications in integrated photonics. / Thesis / Doctor of Philosophy (PhD)