1 Abstract This dissertation deals with investment protection in the European Union from several points of view. The first part deals with the history of investment protection and its main basis and grounds for current legislation and proposals for future regulation, particularly within the EU. In subsequent parts, current legislation and intra-European Union investment protection is analysed in detail, including the question of validity and applicability of Intra-EU BITs, i.e. bilateral treaties concluded between two EU Member States. The analysis is made from the perspective of EU law, as well as from the point of view of public international law. The dissertation further deals with their relationship and demonstrates contradictions between them in two crucial cases, Eureko/Achmea and Micula. Additional themes of this dissertation are the powers of the European Union regarding investment protection and the conclusion of international treaties such as CETA and TTIP. This dissertation further deals with the status, jurisdiction and functioning of the International Centre for Settlement of Investment Disputes (ICSID), demonstrating the relatively smooth and widely accepted investment dispute settlement mechanism. In this regard, the proposed EU Multilateral Investment Court project in analysed, including a...

A presente tese evidencia o estado da arte da Teoria Jogos nas Relações Internacionais, e analisa estratégias de negociação decorrentes de processos decisórios no âmbito comercial. Ao delimitar - em tempo e espaço - a trajetória da Governança Mercantil Global, confere-se posição de destaque à Convenção de Viena de 1980 (CISG), regime dotado de ampla legitimidade, concebido sob a égide das Nações Unidas e recém ratificado pelo Brasil. A análise do referido processo de vinculação dá-se a partir de instrumentos metodológicos conferidos pela Teoria dos Jogos, culminado com a apresentação dos limites do modelo e de alternativas viáveis para seu desenvolvimento. / The present thesis sheds light on contemporary game theoretical approaches in International Relations, in particular as they pertain to the role of strategy setting in cross-border trade. The study of Global Trade Governance leads to questions of regime legitimacy, culminating with the adoption of the 1980 United Nations Vienna Convention on Contracts for the International Sale of Goods (CISG), recently ratified by Brazil. The analysis of the aforementioned ratification process validates the threshold of game theory as its stands today, and proposes, on the other hand, viable alternatives for the development of the model.

A presente tese evidencia o estado da arte da Teoria Jogos nas Relações Internacionais, e analisa estratégias de negociação decorrentes de processos decisórios no âmbito comercial. Ao delimitar - em tempo e espaço - a trajetória da Governança Mercantil Global, confere-se posição de destaque à Convenção de Viena de 1980 (CISG), regime dotado de ampla legitimidade, concebido sob a égide das Nações Unidas e recém ratificado pelo Brasil. A análise do referido processo de vinculação dá-se a partir de instrumentos metodológicos conferidos pela Teoria dos Jogos, culminado com a apresentação dos limites do modelo e de alternativas viáveis para seu desenvolvimento. / The present thesis sheds light on contemporary game theoretical approaches in International Relations, in particular as they pertain to the role of strategy setting in cross-border trade. The study of Global Trade Governance leads to questions of regime legitimacy, culminating with the adoption of the 1980 United Nations Vienna Convention on Contracts for the International Sale of Goods (CISG), recently ratified by Brazil. The analysis of the aforementioned ratification process validates the threshold of game theory as its stands today, and proposes, on the other hand, viable alternatives for the development of the model.

This dissertation interrogates which principles should govern the interpretation of South African Double Tax Agreements (‘DTAs’). This field of study is complex because any DTAs have a dual nature. In the first place, it is an international agreement where two states are parties (a bilateral agreement); second, it also becomes part of domestic law. DTAs are governed by principles of customary international law some of which have been codified in the Vienna Convention on the Law of Treaties (‘VCLT’). Though South Africa is not a party to the VCLT, nevertheless, there is judicial support in South Africa for the notion that VCLT reflects general principles of international law [Harksen v President of the Republic of South Africa 1998 (2) SA 1011 (C)]. DTAs are incorporated into South African domestic law by way of statutory enactment in accordance with the dualist approach to international law. The first purpose of the dissertation is to systematise and analyse the structure of an OECD Model Tax Convention (‘OEC D MTC’) and the international methods (principles) of interpretation of DTAs in order to gain a better understanding of how this international methods functions. A number of issues relating to the interpretation of these methods are analysed. Since DTAs are applied by tax authorities, courts and taxpayers in a domestic law context, i.e. within the framework of the legal system of a particular state, the analysis focuses on the application in South Africa of the methods of the interpretation of South African DTAs. The second objective of the dissertation refers to international tax law principles (treaties and customary international law) derived from South Africa public international law and to evaluate a few selected issues related to South African DTAs and their relevance to South Africa domestic tax laws; the interpretation of DTAs and the implications of a DTA overriding or in conflict with South Africa domestic tax laws. It will also interrogate the legal status of a DTA under South African tax law and whether the anti-discrimination article in South Africa DTAs have the force of law in South Africa? / Dissertation (LLM)--University of Pretoria, 2014. / gm2014 / Mercantile Law / unrestricted

La comparaison des principes directeurs du droit des contrats dans les ordres internes (français et libanais), européen et international permet de déceler, d’une part, une convergence sur le plan de l’identification des principes directeurs du droit des contrats et, d’autre part, une divergence sur le plan de la mise en oeuvre de ces principes. La convergence se manifeste par le fait que les mêmes principes - à savoir les principes de liberté contractuelle, de loyauté contractuelle et de sécurité contractuelle - sous-tendent la théorie générale des contrats dans les trois ordres. Cette convergence s’explique par deux principaux facteurs : d’une part, un facteur logique à savoir le raisonnement par induction qui permet de dégager les principes directeurs du droit des contrats, et, d’autre part, un facteur politique en l’occurrence la concordance des objectifs généraux du droit des contrats dans les trois ordres. Quant à la divergence sur le plan de la mise en oeuvre des principes directeurs,elle se manifeste pratiquement par le renforcement, en droits européen et international,des principes directeurs de la liberté contractuelle et de la loyauté contractuelle ainsi que par l’aménagement du principe directeur de la sécurité contractuelle. Cette divergence a pu être expliquée par l’existence de besoins propres du commerce international. Toutefois, elle devrait plutôt être rattachée à l’influence de droits nationaux étrangers aux droits français et libanais. / The comparison of the guiding principles of contract law in French, Lebanese, European and international laws reveals on one hand a convergence in terms of identifying the guiding principles of contract law and on the other hand a divergence interms of implementing these principles.The convergence arises from the same principles - namely the principles of contractual freedom, contractual security and contractual “loyalty”2 - underlying the general theory of contracts in all three laws. This convergence is due to two mainfactors: firstly, a logical factor that is the inductive reasoning that allows extracting the guiding principles of contract law, and, secondly, a political factor based on the similarity of the general objectives of contract law in the three laws. As for the divergence in terms of guiding principles implementation, it is revealed through reinforcing in European and international laws, the guiding principles of contractual freedom and contractual “loyalty” as well as the adjustment of the guiding principle of contractual security. This divergence could be explained by the existence of specific needs of international trade. However, it should rather be related to the influence of foreign national laws different from French and Lebanese laws.

The dissertation thesis deals with the interpretation of the "beyond-the-man" concept, which is being interpreted, on one hand, as a part of the art-theoretical and art-historical European modernity of the end of the 19th and beginning of the 20th century, on the other hand, as a theoretical and methodological starting point for an interpretation of the transformation of the human image in the painting of the second half of the 1940s until the beginning of the 1960s. The foundation for such an interpretation is an assumption of the necessary transformation of the intellectual concepts after the World War II, as it was postulated by Theodor W. Adorno and how it was researched by Giorgio Agamben and Miroslav Petříček in the political-philosophical discourse. The thesis thus researches the "beyond-the-man" concept in the theory and history of art of the end of the 19th and beginning of the 20th century in a way of it being as re-formulated art-creative concept after 1945, evident especially in abstract painting. The interpretation of the "beyond-the-man" concept is developed on reading of Fritz Novotny's interpretation of Paul Cézanne's art from the beginning of the 1930s. Novotny in Cézanne's painting described the concept of "beyond-the-man" (Außermenschlichkeit) as a breaking point of the...

Depuis l’arrêt Dagenais c. Radio-Canada, rendu en 1994, la Cour suprême du Canada n’a jamais remis en cause le principe selon lequel il ne doit exister aucune hiérarchie juridique entre les droits et libertés protégés par les chartes canadienne et québécoise. Or, une revue attentive de la jurisprudence canadienne en matière de protection des convictions religieuses nous a permis d’identifier une certaine réticence sinon un « certain malaise »  des institutions judiciaires lorsqu’elles doivent déterminer des limites claires au-delà desquelles les revendications fondées sur les convictions religieuses ne peuvent plus bénéficier d’une protection constitutionnelle ou quasi-constitutionnelle. Cette « réticence judiciaire » étant toute particulière aux dispositions protégeant les convictions religieuses au Canada, il nous a semblé plausible que ses impacts juridiques soient symptomatiques de l’établissement implicite – mais bien réel – d’une hiérarchie juridique matérielle (ou systémique) entre les différents droits fondamentaux protégés par les chartes canadienne et québécoise. En nous fondant sur un cadre d’analyse théorique inspiré par les travaux du professeur Rik Torfs, de l’Université catholique de Louvain en Belgique, et au moyen d’une étude focalisée sur le contexte des relations de travail, nous entendons démontrer que l’état actuel du droit canadien et québécois concernant les revendications fondées sur les différentes croyances et coutumes religieuses témoigne de l’application d’un modèle hiérarchique (le « modèle de confiance ») qui assigne aux dispositions concernant la protection des convictions religieuses individuelles une place parmi les plus élevées de cette même hiérarchie. Nous espérons ainsi contribuer de manière significative à la théorie du droit par l’atteinte de trois objectifs principaux : (1) Établir et mettre en œuvre une méthode permettant d’identifier une hiérarchie matérielle entre deux ensembles de droits fondamentaux ; (2) Mettre à jour l’étroite relation susceptible d’exister entre les différents modèles nationaux de gestion du pluralisme religieux et le concept de hiérarchie matérielle entre droits fondamentaux ; et (3) Établir l’existence d’une hiérarchie matérielle entre droits fondamentaux de nature constitutionnelle au Canada, par l’entremise de la démonstration du déséquilibre hiérarchique favorisant les dispositions protégeant les convictions religieuses au sein du plus large ensemble des droits et libertés de nature constitutionnelle au Canada / Since Dagenais c. Radio-Canada, rendered in 1994, the Supreme Court of Canada has never questioned the principle of “no legal hierarchy between the different Human Rights protected by the Canadian and Quebec charters. However, a careful review of Canadian jurisprudence on the protection of religious beliefs permits to detect a certain reluctance  if not a "discomfort"  of judicial institutions when they must identify clear boundaries beyond which the claims based on religious beliefs can not be constitutionnaly (or quasi-constitutionnaly) protected. This "judicial reluctance" being particular to provisions protecting religious convictions in Canada, it seemed possible to us that its impacts may be symptomatic of the implicit - but real - establishment a legal hierarchy between the various Human Rights protected by the Canadian and Quebec charters. Based on a theoretical framework inspired by the work of Rik Torfs, Professor in the Catholic University of Leuven in Belgium, and through a study focused on the context of labor relations, we intend to demonstrate that the current state of Canadian and Quebec law on claims based on different religious beliefs and customs underlies the application of a hierarchical model (the "trust model") which assigns to the provisions protecting individual religious beliefs a place among the highest in the same hierarchy. In doing so, we hope to contribute significantly to the theory of law by achieving three main objectives : (1) To establish and implement a method permitting to identify a material hierarchy between two sets of fundamental rights, (2) To expose the close relationship that may exist between the different national models of management of religious pluralism and the concept of material hierarchy among human rights, and (3) To establish the existence of a material hierarchy between constitutional Human rights in Canada through the demonstration of hierarchical imbalance favoring the provisions protecting religious beliefs within the broader set of constitutionnal Human Rights in Canada

Money laundering involves activities which are aimed at concealing benefits that were acquired through criminal means for the purpose of making them appear legitimately acquired. Money laundering promotes criminal activities in South Africa because it allows criminals to keep the benefits that they acquired through their criminal activities. It takes place through a variety of schemes which include the use of banks. In this sense money laundering control is based on the premise that banks must be protected from providing criminals with the means to launder the benefits of their criminal activities. The Financial Intelligence Centre Act 38 of 2001 (‘FICA’) in aggregate with the Prevention of Organised Crime Act 121 of 1998 (‘POCA’) form the backbone of South Africa’s anti-money laundering regime. Like its international counterparts FICA imposes onerous duties on banks seeing that they are most often used by criminals as conduits to launder the benefits of crime. In turn, POCA criminalises activities in relation to the benefits of crime and delineates civil proceedings aimed at forfeiting the benefits of crime to the state. This study identifies the idiosyncrasies of the South African anti-money laundering regime and forwards recommendations aimed at improving its structure. To this end nine issues in relation to money laundering control and banks are investigated. The investigation fundamentally reveals that money laundering control holds unforeseen consequences for banks. In particular, a bank that receives the benefits of crimes such as fraud or theft faces prosecution if it fails to heed FICA’s money laundering control duties, for example, the filing of a suspicious transaction report. However, if the bank files a suspicious transaction report, it may be sued in civil court by the customer for breach of contract. In addition, if the bank parted with the benefits of fraud or theft whilst suspecting that the account holder may not be entitled to payment thereof, it may be sued by the victim of fraud or theft who seeks to recover loss suffered at the hand of the fraudster or thief from the bank. Ultimately, this study illustrates that amendment of some of the provisions of South Africa’s anti-money laundering legislation should enable banks to manage the aforementioned and other unforeseen consequences of money laundering control whilst at the same time contribute to the South African anti-money laundering effort. / Criminal and Procedural Law / Mercantile Law / LL.D.

Das Demokratieprinzip ist im Völkerrecht verankert. Seine normativen Grundlagen sind zum einen das Vertragsrecht, insbesondere der Internationale Pakt über bürgerliche und politische Rechte, sowie die regionalen Verankerungen in Europa und in Amerika durch die Satzungen der jeweiligen internationaler Organisationen und ihrer Menschenrechtsinstrumente. Substantielle vertragliche Verpflichtungen ergeben sich auch aus den bilateralen Verträgen der EG. Zum anderen fußt es auf der Staatenpraxis, insbesondere im Rahmen der UNO. So ist die internationale Gemeinschaft auf die Errichtung demokratischer Strukturen verpflichtet, wenn sie staatliche Funktionen in failed states übernimmt oder den Wiederaufbau eines Staatswesens begleitet. Die Demokratieresolutionen der UNO lassen erkennen, daß alle Staaten verpflichtet sind, das Ziel der Demokratie anzustreben und erreichte demokratische Errungenschaften zu gewährleisten. Das Demokratieprinzip beinhaltet normativ die Legitimation staatlichen Handelns durch freie Wahlen und die Absicherung durch Menschenrechte, Gewaltenteilung und Rechtsstaatlichkeit. Staatliche Entscheidungen bedürfen daher einer legitimierenden Rückbindung an den frei geäußerten Willen des konstituierenden Staatsvolkes, wobei die Freiheit dieser Willensäußerung in dynamischer Perspektive die Freiheit der Willensänderung garantiert. Sowohl der Vertragsschluß als Akt staatlichen Handelns als auch der Inhalt des Vertrages bedürfen der Legitimation, und zwar über die Zeit hinweg. Das geltende Völkervertragsrecht berücksichtigt das Demokratieprinzip jedoch nur unzureichend. Die Verletzung innerstaatlichen Rechts beim Vertragsschluß kann nur eingeschränkt geltend gemacht werden. Es existiert auch kein Verfahren, mit dem die fortdauernde Legitimation eines Vertrages überprüft werden könnte. Angesichts der Zunahme von Verträgen, die innere Angelegenheiten der Gesellschaften regeln, bedarf das Spannungsverhältnis einer Lösung. Das Problem wird illustriert durch Frankreichs Ausstieg aus der NATO, Senegals Kündigung der Seerechtskonventionen, den Streit um den deutschen Atomausstieg, das Verfahren um den Donaustaudamm Gabcíkovo Nagymaros, die Frage der Vereinbarkeit von Drogenkonsumräumen mit den UN-Anti-Drogenkonventionen, das Schiedsverfahren zwischen Aminoil und Kuwait sowie der Kündigung des ABM-Vertrages durch die USA. Ein erster Ansatz zur Lösung kann in einer Neuinterpretation der völkervertragsrechtlichen Regeln liegen. So bietet sich der Grundsatz der "demokratiefreundlichen Interpretation" an. Internes Recht, das der Kontrolle der Exekutive dient, muß beim Vertragsschluß Berücksichtigung finden. Und Verträgen, die "innere Angelegenheiten" betreffen, kann ein implizites Kündigungsrecht zugebilligt werden. Der wesentliche Ansatz ist aber kautelarjuristischer Natur. Revisions-, Experimentier- und Kündigungsklauseln können bei der Abfassung von Verträgen die Vertragsbeziehung so ausgestalten, daß zukünftige Meinungsänderungen berücksichtigt werden können. Schließlich ist de lege ferenda ein Recht auf Revision, kombiniert mit einem subsidiären Kündigungsrecht, wünschenswert. Mit einem solchen Mechanismus könnten neue normative Lösungen eingeführt werden und die Legitimation bestehender Normen auf den Prüfstand gestellt werden. / International law provides for a democratic principle. It is based both on treaty law and customary law. The International Covenant for Civil and Political Rights as well as the regional treaties in Europe and the Americas - the statutes of the respective regional organisations and their human rights instruments - form a substantial body of treaty obligations toward democracy, which is complemented by bilateral treaties of the EC safeguarding democracy. State practice, especially within the framework of the UN, indicates an obligation to establish democratic structures whenever the international community takes upon itself the task of nation building in failed states. The democracy resolutions of the UN point out that all member states are obliged to strive for democracy and uphold democratic achievements so far. The normative democratic principle includes the legitimation of public affairs through free and fair elections and the guarantee of human rights, separation of powers and the rule of law. Acts of states therefore must be legitimised through the freely expressed will of the people. Under a dynamic perspective, the free will includes the possibility for changes of policy. The conclusion of treaties as an act of state as well as the content of the treaty as a rule of law need to be legitimised through the times. The current law of treaties does not acknowledge the democratic principle, however. Violations of internal law at the conclusion of a treaty can only be claimed to a limited extent. Nor does international law provide for a formal procedure to validate the on-going support for the content of the treaty. Facing an ever-growing expansion of the number of treaties dealing with the internal affairs of societies, solutions must be found. The problem is being illustrated by France's withdrawal from NATO, Senegal's withdrawal from the Geneva Conventions on the Law of the Sea, the dispute related to the question of the use of nuclear energy in Germany, the judgement of the ICJ in the Gabcíkovo-Nagymaros case, the question of the compatibility of drug consumption rooms with UN anti-drug conventions, the dispute settlement award in the Aminoil case and last not least the denunciation of the ABM treaty by the US. Realigning the interpretation of the law of treaties to the democratic principle is one way to deal with the problem. Interpretation of treaties should take into account the democratic principle. Internal law controlling the executive has to be complied with where conclusion of treaties is concerned. And treaties dealing with "internal affairs" can be considered to contain an implicit right of withdrawal or denunciation. The proper solution lies in respecting the democratic principle when drafting treaties, though. Clauses of revision, clauses allowing for experiments and clauses of denunciation or withdrawal help shaping a contractual relationship that can take into account changes of the political will. Last not least, a right of revision is recommended de lege ferenda, combined with a subsidiary right of denunciation or withdrawal. Such a mechanism allows for introducing new normative solutions and for validating the on-going legitimation of existing treaty rules. (See also the English summary at the end of the thesis.)

Money laundering involves activities which are aimed at concealing benefits that were acquired through criminal means for the purpose of making them appear legitimately acquired. Money laundering promotes criminal activities in South Africa because it allows criminals to keep the benefits that they acquired through their criminal activities. It takes place through a variety of schemes which include the use of banks. In this sense money laundering control is based on the premise that banks must be protected from providing criminals with the means to launder the benefits of their criminal activities. The Financial Intelligence Centre Act 38 of 2001 (‘FICA’) in aggregate with the Prevention of Organised Crime Act 121 of 1998 (‘POCA’) form the backbone of South Africa’s anti-money laundering regime. Like its international counterparts FICA imposes onerous duties on banks seeing that they are most often used by criminals as conduits to launder the benefits of crime. In turn, POCA criminalises activities in relation to the benefits of crime and delineates civil proceedings aimed at forfeiting the benefits of crime to the state. This study identifies the idiosyncrasies of the South African anti-money laundering regime and forwards recommendations aimed at improving its structure. To this end nine issues in relation to money laundering control and banks are investigated. The investigation fundamentally reveals that money laundering control holds unforeseen consequences for banks. In particular, a bank that receives the benefits of crimes such as fraud or theft faces prosecution if it fails to heed FICA’s money laundering control duties, for example, the filing of a suspicious transaction report. However, if the bank files a suspicious transaction report, it may be sued in civil court by the customer for breach of contract. In addition, if the bank parted with the benefits of fraud or theft whilst suspecting that the account holder may not be entitled to payment thereof, it may be sued by the victim of fraud or theft who seeks to recover loss suffered at the hand of the fraudster or thief from the bank. Ultimately, this study illustrates that amendment of some of the provisions of South Africa’s anti-money laundering legislation should enable banks to manage the aforementioned and other unforeseen consequences of money laundering control whilst at the same time contribute to the South African anti-money laundering effort. / Criminal and Procedural Law / Mercantile Law / LL.D.