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  • About
  • The Global ETD Search service is a free service for researchers to find electronic theses and dissertations. This service is provided by the Networked Digital Library of Theses and Dissertations.
    Our metadata is collected from universities around the world. If you manage a university/consortium/country archive and want to be added, details can be found on the NDLTD website.
71

Les biens communs sans tragédie : effets de la pression sociale et des convictions

Bezault, Vincent 12 1900 (has links)
Pourquoi faire un effort pour la communauté sans rien recevoir en retour? C’est habituellement par conviction ou pour répondre à une norme sociale. En s’intéressant au problème du recyclage, nous définissons un modèle de comportement qui intègre ces deux facteurs. Nous déterminons sous quelles conditions un individu décide d’agir bénévolement, puis nous étudions comment ce comportement se propage dans la population. Cela nous permet de déduire comment un gouvernement doit pondérer ses efforts entre la publicité et la consigne pour tendre vers un taux de recyclage parfait au coût minimal. Nous prouvons aussi que dans certaines circonstances, il est préférable de ne pas encourager la participation au bien public. En effet, à mesure que plus de gens y participent, des tensions sociales émergent entre ceux qui font un effort et ceux qui n’en font pas. Celles-ci peuvent être assez fortes pour contrebalancer les bénéfices attendus du bien public / The commons need not be a tragedy: impact of peer-pressure and opinions Why do people help the community without getting anything in return? Usually, they either hold the firm belief they should do so or they want to follow a social norm. The behavioural model of this paper takes those two factors into account and applies them to recycling issues. It shows under which condition people act selflessly and how this behaviour spreads across the population. This paper then determines how governments must balance advertising and packaging refunding in order to increase recycling rate at minimal cost. It also proves that under certain circumstances it is preferable not to start transition toward cooperation. Indeed, as people progressively start cooperating, the population becomes divided between followers and opponents to this new attitude. As long as this heterogeneity remains, peer-pressure causes a cost that may outweigh the expected benefits of cooperation.
72

La tortue, le requin et le jaguar. : L'aménagement du territoire et la gouvernance des ressources naturelles dans les aires protégées, par les instruments de politique. Les cas des Galápagos et du Yasuní en Equateur. / The turtle, the shark and the jaguar. Land use planning and governance of common pool resources in protected areas analysed via policy tools. The case of the Galapagos islands and the Yasuni in Ecuador. / La tortuga, el tiburón y el jaguar. Ordenamiento territorial y gobernanza de recursos naturales comunes en áreas protegidas, a través los instrumentos de política pública. El caso de las islas Galápagos y el Parque Yasuní en Ecuador.

Ciccozzi, Elena 09 December 2015 (has links)
Espaces emblématiques des dynamiques complexes entre l’homme et l’écosystème dans des aires protégées abritant des ressources naturelles commune, les îles Galápagos et le Yasuní en Équateur partagent une histoire de dégradation environnementale, conflits socio-environnementaux et chaos territorial. La présence de biens communs, source d’une rente économique liée à la biodiversité et aux hydrocarbures (Yasuní) attire depuis un demi-siècle les intérêts des industriels du pétrole et du tourisme qui ont systématiquement exercé un poids déterminant sur les décisions en matière d’aménagement et de gestion de ces espaces, influant également sur leur gouvernance. Cette réalité joue à l’encontre de politiques d’aménagement territorial pour les deux espaces, Réserves de la Biosphère de l’UNESCO, depuis des décennies. Les Galápagos et le Yasuní témoignent en même temps de la manière dont les gouvernements équatoriens ont eu recours à une « instrumentation » des politiques pour décider le sort des deux aires protégées. Cette thèse montre comment un problème structurel – l’absence d’une politique d’aménagement territorial – a facilité la mobilisation d’instruments de politique pour administrer les deux réserves naturelles. L’histoire du Yasuní est un exemple éloquent de cette pratique d’instrumentation de politiques. La création du parc en 1979, puis les modifications de ses limites et le découpage de la Réserve de la Biosphère Yasuní, dont le parc est le noyau, ont été tous réalisés par des instruments de politiques. De même, aux Galápagos la puissance publique a opéré ses choix en matière d’accès aux espaces protégés et d’utilisation de leurs ressources, en privilégiant les instruments de politique. La loi spéciale des Galápagos (LOREG) a de facto gouverné l’archipel depuis son entrée en vigueur en 1998. Dans les deux cas, l’absence d’une politique d’aménagement territorial a permis l’adoption de décisions top-down sur l’administration des deux espaces.La «révolution citoyenne» du président Correa, en dépit d’une profonde refonte institutionnelle et d’un nouveau paradigme de développement – le Buen Vivir, ou Sumak Kawsay – ne saura changer la manière d’aménager les espaces des deux aires protégées. La planification est élevée à politique d’État qui prime sur toute autre politique, mais dans cette vision l’aménagement du territoire devient un instrument au service de la planification étatique.Ce travail, conduit dans une perspective interdisciplinaire en utilisant une grille de lecture encore peu explorée (les instruments de politique publique) veut aussi contribuer à de nouvelles pistes de réflexion sur l’action publique en matière d’aménagement du territoire ainsi que sur la gouvernance d’aires protégées riches en ressources naturelles communes. / Archetypes of the complex interactions between humans and ecosystems in protected areas rich in Common Pool Resources (CPR), the Galapagos Islands and the Yasuní in Ecuador share a history of environment degradation, socio-environmental conflicts and chaotic land development. The abundance of CPR, source of a lucrative rent from biodiversity and crude (in the Yasuní case) have attracted the interests of oil and tourism businesses over the last fifty years. These industries have consistently steered public decisions over the creation, spatial organisation and administration of these natural reserves, additionally affecting their governance, a reality which has hindered the implementation of land-use planning policies for these areas which are two UNESCO MAB Reserves. The Galapagos and Yasuní protected areas are also a powerful example of the peculiar way whereby Ecuador governments over the last five decades have “instrumented” policy making, preferring the use of policy tools to public policies to decide on the two areas’ fate. This thesis shows how a structural problem such as the absence of a land use planning policy, has thrust the practice of policy tools adoption, instead of policy making, to manage the two protected areas. The “revolución ciudadana” led by president Correa succeeded in re-founding State institutions and launching a new development paradigm (Sumak Kawsay or Buen Vivir) however, it did not advance on land-use management related issues particularly regarding the two areas. Correa has placed national planning at the heart of public policy making it the state policy – backed by a powerful bureaucratic structure – but in this process, land use planning is considered as an instrument in support of national planning. This research, carried out under an interdisciplinary perspective, using policy tools as analytical key, wishes to contribute new insights and methods of analysis on public land use planning and management, as well as governance of common pool resources in protected areas.
73

Strategic and environmental uncertainty in social dilemmas

Lindahl, Therese January 2005 (has links)
Social dilemmas constitute a broad class of quandaries, including, for example, common pool resource (CPR) dilemmas and public good (PG) dilemmas. CPR's are characterized by non-excludability and rivalry and are often associated with overexploitation. Through similar arguments, the features non-excludability and non-rivalry give rise to under-provision of PG's. The prevalence and inefficiencies often associated with CPR's have given rise to an extensive literature and the role of resource uncertainty has not been ignored. Uncertainty combined with rivalry is often said to augment users' incentive to overexploit. However, underlying most of the theoretical research is an explicit or implicit assumption of symmetric information, or a symmetric lack of information. In reality, people generally have access to different sources of information and they may differ in their abilities to process information. In the first two papers of this thesis, the assumption of symmetry is relaxed and both papers demonstrate that from a welfare perspective, the distribution of uncertainty is also of importance. Many CPR's and PG's are natural, which can complicate the situation. In the traditional resource management literature, the exploited resource is often assumed to be properly characterized by some concave growth function. Today, there is extensive empirical evidence suggesting that many ecosystems have more complex, often non-linear dynamics. Management of such resources can be quite challenging as the non-linear dynamics can make the ecosystem flip between alternate stable states, and even marginal changes can cause radical transformations of such ecosystems. Most of the CPR models assume the shared resource to be of fixed size or to be able to generate a constant flow of services. In the third paper we aim at providing a more complete picture of the overexploitation of a common resource, by combining the institutional structure with complex ecological dynamics. We manage to raise questions and doubts about the standard assumptions. Another feature of convex-concave resources is that a state can become highly robust and sometimes an ecosystem change may even be irreversible. This is problematic if, for example, we wish to restore a degraded ecosystem. The aim of the fourth paper is to empirically analyze this question, by eliciting peoples' preferences through a hypothetical referendum on the issue. / Diss. Stockholm : Handelshögskolan, 2005
74

The management of common-pool resources : theoretical essays and empirical evidence

Ternström, Ingela January 2002 (has links)
A large part of the poor people in the world is dependent on local natural resources for their survival. Often, these resources are managed as common-pool resources; that is, they are used in common by a limited group of people, who are dependent on each other in their use of the resource. The first two essays in this dissertation explicitly examine the effects of poverty on common-pool resource management. I show that if utility is a non-homogeneous function of consumption, both income level and income distribution affects the chances for cooperative management of common-pool resources. In the first essay, I let the S-shaped relationship between health and consumption be reflected in an S-shaped utility function, and use game theory to examine the effects on cooperation. I find that the chances for cooperation are greater if the users of the common-pool resource are relatively well off than if they are very poor, but greatest of all in groups of users just managing to get the food they need to remain in good health. In the most relevant consumption levels, a temporary decrease in consumption may cause cooperation to fail. In the second essay, I show that income inequality decreases the scope for cooperation. In poor groups of users, the poorest will be the ones unable to cooperate, while in richer groups of users, the richest will be the ones who can not commit to cooperate. Alms-giving, an unequal sharing of the gains from cooperation and even a certain amount of free-riding are ways of making cooperation possible despite inequality. In the third essay data from ten, and case studies of five, irrigation systems in Nepal are analysed. The results show a positive correlation between income level and cooperation and a negative correlation between income inequality and cooperation, which supports the results from the first two essays. However, while the theoretical essays focus on the incentives to cooperate, the empirical analysis shows that it is at least as important that the users find a way to coordinate their efforts. The case studies, in particular, emphasise the importance of having a person as a leader. Furthermore, cooperation works better when a large share of the users belongs to the same ethnic group. / <p>Diss. Stockholm : Handelshögskolan, 2002</p>
75

Koldioxidlagring - realitet eller utopi? : En komparativ fallstudie med syfte att undersöka potentialen för koldioxidlagring i geologiska formationer och biologiska sänkor och dess förmåga att bidra till hållbar utveckling

Holgerson, Line January 2013 (has links)
To curb greenhouse gases and mitigate climate change is one of the biggest challenges human society face today. Carbon dioxide (CO2) has accumulated rapidly in the atmosphere as a consequence of burning of fossil fuels and deforestation. The aim of this study is to explore two methods to store carbon dioxide in geological formations and biological sinks. The aim is also to discuss the two mitigation options from a sustainable perspective and whether it can lead to a better environment and benefits for local and global societies. The research questions are: Which method to store carbon dioxide, geological or biological, is the most effective? Which method to store carbon dioxide, geological or biological, has the greatest potential to promote sustainable development for local communities? The method used is a comparative case study and presents four case studies that explore the potential for CO2 storage offshore in Norway and Brazil; and in tropical forests in Mexico and Brazil. The mitigation options are discussed from two different theoretical perspectives. The principle of the theory of ecological modernisation is that innovation and environmentally friendly technology can solve the environmental problems human societies face today, whereas the theory of common pool resources promotes local communities to govern limited resources in order to manage them sustainably. The findings suggest that ecological modernisation legitimize environmental destruction as carbon dioxide storage in geological formations (CCS) use the technology as a mean to extract more oil and gas; which results in a rebound-effect. Therefore, carbon dioxide capture in geological formations is not a realistic method unless it can prevent further emissions. Protected forest resources can be seen as biological insurance, which safeguard ecosystem services, biodiversity, and the forest potential to hold carbon. Carbon sequestration in tropical forest has the potential to store carbon dioxide given that the forests are protected and local communities have tenure rights, knowledge, and the means to protect the forest and manage them sustainably.
76

System of Systems Engineering for Policy Design

Bristow, Michele Mei-Ting January 2013 (has links)
A system of systems (SoS) framework is proposed for policy design that takes into account the value systems of multiple participants, harnesses the complexity of strategic interactions among participants, and confronts the risks and uncertainties present in participants’ decision making. SoS thinking provides an integrative and adaptive mindset, which is needed to tackle policy challenges characterized by conflict, complexity, and uncertainty. With the aim of putting SoS thinking into practice, operational methods and tools are presented herein. Specifically, SoS engineering methodologies to create value system models, agent-based models of competitive and cooperative behaviour under conflict, and risk management models are developed and integrated into the framework. The proposed structure, methods and tools can be utilized to organize policy design discourse. Communication among participants involved in the policy discussion is structured around SoS models, which are used to integrate multiple perspectives of a system and to test the effectiveness of policies in achieving desirable outcomes under varying conditions. In order to demonstrate the proposed methods and tools that have been developed to enliven policy design discourse, a theoretical common-pool resources dilemma is utilized. The generic application illustrates the methodology of constructing ordinal preferences from values. Also, it is used to validate the agent-based modeling and simulation platform as a tool to investigate strategic interactions among participants and harness the potential to influence and enable participants to achieve desirable outcomes. A real-world common pool resources dilemma in the provisioning and security considerations of the Straits of Malacca and Singapore is examined and employed as a case study for applying strategic conflict models in risk management. Overall, this thesis advances the theory and application of SoS engineering and focuses on understanding value systems, handling complexity in terms of conflict dynamics, and finally, enhancing risk management.
77

原住民地區共用資源保育與利用之分析─以新竹縣尖石鄉後山的泰雅族部落為例 / Analysis of indigenous Conservation and Utilization on CPR:Two CPR Self Governing Cases of Atayal Tribe in Taiwan Indigenes

孫稚堤, Sun,Chih-ti Unknown Date (has links)
從共用資源理論觀點暨公共選擇角度而言,原住民部落資源與傳統領域土地乃一「封閉式共用資源」,若由原住民部落團體共有並自主經營管理,社群內部將可能透過個體的合作,創造共同利益,發揮傳統生態知識、善用在地組織,避免原住民地權流失,並進一步達到資源永續發展的目的。但由於受限於「經濟人」與「國家理性主義」之假設,且忽視了人與自然資源會相互影響、相互限制的事實,人們常引用Hardin(1968)的「共用地悲劇」,指出共用資源必將陷於過度使用的危險之中,最終肇致環境的退化。 為釐清此議題,本研究以新竹縣尖石鄉後山兩個具有共用資源自主治理個案的泰雅族部落為例,選取現今既有的「部落地景」、「河川魚群」、「森林產物」等三種形式之共用資源進行觀察;在時間上則以這些資源在保育目的下被部落共同維持開始,到被賦予促進部落經濟期待後的發展為主要的範圍。以新制度經濟學為理論基礎,藉由實證調查和比較,並經「組織中的個人制度選擇」、「社會中的共管組織」以及「社會生態系統」等三個層面的分析,討論有哪些因素影響個人遵守集體的正式與非正式規範?群體如何制定符合當地條件的共用資源治理規範,並維持組織的長期存續?而社會與自然生態之間的互動關係又是如何形成?冀以探討影響「以部落為基礎的自然資源自主治理」之內外部因素及其互動關係,俾提供後續共用資源管理制度設計思考的基礎。 / From the perspective of “common pool resources” (CPR) theory and public choices, the tribal resources of aboriginals and traditional territories are a “closed-access” type of common pool resources. If aboriginal tribes manage the CPR in a self-governing way, the communities may be able to, through the cooperation of individuals within, create collective interests, leverage traditional knowledge regarding the ecosystem, utilize local organizations in order to avoid the lapse of aboriginal land, and achieve the sustainable development of resources. However, people are limited to the hypotheses of “homo economicus” and “raison d’état” along with an overlook of the fact that mutual influences and restrictions lie between humans and natural resources. They often quote the essay “Tragedy of the Commons” by Hardin (1968), according to which common resources are under the constant threat of overuse that will eventually degrade the environment. To establish clarity on this issue, this paper uses an Atayal county with two CPR self-governing cases to observe three types of common pool resources currently seen today: tribe landscape, river fish and forest produce. The time horizon starts at the time point when these resources were placed under tribal management for conservation purposes, and ends at the time point when these resources are expected to prompt economic development. This paper conducts empirical investigations and comparisons based on the theoretical foundations of new institutional economics, and analyzes three aspects of these issues: choice of personal systems within an organization, collective management organizations in a society, and Social-Ecological Systems (SESs). This paper discusses the factors that affect how individuals conform to social norms, formal and informal. How a public choice is made to design the rules which are proper to local CPR situation and maintains the organization long-term sustainability? How do the interactions between society and the natural ecosystem come into being? By exploring the internal and external factors of self-governance of natural resources by tribes and the resulting interactions, this paper aims to provide a foundation for subsequent studies in the design of the management systems for common resources.
78

社區營造共用資源自主治理之研究-以臺北市木柵二期重劃區為例- / Research on placemaking and self-governance in common-pool resources using the example of the Muzha second redevelopment zone in Taipei

吳軍湛, Wu, Chun Chan Unknown Date (has links)
台灣自1994年起由文建會推動社區營造,有別於中央主導的方式,,試圖以「在地行動」、「由下而上」的核心概念,讓社區發展以在地居民需求為導向,自發性地營造出各具特色的社區。但社造是涉及許多共用資源管理的複雜議題,早期臺灣地區居民缺乏社造經驗,參與公共事務的意願不高,加上未有一套完整的模式進行輔導,導致二十年來實際成功之案例並不多見。近年來隨著公眾議題發燒,臺灣民眾自主意識提升、開始重視公共事務,正是積極發展社造之際。但環顧國內社區對於共用資源的管理,能在期盼有一套良好的制度或模式得以依循。 本研究案例木柵二期重劃區,其自主組織「木柵二期重劃區促進發展協進會」透過社會生態系統(Social-Ecological System;以下簡稱SES)的應用,有效將自主治理理論(Self-governance Theory)運用於社造,用以解決共用資源的問題,甚至曾受邀請至世界衛生組織(WHO),分享成功經驗。但本研究發現,將自主治理理論應用於社造之研究竟付之闕如,更沒有一套可供社造工作者參考的模型。故本研究試圖以木柵二期重劃區為案例,建立一套社造自主治理之量化模型。 本研究整理自主治理領域的相關文獻後發現,自主治理的研究雖以質化研究為主,但隨著SES的演進與簡化,是有建立量化模型之可能性。故本研究先對本案例「木柵二期重劃區」進行深度訪談及問卷調查,匯整其成功自主治理之社造沿革、社造過程、社造結果的要素,並將其與SES各種核心子系統進行對應,發現有其適用性。據此,再參考2014年的架構,提出資源體系、資源單體、治理體系、參與者四個構面皆顯著影響作用情境之假設,建立本案例之社造社會生態系統模型,於2014年11月對區內20歲以上居民發放問卷。 因素分析的結果顯示,模型整體的建構效度良好;但核心子系統需修正為三個(因本案例之資源體系與資源單體的重疊性較高,故歸納為資源體系稱之)。其次,迴歸分析驗證之結果亦顯示本案例所提出之資源體系、參與者顯著影響作用情境,此兩個假設獲得支持;另外由於當初將治理體系的設定為地方政府,將自主治理組織木柵二期重劃區促進發展協進會歸納為參與者,導致結果顯示治理體系不會顯著影響作用情境。 故本研究的結果顯示,透過SES模型將自主治理理論導入社造是一條可行的方式,然社造的議題涉及層面與考量因素甚廣,且於世界各地亦有許多官方、民間的組織仍不斷的實作以及推廣。唯本研究僅以自主治理理論是否可導入社造為角度切入,與當前主流理論不盡相同,須就其優缺點、以及對現象的解釋力進行比較,然受限於本研究之時間、人力、成本,仍待後續研究者的協助。 研究者本身為協進會理事長,經由近十年之實務操作經驗,並透過本研究之驗證,深知社造之特徵實與自主治理理論概念相近、本研究所建立之社造SES模型,亦有良好的建構效度。故期望能將此實證建構之模型推廣到更多地區,建立社造成功的模式、營造更多桃花源般的社區,使人安住休息,並希望人類從此幸福、和諧、安康。 / Ever since 1994, the Council for Cultural Affairs (CCA) in Taiwan has pro-moted a placemaking movement totally different from the programs previously offered. With the core concepts of “local activities” and “bottom-up” in mind, the movement aims to help develop the communities around the island that could meet the demands of the local residents and automatically display their unique-ness. In the early days, however, the residents in Taiwan did not seem to get very actively involved in public affairs and have access to a good model to follow. Successful cases were rare in the past two decades. In the recent years, public issues have been under heated discussion and autonomous consciousness, raised among the general public. The time has come to develop the placemaking. Considering the management of common-pool resources involved with placemaking and the people’s total lack of the experience, a good system or model is needed to follow. However, the problems faced with the management of common-pool resources, home or abroad, have not been solved, either through the free market or the government centralization, until 1990 when Ostrom proposed his self-governance theory. But no research has been found on the application of self-governance theory to placemaking so far. Taking this into account, this research is intended to apply self-governance theory to the placemaking in “the second phase of re-planning the Mu-zha District” as an example. Through depth interviews and questionnaire survey, this study tries to know how residents themselves have worked on their placemaking, what are the key factors for their success, and, further, have a good grip of how their self-governance organization—The Community Development Association of the Second Phase of Re-planning the Mu-zha District —has applied self-governance theory to the placemaking so successfully. To illustrate, first, through depth interviews with experts, scholars, and local opinion leaders, this researcher collected the data on the evolution of placemaking in the second phase of re-planning the Mu-zha District, its process and outcomes, finding that “community resources in place” and “leaders with strong leadership” are the key factors for residents’ high satisfaction. Then, in the qualitative study, this researcher compared each of the counterparts both in self-governance system and social-ecological system (SES), finding that the self-governance theory has its applicability. Next, to establish a SES framework suited for this study, this researcher adapted the SES set by McGinnis and Ostrom in 2014 and proposed the resource system, the resource unit, the governance system and participants for factor anal-ysis. In November, 2014, questionnaires were handed out to the district residents aged 20 and over. Through factor analysis, it is found that the construct validity of the so-cial-ecological system for this study is good. Since there is a considerable overlap between the resources system in this study and the resources unit, we called them the resources system. The regression analysis also concludes that the resources system and participants proposed in this study are gaining support. Because the hypothesis of governance system in this research is local government, the inhab-itant trusts the Development Association; therefore the governance system cannot obviously affect the focal action situation. With one decade’s practical experience in the placemaking and through the verification of this study, this researcher, also the chairman of Community De-velopment Association realizes that the features of placemaking are quite close to the concept of self-governance theory. And the construct validity of the estab-lished SES in this study also proves to be good.It is therefore highly expected that the model of placemaking proposed in this study could be promoted to more re-gions around the whole world in the hope of building more wonderful communi-ties, where people could live peacefully and happily.
79

System of Systems Engineering for Policy Design

Bristow, Michele Mei-Ting January 2013 (has links)
A system of systems (SoS) framework is proposed for policy design that takes into account the value systems of multiple participants, harnesses the complexity of strategic interactions among participants, and confronts the risks and uncertainties present in participants’ decision making. SoS thinking provides an integrative and adaptive mindset, which is needed to tackle policy challenges characterized by conflict, complexity, and uncertainty. With the aim of putting SoS thinking into practice, operational methods and tools are presented herein. Specifically, SoS engineering methodologies to create value system models, agent-based models of competitive and cooperative behaviour under conflict, and risk management models are developed and integrated into the framework. The proposed structure, methods and tools can be utilized to organize policy design discourse. Communication among participants involved in the policy discussion is structured around SoS models, which are used to integrate multiple perspectives of a system and to test the effectiveness of policies in achieving desirable outcomes under varying conditions. In order to demonstrate the proposed methods and tools that have been developed to enliven policy design discourse, a theoretical common-pool resources dilemma is utilized. The generic application illustrates the methodology of constructing ordinal preferences from values. Also, it is used to validate the agent-based modeling and simulation platform as a tool to investigate strategic interactions among participants and harness the potential to influence and enable participants to achieve desirable outcomes. A real-world common pool resources dilemma in the provisioning and security considerations of the Straits of Malacca and Singapore is examined and employed as a case study for applying strategic conflict models in risk management. Overall, this thesis advances the theory and application of SoS engineering and focuses on understanding value systems, handling complexity in terms of conflict dynamics, and finally, enhancing risk management.
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共用資源治理觀點下的美濃獅子頭水圳 / Governance Change of Shihtou Water Canal in Meinung:A Common-pool Resource Perspective

游鎮維, Yu, Chen Wei Unknown Date (has links)
本文旨在探討灌溉水資源系統中的「水圳」,在歷史的發展脈絡下如何成為農村不可或缺的依賴性治理制度。而都市化與工業發展興起後,水圳面臨了設施改造與治理困境,其制度本身所產生之變革以及新興治理機制對原有組織之影響。 本文透過美濃獅子頭水圳為個案研究,運用伊利諾‧歐斯壯(E.Ostrom)之「共用資源永續發展治理八大原則」為水圳資源有效治理之理論背景,檢視早期美濃獅子頭水圳的集體行動組織(地方水利會-農民),如何成功地在自主治理的機制中運作,並探討在現代化發展過程中宏觀的外在結構環境,包含農業轉型、停徵會費、派系競爭、水患問題等變化,對既有的共用資源制度產生的衝擊與弱化。以及民主化後由愛鄉協進會透過反水庫社會運動帶動社區總體營造對於水圳治理的創新模式。本文認為早期獅子頭水圳在資源邊界、集體選擇、對組織權最低限度認可與多中心治理等面向建立起維持永續發展之基礎。制度本身雖遭受外在環境變遷而呈現鬆散,但由於觀光休閒農業的推廣,吸引農村漂鳥回流,對灌溉水資源的參與治理渴望達到穩定的力量。並且,透過給予掌水工與水利小組的正式與非正式制度性誘因,可以有效調節灌溉用水並做為提供移轉調撥其他產業用水的基礎。最後,在地方性非營利組織「愛鄉協進會」進入水圳系統的治理後,挑戰由半官僚水利會所掌控的政治經濟功能掛帥水圳系統,更融入生態、文化、公民參與等不同的元素形成一共同治理新模式,除了延續後農業時代水圳的灌溉功能之外,也強化其制度韌性。藉由這些發現,本文進而提出實務與理論的研究建議,以做為後農業時代水資源灌溉系統的永續發展之借鏡。 / The subject of this essay is to explore the reason why an irrigation canal, in the process of historical development, became an indispensable governance institution in the villages. Also, in the advent of urbanization and industrialization, the irrigation canal faces a situation of the renovation of facility as well as the predicament of governance, in which the institution itself changes and newly governance system influences the original organizations. This study takes Shihtou Irrigation Canal in Meinung as the object. Using Elino Ostrom’s eight design principles of stable local common pool resource (CPR) management to review the successful self-governance mechanisms in operation performed by the early local collective action organization (mainly made by Taiwan Joint Irrigation Association and farmers). Also the paper explains the impacts of macro-environment, including the agricultural transformation, stop collecting fees, factional competition and flooding, on the existing system of CPR. And an innovational governance participated by a Meinung People's Association, a grass-roots organization from anti-reservoir activities to comprehensive community development in the era of post-democratization. Results of this study showed as follows: Firstly, early Shihtou irrigation canal maintain the basis for establishing sustainable development as result of clearly defined boundaries, collective-choice arrangement, minimal recognition of rights to organize, and nested enterprises. Besides, although it was weaken by the later change of external structure, the development of leisure agriculture attracted recurrent youth for agriculture, who was desired for reviving the power of appropriation in canal self-governance. Meanwhile, the institutional design of water-inspectors and water conservancy group arranged through formal and informal incentives can effectively regulate the right of water for irrigation and serve as providing the basis for the allocation of water for other industries. Finally, a local non-profit organization Meinung People's Association challenges the governance system originally controlled by a half-bureaucratic management of local Farm Irrigation Association. Compared with the mainly political and economic functions of water governance by the latter, the former emphasize the different elements of ecological, cultural, and civic participation. This formation of New model of shared governance in canal not only continue its irrigational function in post-agriculture, but also strengthen its institutional tenacity..With these findings, the paper puts forward practical and theoretical study suggests in order to learn as a sustainable development of water resources in the era of post-agricultural irrigation systems.

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