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  • About
  • The Global ETD Search service is a free service for researchers to find electronic theses and dissertations. This service is provided by the Networked Digital Library of Theses and Dissertations.
    Our metadata is collected from universities around the world. If you manage a university/consortium/country archive and want to be added, details can be found on the NDLTD website.
281

Contrato incompleto / Incomplete contract

Paula Greco Bandeira 22 October 2014 (has links)
A tese objetiva construir, sob o ponto de vista dogmático, critérios para a caracterização do contrato incompleto no direito brasileiro, estabelecendo o traço distintivo de sua causa e a disciplina jurídica que lhe é aplicável, à luz da metodologia civil-constitucional. Pretende-se, ainda, na perspectiva funcional dos fatos jurídicos, que permite a qualificação do contrato incompleto como negócio jurídico que emprega a técnica da gestão negativa da álea normal dos contratos, definir parâmetros interpretativos que orientem a sua execução. Por representarem o esmorecimento voluntário da técnica regulamentar, os contratos incompletos exigem elevados padrões de cooperação entre os contratantes na integração das lacunas, a ensejar a incidência reforçada dos princípios da boa-fé objetiva, da função social e do equilíbrio contratual, relativamente aos contratos em que ocorre a gestão positiva da álea normal. Após investigar os mecanismos legais incidentes na hipótese de inadimplemento do dever de integração da lacuna, analisam-se os limites legais e valorativos a que se sujeitam os contratos incompletos. Em chave conclusiva, almeja-se estabelecer o contrato incompleto como negócio jurídico lícito e merecedor de tutela no atendimento aos interesses concretos dos particulares no exercício de suas atividades econômicas, a evidenciar os novos confins da autonomia privada na legalidade constitucional. / This thesis aimsto buildstandards, from a dogmatic point of view, to define the incomplete contract in Brazilian Law, establishingthe distinctive feature of its function(causa) and its juridical discipline, inlight of the civilconstitutional methodology. It also intendsto determine interpretative parameters for its performance, under the functional perspective of the juridical facts, which allows the definition of the incomplete contract as a juridical act which adopts the negative technique of distribution of risks (álea normal).Since the incomplete contract intentionally doesnot regulate every possible contingency, ahigh level of cooperation between the contracting parties is required in order to fill its gaps. As a result,incomplete contracts set a higher standard when referring tothe principles of objective good faith, social function and contractual balance,which will be applied with more intensitythan in juridical actswherethere is a positive distribution of risks (álea normal).After analyzing the legal mechanisms applicable to the breach of the duty offillingcontractual gaps, this work will examine the legal and axiological limits to the incomplete contracts. In conclusion, this thesis aims to establish the incomplete contract as a licit juridical act, worthy of protection,asitmeets the parties interests in its economic activities, highlighting new boundaries ofthe private autonomy in the constitutional legality.
282

Direito à informação e ao consumo sustentável / Right to information and to sustainable consumption

Maria da Conceição Maranhão Pfeiffer 30 May 2011 (has links)
As informações acerca da performance e impacto socioambientais do fornecedor e do produto são necessárias para o exercício do consumo de forma sustentável. O conhecimento dos impactos socioambientais advindos da produção, uso e pós-consumo é requisito para a livre escolha dos consumidores por produtos que apresentem impactos socioambientais positivos em qualquer dessas fases de seu ciclo de vida. Um dos instrumentos para o alcance do desenvolvimento sustentável é possibilitar o consumo de produtos que utilizem menos recursos finitos da natureza e que tragam melhorias sociais como suas consequências. No Brasil, o fundamento para a inclusão dos dados socioambientais do produto nas informações veiculadas ao consumidor está presente no ordenamento jurídico, na garantia de acesso à informação e no direito à preservação do meio ambiente, ambos inseridos no rol dos direitos constitucionais fundamentais, ao lado do princípio da dignidade da pessoa humana, bem como em preceitos do Código de Defesa do Consumidor e da legislação ambiental. A função social da empresa decorrente do princípio constitucional da função social da propriedade também justifica o dever de veiculação dos dados referentes ao impacto socioambiental de seus produtos e acerca do comportamento socioambiental da empresa. A veiculação desses dados beneficia a concorrência, acarretando o aperfeiçoamento dos próprios meios de produção para atrair os consumidores que optam por produtos sustentáveis. Os deveres de clareza e veracidade, decorrentes do princípio da boa-fé objetiva previstos no CC e CDC, necessitam ser observados na veiculação dessas informações para evitar a maquiagem socioambiental, que é a divulgação da falsa imagem de preocupação socioambiental ao produto. A essencialidade ou utilidade das informações é o parâmetro para sua veiculação sob o risco de ocorrer seu excesso, que impede a correta compreensão de todos os dados apresentados. Até os riscos de impactos socioambientais ainda não comprovados cabem ser informados em atenção ao princípio da precaução. O repasse dessas informações pode e deve ocorrer por todos os meios de comunicação utilizados para a divulgação dos produtos, ressaltando-se o papel da rotulagem. / The information concerning the social-environmental impact of the product and the of the producers performance are necessary for the exercise of the sustainable consumption. The knowledge of the social-environmental impacts of the life cycle impact of the product is a requisite for the free choice of the consumers for products that present positive social-environmental impacts in any of these phases of its cycle of life. One of the instruments for the reach of the sustainable development is to make possible the consumption of products that use less finite resources of the nature and that they bring social improvements as its consequences. In Brazil, is possible to conclude that the legal system establishes the inclusion of the social-environmental data of the product in the information propagated to the consumer. Brazilian Constitution imposes the guarantee of access to the information, the consumer protection and the right of the preservation of the environment, as well as the dignity of the person human being. The social function of the companies, based in the constitutional principle of the social function of the property also justifies the duty of propagation of the referring data to the social-environmental impact of its products and concerning the social-environmental behavior of the company. In the legislative basis, there are strong rules concerning information in the Code of Defense of the Consumer and the environmental legislation. The propagation of these data benefits to the competition, creating incentives to the companies improving the means of production to attract the consumers that opt to sustainable products. The duties of clarity and veracity, attached with the good-faith principle established by Civil Code and Consumer Defense Code, need to be observed in the propagation of this information to prevent the greenwashing, that it is the propagation of the false image of social-environmental concern to the product. The essentiality or utility of the information is the parameter for its propagation under the risk to occur its excess, which hinders the correct understanding of all the presented data. Until the risks of social-environmental impacts not yet proven, they fit to be informed in attention to the Precautionary Principle. The view of this information can and must occur by all means of communication used for the spreading of the products, standing out itself the paper of the labeling.
283

Princípio da proteção à confiança legítima em matéria tributária e modulação de efeitos das decisões judiciais

Serpa Junior, Wagner 08 February 2011 (has links)
Made available in DSpace on 2016-03-15T19:33:49Z (GMT). No. of bitstreams: 1 Wagner Serpa Junior.pdf: 749353 bytes, checksum: 6f3256a4644565c39acbca7f14e25325 (MD5) Previous issue date: 2011-02-08 / This work deals with the principle of protection of legitimate expectations on tax matters and modulation effects of the ruling. At first, we made an approach about the relationship between state and society, exploring the formation of the confidence. Further, we studied the relationship of taxation and pointed the need to protect the citizen, as a taxpayer, in spite of acts emanating from the state. We explain the concept of confidence, whose protection is moving up to the level of principle, discussing their relationship with other principles and including other sciences such as accounting and economics. We also developed the need to use the balance (proportionality and reasonableness) on the relationship between principles. Later, we move to analysis of the principle of protection of confidence in Brazil, especially by the judiciary and particularly in the sphere of taxation. From this point, we started thinking about the meaning and scope of expression jurisprudence, explaining that there are situations where its modification is necessary or even inevitable, necessitating the analysis of their effects in relation to citizens, even when it comes of tax matters. In addition, we seek plea in modulating effects of the judicial decision to justify the protection of legitimate expectations of taxpayers. Finally, we analyze some cases tried in both the administrative and the judicial tax, than we could conclude by the need to safeguard the citizen's right not to be surprised by the abrupt change of jurisprudence, to the extent that there are effective tools to prevent this violation of a constitutionally protected right to life. / O presente trabalho trata do princípio da proteção à confiança legítima em matéria tributária e a modulação de efeitos da decisão judicial. Em um primeiro momento, fizemos uma abordagem a respeito da relação entre o Estado e a sociedade, explorando a formação da relação de confiança. Na sequência, estudamos a relação tributária e apontamos a necessidade de proteção do cidadão, na qualidade de contribuinte, em face dos atos emanados do Estado. Explicitamos o conceito de confiança, cuja proteção é galgada ao nível de princípio, discorrendo sobre sua relação com outros princípios e inclusive outras ciências, tais como a contabilidade e a economia. Também desenvolvemos a necessidade do uso da ponderação (proporcionalidade e razoabilidade) na relação entre princípios. Posteriormente, avançamos para análise da aplicação do princípio da proteção à confiança no Brasil, especialmente pelo Poder Judiciário e particularmente no âmbito tributário. A partir desse ponto, iniciamos a reflexão a respeito do significado e da abrangência da expressão jurisprudência, esclarecendo que há situações em que sua modificação se torna necessária ou mesmo inevitável, tornando necessária a análise de seus efeitos em relação aos cidadãos, inclusive quando se trata de matéria tributária. Ademais, buscamos fundamento na modulação de efeitos da decisão judicial para justificar a proteção da expectativa legítima dos contribuintes. Ao final, são analisados alguns casos julgados tanto na esfera judicial quanto administrativa tributária, do que pudemos concluir pela necessidade de se resguardar o direito do cidadão de não ser surpreendido abruptamente pela mudança jurisprudencial, na medida em que há instrumentos eficazes para evitar essa violação a um bem da vida constitucionalmente protegido.
284

Fiduciary responsibility and responsible investment : definition, interpretation and implications for the key role players in the pension fund investment chain

Swart, Rene Louise 02 1900 (has links)
Since their creation in Europe in the seventeenth century, pension funds have grown to become one of the main sources of capital in the world. A number of role players ultimately manage the pension money of members on their behalf. Accordingly, the focus of this study is on the role players involved in the actual investment of pension fund money. For the purposes of the study, the key role players in the pension fund investment chain are identified as pension fund trustees, asset managers and asset consultants. These role players have a specific responsibility in terms of the service that they ought to provide. One of the key aspects of this dissertation is therefore determining whether their responsibility is a fiduciary responsibility. The main purpose of the study is, however, to answer one overarching research question: Does fiduciary responsibility create barriers to the implementation of responsible investment in the South African pension fund investment chain? Clearly, there are two key terms in this research question, fiduciary responsibility and responsible investment. It is suggested that responsible investment takes at least two forms: a “business case” form1 in which environmental, social and governance (ESG) issues are considered only in so far as they are financially material; and a social form in which ESG issues are considered over maximising risk adjusted financial returns. Three key questions were asked in order to find qualitative descriptions and interpretations of fiduciary responsibility: Question 1: Are the key role players in the pension fund investment chain fiduciaries? Question 2: If so, to whom do the key role players owe their fiduciary duty? Question 3: What are the fiduciary duties of the key role players in the pension fund investment chain? It is also suggested that the duty to act in the best interests of beneficiaries could be described as the all-encompassing fiduciary duty. Two main interpretations of the / Private Law / LL.M.
285

La coopération dans le nouveau Code de procédure civile : à la croisée de la procédure civile et de la déontologie

Laflamme, Annie 12 1900 (has links)
L’obligation de coopération a été insérée dans le Code de procédure civile en 2016, tirant ses origines de la procédure civile anglaise. Cette obligation est le point d’ancrage de cette étude, qui a pour objectif non seulement de définir cette nouvelle obligation, mais aussi de démontrer sa complémentarité avec le devoir déontologique de coopérer pour les avocats. L’application concrète de la coopération dans la pratique actuelle de la profession découle de ces deux codes agissant en symbiose. Dans la procédure, la coopération a une place de choix à travers la disposition préliminaire du Code et est qualifiée de principe directeur de la procédure. Elle agit complémentairement avec les notions d’abus de procédure et de bonne foi. L’obligation de coopération s’applique à toutes les étapes du règlement : aux modes privés de prévention et de règlement des conflits, au protocole pré-judiciaire, ainsi que lors de la gestion de l’instance. L’obligation de coopération a également des répercussions importantes en matière de preuve civile. Bien appliquée, elle favorise à la fois la recherche de la vérité par la transmission adéquate des éléments de preuve et l’accessibilité à la justice par la réduction du nombre de procédures. Comme devoir professionnel, la coopération a généralement un impact sur la relation avocat-client et appelle l’avocat à se responsabiliser dans l’accomplissement de ses fonctions. Or, le paysage actuel de la pratique de la profession favorise plutôt l’adversité, notamment parce que la marchandisation et la tarification horaire des services juridiques découragent la coopération entre confrères. Selon nous, il existe néanmoins des solutions concrètes afin de favoriser l’insertion de la coopération dans les différents milieux de pratique. / The obligation of cooperation has enacted in the Code of civil procedure in 2016, inspired by the reform English civil procedure. This obligation is at the heart of this analysis which attempts to define this new obligation and to demonstrate its complementarity with the ethical obligation lawyers has pursuant to the Code of professional Conduct. The practical application of cooperation in lawyer’s modern practice is indeed a mix of those two jurisdictions. In the Code of Civil Procedure, the need for cooperation is described in the preliminary disposition and is expressed as a guiding principle of the procedure at article 20 of the Code. It acts simultaneously with the notions of good faith and abuse of process. The obligation of cooperation is applicable at every step of conflict resolution: to alternative dispute resolution, to pre-judiciary protocol and to case management. The obligation of cooperation also has major repercussions for rules of evidence. When followed properly, it improves not only the research for truth by increasing information exchanges; it also enhances access to justice by reducing the time in court. As a professional obligation, cooperation generally has an impact on lawyer-client relationships and invites the professional to take responsibility for the accomplishment of his functions. However, the professional practice’s landscape does not currently promote cooperation between colleagues, notably because of the commercialisation of legal services and hourly billing. In our opinion though, despite the actual context of legal practice, solutions exist to promote a professional culture based on cooperation.
286

Vers une théorie des fins de non-recevoir en droit privé québécois

Laprise, Marie-Lou 08 1900 (has links)
La fin de non-recevoir est un concept juridique qui se manifeste par la paralysie totale et définitive d’un droit d’action autrement disponible. Malgré des effets dévastateurs et une popularité toujours croissante, près de quarante ans après sa reconnaissance par la Cour suprême, ses contours demeurent flous et sa substance, incertaine. Juges et juristes ne s’entendent ni sur la définition, ni sur les conditions d’application de cette doctrine mal comprise et peu théorisée. Ce mémoire s’appuie sur une analyse historique et comparative de ses sources françaises, anglaises et québécoises et sur une analyse systématique des décisions qui y font appel afin de jeter les bases d’une théorie des fins de non-recevoir en droit privé québécois. Il retrace, au fil des bouleversements politiques et économiques qui ont marqué leur histoire, l’émergence des fins de non-recevoir comme mécanisme hybride unique, gardiennes de la cohérence du droit et outils de matérialisation de ses principes généraux. Il introduit une distinction indispensable entre fins de non-recevoir dirimantes et discrétionnaires et établit un cadre conceptuel inédit qui explique et justifie les différentes fins de non-recevoir qui peuvent s’élever – sanctions, remèdes ou mesures d’équité – et systématise les modes et conditions de leur application. Théoriser la fin de non-recevoir est essentiel pour dépasser les dilemmes du choc entre principes généraux et droit codifié, éviter que l’arbitraire n’étende son emprise au cœur de l’appareil judiciaire et clarifier le rôle des principes généraux dans l’actualisation d’une justice non seulement procédurale, mais aussi matérielle. / The fin de non-recevoir (bar to an action) is a legal concept that results in the total and definitive paralysis of an otherwise available right of action. Despite its devastating effects and growing popularity, nearly forty years after its recognition by the Supreme Court, its contours remain blurry and its substance, ambiguous. The legal community cannot agree on the definition or conditions of this poorly understood and under-theorized doctrine. This thesis builds on a comparative historical analysis of French, English, and Quebecois sources and a systematic review of recent cases to lay the groundwork for a theory of fins de non-recevoir in Quebec private law. Along the political and economic transformations that shaped their history, it traces the emergence of judicially created barriers to legal actions as a unique, hybrid mechanism in the midst of law, keeper of its coherence and enforcer of its guiding principles. This thesis further introduces a crucial distinction between absolute and discretionary bars and establishes a novel conceptual framework that explains and justifies the various bars that may be invoked—whether as sanctions, remedies, or balancing measures—and systematizes how and when they may apply. Theorizing unwritten bars to actions allows us to move beyond the paradoxical opposition between general principles and codified law. It prevents arbitrariness from taking hold of vital spaces in the judicial system. It clarifies the role of general principles of law in bringing about a substantive—not merely procedural—form of justice.
287

我國團體協約法中誠信協商義務之探討—兼論美國法之規範 / The duty to bargain in good faith in Taiwan:with a discussion on The U.S.A.

謝佳珣 Unknown Date (has links)
為落實勞工團結權、團體協商權及爭議權,我國於2007年起陸續修正《工會法》、《團體協約法》及《勞資爭議處理法》,於2010年5月1日起施行,且參考美國與日本之立法,建立不當勞動行為裁決機制,以保障勞工權利不受侵害。 勞動三法修正對於集體勞資關係帶來重大影響,其中一項即為誠信協商制度之導入。根據修正後《團體協約法》第6條第1項之規範:「勞資雙方應本誠實信用原則,進行團體協約之協商;對於他方所提團體協約之協商,無正當理由者,不得拒絕。」規定今後勞資任一方若向他方請求協商時,他方不僅有回應的義務,且須以誠實信用原則為之。由於此制度我國尚處於起步之階段,許多問題須進一步檢討釐清。 因此,本文首先說明目前《團體協約法》所規範之團體協商制度,再從裁決委員會之裁決決定書當中,整理及分析我國實務上拒絕誠信協商之態樣。另外,再輔以說明美國法上誠信協商義務以及協商事項之重要類型、提供協商中必要資料義務之範圍,作為對我國誠信協商制度之啟示。 / To implement the right of employees to organize, bargain collectively, and strike, the government has revised “Labor Union Act”, “Collective Agreement Act” and “Act for Settlement of Labor-Management Disputes” since 2007, and finally has been in place since May 2011. In addition, the Labor Dispute Resolution Scheme for unfair labor practices also be structured by reference to the legislation of United States and Japan, to protect people from unfair labor practices. One of the biggest influences in the collective labor-management relations after the Legal amendments is to establish the principle of bargaining in good faith. According to Section 1 of Article 6 of the newly amended Collective Agreements Act, both the labor and the management shall proceed in good faith when bargaining for a collective agreement; any party without justifiable reasons cannot reject the collective bargaining proposed by the other party. Because it’s the first time to implement the institution in Taiwan, there are many questions in need of clarification. Therefore, this Article intends to introduce the collective bargaining scheme under the current Collective Agreements Act, and also sort out the decision of the Labor Dispute Resolution Scheme for unfair labor practices, attempt to analysize of the aspect of refusing to bargain in good faith in the practice. Moreover, the article is supplemented by the obligations and the important types of bargaining in good faith, the obligation of providing information necessary for the bargaining in the process in Unites States labour law, expected to have implications in Taiwan.
288

Os poderes do juiz na Inglaterra e no Brasil: estudo comparado sobre os case management powers

Costa, Henrique Araújo 03 May 2012 (has links)
Made available in DSpace on 2016-04-26T20:20:50Z (GMT). No. of bitstreams: 1 Henrique Araujo Costa.pdf: 2539931 bytes, checksum: 9c873ec9e2f361932a9e422dd0b34bea (MD5) Previous issue date: 2012-05-03 / This text proposes a comparative study of English and Brazilian civil procedure. The research approaches the judge powers, specifically the case management powers. Considering the issue s delimitation, new statutes and its practice are compared through the perspective of both countries. In conclusion, these judge powers have become similar due to the blending practices seen among different law families, as well as between different countries of the same family. However despite the convergence towards strengthening these powers the problems to be solved by these countries have distinct roots. In England the cost problem is the biggest one, while in Brazil the biggest problem is the delay. Moreover, despite their early convergence, the cultural roots of each system keep them somehow apart from one another. Thus it is not possible to state which would the best system (since they are unique) and the adoption of the English model by the Brazilian legislation should be done with caution (since the problems to be solved are different) / O presente trabalho é uma proposta de estudo comparado do direito processual civil inglês e do brasileiro. A tese é centrada no tema dos poderes do juiz, notadamente nos case management powers. Dentro do recorte proposto, são comparadas as normas e a prática judicial recentemente instituídas pelo direito de cada um dos mencionados países. Conclui-se que os poderes desses juízes tornaram-se bastante semelhantes em decorrência da assimilação mútua de práticas judiciais entre diferentes famílias do direito, bem como entre países distintos de mesma família. No entanto a despeito da convergência em torno do fortalecimento dos poderes do juiz os problemas a serem solucionados pelos referidos países têm raízes distintas. A Inglaterra tem como maior problema o custo, enquanto o Brasil tem como maior problema a demora. Ademais, a raiz cultural de cada sistema os mantém de alguma forma diferentes, apesar da aproximação recente. Por isso não é possível dizer qual dos sistemas seja melhor (já que são incomparáveis) e eventual importação do modelo inglês pela legislação brasileira precisaria ser feita com ressalvas (já que os problemas a serem solucionados são distintos)
289

Fastighetsmäklarens upplysningsplikt :  Avseende omfattningen av upplysningsplikten gentemot köparen, med inriktning på fysiska missförhållanden hänfört till fastigheten / The magnitude of realtor’s liability to inform buyers about physical errors according to the property

Snihs, Lina January 2012 (has links)
Vid en fastighetsöverlåtelse är det mycket information som ska utbytas på kort tid, mellan köpare, säljare och mäklare vad beträffar fastighetens fysiska skick och standard. I egenskap av en lojal, opartisk och sakkunnig person avseende fastighetsförsäljningar, har mäklaren ålagts en upplysningsplikt avseende sådant kring fastighetens skick som denne iakttagit, känner till eller annars har anledning att misstänka, som kan antas ha betydelse för köparen. Räckvidden av mäklarens upplysningsplikt gentemot köparen, avseende fysiska missförhållanden enligt FML 16§ 3st. kommer att utgöra uppsatsens brännpunkt. I detta inryms att söka klar-göra vilka typer av fysiska missförhållanden som en mäklare förväntas informera en köpare om, för att inte riskera att drabbas av någon typ av påföljd. Därutöver utreds förutsägbarheten och ändamålsenligheten kring FML 16§ 3st. Bedömningen av mäklarens upplysningsplikt ska även ses utifrån köparens och säljarens inbördes ansvarsområden för faktiska fel i fastigheten, samt i vilken omfattning det anses motiverat att mäklaren ikläder sig parternas ansvarsroller. Hänsyn i bedömningen får även tas till det faktum att mäklaren åläggs en grundläggande lojalitetsplikt som denne uppbär gentemot såväl köparen som säljaren. Problematiken kan i första hand härledas till tvetydiga och tämligen oklara förarbetsuttalanden, samt frånvaron av prejudicerade rättspraxis på området. Rättsreglerna kring bestämmelsen synes därav även vara svåra att tillämpa i de lägre domstolsinstanserna och hos tillsynsmyndigheten, FMN. Därav kvarstår osäkerhet kring rättsläget avseende omfattningen av mäklarens upplysningsplikt vad beträffar fysiska missförhållanden härlett till fastigheten. / When selling a property there is much information, in regards to the property’s physical standard, which should be discussed between the parties; the realtor, the buyer and the property owner. In relation to the buyer and the property owner, the realtor will be known as a loyal, independent person that carries expert know-ledge in regards to selling property. Therefore the realtor should carry the liability to inform the buyer about physical errors according to the property, that has been found, or for some other reason will be known, or if there is a reason to suspect an error, that can be of  importance to the buyer. The focus point of this thesis is the magnitude of the realtor’s liability to inform the buyer on physical errors, according to FML 16§ 3st., and to examine what kind of physical errors that the buyer have the right to be informed of. Because if the realtor do not respect the obligations according to FML 16§ 3st., legal sanctions will be given. The author will also examine if the legal rule, FML 16§ 3st., is predictable and appropriate. To examine the magnitude of the realtor’s liability to inform the buyer on physical errors, the legal relation between the buyer and the property owner has to be taken into account according to JB 4:19§. The fact that the realtor also carries a responsibility to submit to good faith and fair dealing will also be interesting. The principal legal issue will be based on the unclear preparatory work, regarding to FML (2011:666) 16§ 3st., and the magnitude of realtor’s liability to inform the buyer on physical errors. Furthermore, there is no case law given by the Swedish Supreme Courts, and that is one more reason why the area is so hard to apply. The legal position will therefore stay unclear, according the realtor’s liability to inform the buyer about physical errors of the property.
290

概括條款具體化之法學方法 ─以信用卡定型化契約之內容控制為例 / The methodology of materializing general clauses in jurisprudence-taking judicial review of the provisions in the credit card pre-formulated standard contracts for an example

楊益昌, Yang, Yi Chang Unknown Date (has links)
由於概括條款欠缺明確的構成要件,其適用方法即有異於其他規定,本文係在探討概括條款具體化時合適的法學方法,並且以信用卡定型化契約之內容控制為例加以說明。 司法判決曾有認為信用卡循環息約款違反消費者保護法第12條第1項規定之誠信原則,但該判決經上訴後遭高院廢棄,現行司法實務見解在該問題上多與高院見解相同。事實上,該2判決結論的不同,起因於該2判決對相同事實有不同的評價,以及其分別使用不同的法學方法。是以引發幾項問題,包含該「評價」在法學方法中的意義為何?其所使用的法學方法有無學理之依據? 法律適用過程必須對事實作出「評價」可以在「價值法學」中找到其意義,由此也彰顯了其與傳統法學方法的不同。雖然「評價」無法避免其主觀性,但「價值法學」仍要求評價應儘量求其客觀,所以發展一個有助於評價活動客觀化的法學方法有其必要性。本文嘗試在所舉的案例中操作Larenz的法學方法,發現其方法仍有不足之處,進而思考「法律論證」可以提供的助益。 依學理之觀察,「法律論證」有助於評價活動的客觀化。在主要幾種法律論證方法中,本文認為「論題學」(類觀點學)應該是最適合運用於本案的方法之一,其與傳統法學方法的根本差異在於其本質為「修辭式推理」及「問題導向論證」。學理也認為,在論題學的各種觀點中,「結果」具有相當程度的重要性,所以本文介紹了學理上關於「結果考量」(後果考量)之論述,並建議其得與論題學結合運用。 / The method of applying general clauses is different from the method of applying other clauses due to general clauses are short of requisite elements. This Essay is discussing the methodology of materializing general clauses in jurisprudence and taking judicial review of the provisions in the credit card pre-formulated standard contracts for an example. There was a judicial judgment awarded the revolving interest clause in the credit card pre-formulated standard contracts violate good faith principle in Consumer Protection Act article 12, section 1. However, the judgment was abandoned by the High Court. Now, almost all the courts’ perspectives about the issue are the same as the High Court. In fact, the different outcomes of the two judgments resulted from the different “evaluations” of the case fact and the different legal methods used in the judgments. The observation inspire us: what is the meaning of the evaluation in the legal method? Is there any academic basis for the legal method used in the judgments? For “Jurisprudence of Evaluation”, evaluations are necessary when we applying provisions of the law. That is different from the traditional legal method. Although evaluations cannot be objective purely, Jurisprudence of Evaluation still requires evaluations as objective as possible. That’s why it’s necessary to improve the legal method to comply with the requirement. This essay also tries to use Larenz's legal method in the case mentioned before to figure out the shortcomings of the method and reflects on the advantages of “Legal Argumentation”. According to academic research, Legal Argumentation is helpful to objective evaluations. In several methods of Legal Argumentation, this essay takes up the position that “Topic Argument” should at least be one of the best to the case mentioned before. The radical difference between Topic Argument and traditional legal method is that the former's essential is “Rhetorical Inference” and “Problem-oriented Argument”. Besides, according to academic research, “consequence” is a quite important perspective when we use Topic Argument. Therefore, this essay introduces “Consequentialist Argument” and proposes it can be used with Topic Argument.

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